On Generalisation Error Bounds for Transformers

Lan V. Truong

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arXiv · 2410.11500

On Generalisation Error Bounds for Transformers

Lan V. Truong

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Abstract

In this paper, we establish a collection of covering number bounds for linear function classes under various norm constraints on the inputs and matrices. We then combine these results with existing covering number bounds to derive improved estimates and, based on these estimates, develop generalization error bounds for single-layer Transformers. The resulting generalization bounds improve upon several existing results in the literature and, in particular, are independent of the input sequence length. Moreover, our generalization error bound decays at the rate $O(1/\sqrt{n})$, where $n$ denotes the sample size, thereby improving upon existing bounds that scale as $O((\log n)/\sqrt{n})$. Furthermore, our covering number analysis explicitly incorporates rank constraints on the underlying matrix classes, allowing us to characterize how low-rank structures affect the metric entropy and, consequently, the resulting generalization bounds for Transformer architectures.

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Lan V. Truong. 2026-09-08. On Generalisation Error Bounds for Transformers. https://arxiv.org/abs/2410.11500

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