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arXiv · 2106.09140

Human-AI Interactions Through A Gricean Lens

Laura Panfili·Steve Duman·Andrew Nave·Katherine Phelps Ridgeway·Nathan Eversole·Ruhi Sarikaya
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Abstract

Grice's Cooperative Principle (1975) describes the implicit maxims that guide conversation between humans. As humans begin to interact with non-human dialogue systems more frequently and in a broader scope, an important question emerges: what principles govern those interactions? The present study addresses this question by evaluating human-AI interactions using Grice's four maxims; we demonstrate that humans do, indeed, apply these maxims to interactions with AI, even making explicit references to the AI's performance through a Gricean lens. Twenty-three participants interacted with an American English-speaking Alexa and rated and discussed their experience with an in-lab researcher. Researchers then reviewed each exchange, identifying those that might relate to Grice's maxims: Quantity, Quality, Manner, and Relevance. Many instances of explicit user frustration stemmed from violations of Grice's maxims. Quantity violations were noted for too little but not too much information, while Quality violations were rare, indicating trust in Alexa's responses. Manner violations focused on speed and humanness. Relevance violations were the most frequent, and they appear to be the most frustrating. While the maxims help describe many of the issues participants encountered, other issues do not fit neatly into Grice's framework. Participants were particularly averse to Alexa initiating exchanges or making unsolicited suggestions. To address this gap, we propose the addition of human Priority to describe human-AI interaction. Humans and AIs are not conversational equals, and human initiative takes priority. We suggest that the application of Grice's Cooperative Principles to human-AI interactions is beneficial both from an AI development perspective and as a tool for describing an emerging form of interaction.

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Laura Panfili, Steve Duman, Andrew Nave, Katherine Phelps Ridgeway, Nathan Eversole, Ruhi Sarikaya. 2021-06-16. Human-AI Interactions Through A Gricean Lens. https://doi.org/10.3765/plsa.v6i1.4971

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