Search arXivSearch

arXiv · 2410.05662

Communication-Efficient Federated Learning under Dynamic Device Arrival and Departure: Convergence Analysis and Algorithm Design

Abstract

Most federated learning (FL) approaches assume a fixed device set. However, real-world scenarios often involve devices dynamically joining or leaving the system, driven by, e.g., user mobility patterns or handovers across cell boundaries. This dynamic setting introduces unique challenges: (1) the optimization objective evolves with the active device set, unlike traditional FL's static objective; and (2) the current global model may no longer serve as an effective initialization for subsequent rounds, potentially hindering adaptation, delaying convergence, and reducing resource efficiency. To address these challenges, we first provide a convergence analysis for FL under a dynamic device set, accounting for factors such as gradient noise, local training iterations, and data heterogeneity in this practical setting. Motivated by this analysis, we propose a model initialization algorithm that enables rapid adaptation whenever devices join or leave the network. Our key idea is to compute a weighted average of previous global models, guided by gradient similarity, to prioritize models trained on data distributions that closely align with the current device set, thereby accelerating recovery from distribution shifts in fewer training rounds. This plug-and-play algorithm is designed to integrate seamlessly with existing FL methods, offering broad applicability. Experiments demonstrate that our approach achieves convergence speedups typically an order of magnitude or more compared to baselines, which we show drastically reduces energy consumption to reach a target accuracy.

Explore related subjects

Keep this discovery

Explore connections, maps & timelines

BibTeXRIS

Zhan-Lun Chang, Dong-Jun Han, Seyyedali Hosseinalipour, Mung Chiang, Christopher G. Brinton. 2026-06-08. Communication-Efficient Federated Learning under Dynamic Device Arrival and Departure: Convergence Analysis and Algorithm Design. https://arxiv.org/abs/2410.05662

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

Online Regularized Statistical Learning in Reproducing Kernel Hilbert Space With Non-Stationary Data

We study recursive regularized learning algorithms in the reproducing kernel Hilbert space (RKHS) with non-stationary online data streams. We introduce the concept of a random Tikhonov regularization path and decompose the tracking error of the algorithm's output for the regularization path into random difference equations in RKHS. We show that the tracking error vanishes in mean square and almost surely if the regularization path is slowly time-varying. Then, leveraging the monotonicity of inverse operators and the spectral decomposition of compact operators, and introducing the RKHS persistence of excitation condition, we develop a dominated convergence method to prove the mean square and almost sure consistency between the regularization path and the unknown function to be learned. Especially, for independent and non-identically distributed data streams, the mean square and almost sure consistency between the algorithm's output and the unknown function is achieved if the input data's marginal probability measures are slowly time-varying and the average measure over each fixed-length time period is uniformly above a strictly positive finite Borel measure.

cs.LG

Reflective Policy Optimization

On-policy reinforcement learning methods, like Trust Region Policy Optimization (TRPO) and Proximal Policy Optimization (PPO), often demand extensive data per update, leading to sample inefficiency. This paper introduces Reflective Policy Optimization (RPO), a novel on-policy extension that amalgamates past and future state-action information for policy optimization. This approach empowers the agent for introspection, allowing modifications to its actions within the current state. Theoretical analysis confirms that policy performance is monotonically improved and contracts the solution space, consequently expediting the convergence procedure. Empirical results demonstrate RPO's feasibility and efficacy in two reinforcement learning benchmarks, culminating in superior sample efficiency. The source code of this work is available at https://github.com/Edgargan/RPO.

cs.LG

Transductive Off-policy Proximal Policy Optimization

Proximal Policy Optimization (PPO) is a popular model-free reinforcement learning algorithm, esteemed for its simplicity and efficacy. However, due to its inherent on-policy nature, its proficiency in harnessing data from disparate policies is constrained. This paper introduces a novel off-policy extension to the original PPO method, christened Transductive Off-policy PPO (ToPPO). Herein, we provide theoretical justification for incorporating off-policy data in PPO training and prudent guidelines for its safe application. Our contribution includes a novel formulation of the policy improvement lower bound for prospective policies derived from off-policy data, accompanied by a computationally efficient mechanism to optimize this bound, underpinned by assurances of monotonic improvement. Comprehensive experimental results across six representative tasks underscore ToPPO's promising performance.

cs.LG