Federated Out-of-Distribution Generalization: A Causal Augmentation View

Abstract

Federated learning aims to collaboratively model by integrating multi-source information to obtain a model that can generalize across all client data. Existing methods often leverage knowledge distillation or data augmentation to mitigate the negative impact of data bias across clients. However, the limited performance of teacher models on out-of-distribution samples and the inherent quality gap between augmented and original data hinder their effectiveness and they typically fail to leverage the advantages of incorporating rich contextual information. To address these limitations, this paper proposes a Federated Causal Augmentation method, termed FedCAug, which employs causality-inspired data augmentation to break the spurious correlation between attributes and categories. Specifically, it designs a causal region localization module to accurately identify and decouple the background and objects in the image, providing rich contextual information for causal data augmentation. Additionally, it designs a causality-inspired data augmentation module that integrates causal features and within-client context to generate counterfactual samples. This significantly enhances data diversity, and the entire process does not require any information sharing between clients, thereby contributing to the protection of data privacy. Extensive experiments conducted on three datasets reveal that FedCAug markedly reduces the model's reliance on background to predict sample labels, achieving superior performance compared to state-of-the-art methods.