Solving local constraint conditions in slave particle theory

Abstract

With the Becchi-Rouet-Stora-Tyutin (BRST) quantization of gauge theory, we solve the long-standing difficult problem of the local constraint conditions, i.e., the single occupation of a slave particle per site, in the slave particle theory. This difficulty is actually caused by inconsistently dealing with the local Lagrange multiplier $λ_i$ which ensures the constraint: In the Hamiltonian formalism of the theory, $λ_i$ is time-independent and commutes with the Hamiltonian while in the Lagrangian formalism, $λ_i(t)$ becomes time-dependent and plays a role of gauge field. This implies that the redundant degrees of freedom of $λ_i(t)$ are introduced and must be removed by the additional constraint, the gauge fixing condition $\partial_t λ_i(t)=0$. In literature, this gauge fixing condition was missed. We add this gauge fixing condition and use the BRST quantization of gauge theory for Dirac's first-class constraints in the slave particle theory. This gauge fixing condition endows $λ_i(t)$ with dynamics and leads to important physical results. As an example, we study the Hubbard model at half-filling and find that the spinon is gapped in the weak $U$ and the system is indeed a conventional metal, which resolves the paradox that the weak coupling state is a superconductor in the previous slave boson mean field theory. For the $t$-$J$ model, we find that the dynamic effect of $λ_i(t)$ substantially suppresses the $d$-wave pairing gap and then the superconducting critical temperature may be lowered at least a factor of one-fifth of the mean field value which is of the order of 1000 K. The renormalized $T_c$ is then close to that in cuprates.