Search arXivSearch

arXiv · 2403.14374

FIT-RAG: Black-Box RAG with Factual Information and Token Reduction

Abstract

Due to the extraordinarily large number of parameters, fine-tuning Large Language Models (LLMs) to update long-tail or out-of-date knowledge is impractical in lots of applications. To avoid fine-tuning, we can alternatively treat a LLM as a black-box (i.e., freeze the parameters of the LLM) and augment it with a Retrieval-Augmented Generation (RAG) system, namely black-box RAG. Recently, black-box RAG has achieved success in knowledge-intensive tasks and has gained much attention. Existing black-box RAG methods typically fine-tune the retriever to cater to LLMs' preferences and concatenate all the retrieved documents as the input, which suffers from two issues: (1) Ignorance of Factual Information. The LLM preferred documents may not contain the factual information for the given question, which can mislead the retriever and hurt the effectiveness of black-box RAG; (2) Waste of Tokens. Simply concatenating all the retrieved documents brings large amounts of unnecessary tokens for LLMs, which degenerates the efficiency of black-box RAG. To address these issues, this paper proposes a novel black-box RAG framework which utilizes the factual information in the retrieval and reduces the number of tokens for augmentation, dubbed FIT-RAG. FIT-RAG utilizes the factual information by constructing a bi-label document scorer. Besides, it reduces the tokens by introducing a self-knowledge recognizer and a sub-document-level token reducer. FIT-RAG achieves both superior effectiveness and efficiency, which is validated by extensive experiments across three open-domain question-answering datasets: TriviaQA, NQ and PopQA. FIT-RAG can improve the answering accuracy of Llama2-13B-Chat by 14.3\% on TriviaQA, 19.9\% on NQ and 27.5\% on PopQA, respectively. Furthermore, it can save approximately half of the tokens on average across the three datasets.

Explore related subjects

Keep this discovery

Explore connections, maps & timelines

BibTeXRIS

Yuren Mao, Xuemei Dong, Wenyi Xu, Yunjun Gao, Bin Wei, Ying Zhang. 2024-03-21. FIT-RAG: Black-Box RAG with Factual Information and Token Reduction. https://arxiv.org/abs/2403.14374

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

What is the Role of Small Models in the LLM Era: A Survey

Large Language Models (LLMs) have demonstrated remarkable capabilities in various reasoning tasks, which leads to the development of increasingly large models. However, scaling up model sizes results in significantly higher computational costs and energy consumption, which makes these models impractical for academic researchers and businesses with limited resources. At the same time, Small Models (SMs) are frequently used in practical settings, although their significance is currently underestimated. This raises important questions about the role of small models in the era of LLMs, a topic that has received limited attention in prior surveys. In this work, we systematically examine the relationship between LLMs and SMs from two key perspectives: Collaboration and Competition (or Complementarity). We hope this survey provides valuable insights for practitioners, fostering a deeper understanding of the contribution of small models and promoting more efficient use of computational resources.

cs.CL

SG-FSM: A Self-Guiding Zero-Shot Prompting Paradigm for Multi-Hop Question Answering Based on Finite State Machine

Large Language Models with chain-of-thought prompting, such as OpenAI-o1, have shown impressive capabilities in natural language inference tasks. However, Multi-hop Question Answering (MHQA) remains challenging for many existing models due to issues like hallucination, error propagation, and limited context length. To address these challenges and enhance LLMs' performance on MHQA, we propose the Self-Guiding prompting Finite State Machine (SG-FSM), designed to strengthen multi-hop reasoning abilities. Unlike traditional chain-of-thought methods, SG-FSM tackles MHQA by iteratively breaking down complex questions into sub-questions, correcting itself to improve accuracy. It processes one sub-question at a time, dynamically deciding the next step based on the current context and results, functioning much like an automaton. Experiments across various benchmarks demonstrate the effectiveness of our approach, outperforming strong baselines on challenging datasets such as Musique. SG-FSM reduces hallucination, enabling recovery of the correct final answer despite intermediate errors. It also improves adherence to specified output formats, simplifying evaluation significantly.

cs.CL

A Course Intelligence Platform for Higher Education: Lessons from AI-Assisted Course Evaluation

The rapid adoption of generative AI has created new opportunities for teaching, learning, and quality assurance. Existing applications, however, remain largely student-facing, with comparatively limited attention to institution-level needs. This paper presents a course intelligence platform deployed across more than 100 universities and serving over 10,000 instructors in China. By linking competency requirements, knowledge structures, teaching activities, and assessment evidence, it establishes a shared foundation for knowledge organization, instructional design, learning assessment, and quality evaluation. The course evaluation module is examined as a representative institution-facing application of the platform, which integrates national evaluation standards, structured educational evidence, customized prompting strategies, and domain-adapted LLMs to generate quantitative scores and qualitative feedback. A case study involving 100 authentic university courses is conducted to evaluate its alignment with expert judgments and the interpretability of its outputs. Statistical analyses show substantial agreement between AI-generated assessments and expert ratings, while qualitative results highlight the credibility of the feedback. The findings further suggest that AI-assisted evaluation requires not only capable models but also structured domain knowledge and transparent criteria. In this context, human ratings should be treated as an informative reference rather than an error-free gold standard, and the objective is to achieve consistent, interpretable, and defensible judgments instead of merely replicating expert scores.

cs.CL