Instability of unidirectional flows for the 2D Navier-Stokes equations and related $\alpha$-models

Abstract

We study instability of unidirectional flows for the linearized 2D Navier-Stokes equations on the torus. Unidirectional flows are steady states whose vorticity is given by Fourier modes corresponding to a single vector $\mathbf p \in \mathbb Z^{2}$. Using Fourier series and a geometric decomposition allows us to decompose the linearized operator $L_{B}$ acting on the space $\ell^{2}(\mathbb Z^{2})$ about this steady state as a direct sum of linear operators $L_{B,\mathbf q}$ acting on $\ell^{2}(\mathbb Z)$ parametrized by some vectors $\mathbf q\in\mathbb Z^2$. Using the method of continued fractions we prove that the linearized operator $L_{B,\mathbf q}$ about this steady state has an eigenvalue with positive real part thereby implying exponential instability of the linearized equations about this steady state. We further obtain a characterization of unstable eigenvalues of $L_{B,\mathbf q}$ in terms of the zeros of a perturbation determinant (Fredholm determinant) associated with a trace class operator $K_{\lambda}$. We also extend our main instability result to cover regularized variants (involving a parameter $\alpha>0$) of the Navier-Stokes equations, namely the second grade fluid model, the Navier-Stokes-$\alpha$ and the Navier-Stokes-Voigt models.