Immutable in Principle, Upgradeable by Design: Exploratory Study of Smart Contract Upgradeability

Ilham Qasse; Mohammad Hamdaqa; Björn Þór Jónsson

Home/Archive/arXiv

arXiv · 2407.01493

Immutable in Principle, Upgradeable by Design: Exploratory Study of Smart Contract Upgradeability

Ilham Qasse·Mohammad Hamdaqa·Björn Þór Jónsson

View original source ↗Read source document ↗Export metadata ↓

Abstract

Smart contracts, known for their immutable nature to ensure trust via automated enforcement, have evolved to require upgradeability due to unforeseen vulnerabilities and the need for feature enhancements post-deployment. This contradiction between immutability and the need for modifications has led to the development of upgradeable smart contracts. These contracts are immutable in principle yet upgradable by design, allowing updates without altering the underlying data or state, thus preserving the contract's intent while allowing improvements. This study aims to understand the application and implications of upgradeable smart contracts on the Ethereum blockchain. By introducing a dataset that catalogs the versions and evolutionary trajectories of smart contracts, the research explores key dimensions: the prevalence and adoption patterns of upgrade mechanisms, the likelihood and occurrences of contract upgrades, the nature of modifications post-upgrade, and their impact on user engagement and contract activity. Through empirical analysis, this study identifies upgradeable contracts and examines their upgrade history to uncover trends, preferences, and challenges associated with modifications. The evidence from analyzing over 44 million contracts shows that only 3% have upgradeable characteristics, with only 0.34% undergoing upgrades. This finding underscores a cautious approach by developers towards modifications, possibly due to the complexity of upgrade processes or a preference for maintaining stability. Furthermore, the study shows that upgrades are mainly aimed at feature enhancement and vulnerability mitigation, particularly when the contracts' source codes are accessible. However, the relationship between upgrades and user activity is complex, suggesting that additional factors significantly affect the use of smart contracts beyond their evolution.

Explore related subjects

cs.SE

Keep this discovery

Explore connections, maps & timelines

BibTeX RIS

Ilham Qasse, Mohammad Hamdaqa, Björn Þór Jónsson. 2024-07-01. Immutable in Principle, Upgradeable by Design: Exploratory Study of Smart Contract Upgradeability. https://arxiv.org/abs/2407.01493

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

arXiv2026

Enhancing the Non-Functional Quality Compliance of LLM-Generated Code through Quality-Aware Preference Learning

Large Language Models (LLMs) have been widely adopted in commercial code completion engines, significantly enhancing coding efficiency and productivity. However, even functionally correct LLM-generated code may exhibit non-functional quality issues that violate coding standards and best practices, such as poor style and limited maintainability. To address this, we propose a framework for quality-aware preference learning that guides LLMs toward generating criteria-compliant code. Our approach consists of three phases. First, we construct a dataset of paired criteria-violating and criteria-compliant samples, where each pair contains code exhibiting a specific non-functional quality issue and its repaired version that resolves the issue. Second, we design an adaptive token weighting mechanism to emphasize quality-sensitive code regions. Third, we introduce a hybrid optimization objective that combines ranking loss with language modeling loss and KL divergence to enable effective comparative optimization. Extensive experiments on DeepSeek-Coder and Qwen2.5-Coder show that our method substantially improves compliance with the targeted non-functional quality criteria while maintaining functional correctness, achieving a 75.7% relative increase in Quality Reciprocal Score (QRS) on MBPP-sanitized for Qwen2.5-Coder. Fine-tuning a 7B model requires less than three hours, indicating strong practical viability. Ablation studies and a user study further support the effectiveness of the proposed framework.

cs.SE↗

arXiv2026

ResTest: Targeted Coverage of Residual Not-Covered Code Using Large Language Models for Web GUI Testing

Automated web GUI testing (AWGT) approaches explore web applications through GUI actions to achieve code coverage. However, existing approaches, whether random-based, model-based, or reinforcement-learning-based, often struggle to generate continuous and semantically meaningful action sequences for testing complex functionalities, limiting their achievable code coverage. Recent LLM-based approaches partially alleviate this problem but still fall short due to limited capability in inferring testable functionalities and low success rates in executing tasks on complex web applications. In this paper, we propose ResTest, a complementary approach that uses coverage-report-guided LLMs to target residual not-covered code left by existing AWGT approaches. ResTest first runs an existing AWGT approach to broadly explore the application while constructing a state transition graph with summarized information. Once coverage plateaus, ResTest employs an LLM to infer not-covered functionalities based on the state transition graph and coverage report, and then utilizes a specialized LLM-driven GUI agent to execute these functionalities in a targeted manner. Our evaluation on ten open-source web applications shows that ResTest improves three categories of AWGT approaches by 17.52\% to 24.36\% in average code coverage. Ablation studies further confirm the sustained coverage improvement capability and the contribution of each component.

cs.SE↗

arXiv2026

Measuring and Exploiting Contextual Bias in LLM-Assisted Security Code Review

Automated Code Review (ACR) systems integrating Large Language Models (LLMs) are increasingly adopted in software development workflows, ranging from interactive assistants to autonomous agents in CI/CD pipelines. In this paper, we study how LLM-based vulnerability detection in ACR is affected by the framing effect: the tendency to let the presentation of information override its semantic content in forming judgments. We examine whether adversaries can exploit this through contextual-bias injection (crafting PR metadata to bias ACR security judgments) as a supply-chain attack vector against real-world ACR pipelines. To this end, we first conduct a large-scale exploratory study across 6 LLMs under five framing conditions, establishing the framing effect as a systematic and widespread phenomenon in LLM-based vulnerability detection. We then design a realistic and controlled experimental environment, evaluating 33 CVEs across 20 real-world projects and two popular ACR pipelines (Claude Code and CodeRabbit), to assess the susceptibility of real-world ACR pipelines to vulnerability re-introduction attacks. We employ two attack strategies: a template-based attack inspired by prior related work, and a novel LLM-assisted refinement attack. We find that template-based attacks are ineffective and may even backfire, as direct biasing attempts raise suspicions. Our refinement attack, on the other hand, is successful in 32/33 (97%) cases, exploiting a fundamental asymmetry: attackers can iteratively refine attacks against a local clone of the review pipeline, while defenders have only one chance to detect them. Overall, our findings highlight the dangers of over-relying on ACR and stress the importance of human oversight and contributor trust in the development process.

cs.SE↗