A Hybrid Dynamic Subarray Architecture for Efficient DOA Estimation in THz Ultra-Massive Hybrid MIMO Systems

Abstract

Terahertz (THz) communication combined with ultra-massive multiple-input multiple-output (UM-MIMO) technology is promising for 6G wireless systems, where fast and precise direction-of-arrival (DOA) estimation is crucial for effective beamforming. However, finding DOAs in THz UM-MIMO systems faces significant challenges: while reducing hardware complexity, the hybrid analog-digital (HAD) architecture introduces inherent difficulties in spatial information acquisition the large-scale antenna array causes significant deviations in eigenvalue decomposition results; and conventional two-dimensional DOA estimation methods incur prohibitively high computational overhead, hindering fast and accurate realization. To address these challenges, we propose a hybrid dynamic subarray (HDS) architecture that strategically divides antenna elements into subarrays, ensuring phase differences between subarrays correlate exclusively with single-dimensional DOAs. Leveraging this architectural innovation, we develop two efficient algorithms for DOA estimation: a reduced-dimension MUSIC (RD-MUSIC) algorithm that enables fast processing by correcting large-scale array estimation bias, and an improved version that further accelerates estimation by exploiting THz channel sparsity to obtain initial closed-form solutions through specialized two-RF-chain configuration. Furthermore, we develop a theoretical framework through Cramér-Rao lower bound analysis, providing fundamental insights for different HDS configurations. Extensive simulations demonstrate that our solution achieves both superior estimation accuracy and computational efficiency, making it particularly suitable for practical THz UM-MIMO systems.