Search arXivSearch

arXiv · 2512.17325

Task Schema and Binding: A Double Dissociation Study of In-Context Learning

Abstract

We provide causal mechanistic validation that in-context learning (ICL) decomposes into two separable mechanisms: Task Schema (abstract task type recognition) and Binding (specific input-output associations). Through activation patching experiments across 9 models from 7 Transformer families plus Mamba (370M-13B parameters), we establish three key findings: 1. Double dissociation: Task Schema transfers at 100% via late MLP patching; Binding transfers at 62% via residual stream patching -- proving separable mechanisms 2. Prior-Schema trade-off: Schema reliance inversely correlates with prior knowledge (Spearman rho = -0.596, p < 0.001, N=28 task-model pairs) 3. Architecture generality: The mechanism operates across all tested architectures including the non-Transformer Mamba These findings offer a mechanistic account of the ICL puzzle that contrasts with prior views treating ICL as a monolithic mechanism (whether retrieval-based, gradient descent-like, or purely Bayesian). By establishing that Schema and Binding are neurally dissociable -- not merely behavioral modes -- we provide causal evidence for dual-process theories of ICL. Models rely on Task Schema when prior knowledge is absent, but prior knowledge interferes through attentional mis-routing (72.7% recency bias) rather than direct output competition (0%). This explains why arbitrary mappings succeed (zero prior leads to full Schema reliance) while factual overrides fail -- and reveals that the true bottleneck is attentional, not output-level. Practical implications: Understanding these dual mechanisms enables more efficient prompt engineering -- reliable schema transfer reduces required demonstrations for novel tasks, while prior-aware design can mitigate the 38% binding failure rate in high-prior scenarios, improving ICL system reliability in production deployments.

Explore related subjects

Keep this discovery

Explore connections, maps & timelines

BibTeXRIS

Chaeha Kim. 2025-12-19. Task Schema and Binding: A Double Dissociation Study of In-Context Learning. https://arxiv.org/abs/2512.17325

Cite the original work for its findings. Save a collection to share your selection of sources.

KEEP EXPLORING

Related papers

Analysis of Regularized Learning in Banach Spaces for Linear-functional Data

This article delves into the study of the theory of regularized learning in Banach spaces for linear-functional data. It encompasses discussions on representer theorems, pseudo-approximation theorems, and convergence theorems. Regularized learning is designed to minimize regularized empirical risks over a Banach space. The empirical risks are calculated by utilizing training data and multi-loss functions. The input training data are composed of linear functionals in a predual space of the Banach space to capture discrete local information from multimodal data and multiscale models. Through the regularized learning, approximations of the exact solution to an unidentified or uncertain original problem are globally achieved. In the convergence theorems, the convergence of the approximate solutions to the exact solution is established through the utilization of the weak* topology of the Banach space. The theorems of regularized learning are utilized in the interpretation of classical machine learning, such as support vector machines and artificial neural networks.

cs.LG

On Minimal Depth in Neural Networks

Understanding the relationship between the depth of a neural network and its representational capacity is a central problem in deep learning theory. In this work, we develop a geometric framework to analyze the expressivity of ReLU networks with the notion of depth complexity for convex polytopes. The depth of a polytope recursively quantifies the number of alternating convex hull and Minkowski sum operations required to construct it. This geometric perspective serves as a rigorous tool for deriving depth lower bounds and understanding the structural limits of deep neural architectures. We establish lower and upper bounds on the depth of polytopes, as well as tight bounds for classical families. These results yield two main consequences. First, we provide a purely geometric proof of the expressivity bound by Arora et al. (2018), confirming that $\lceil \log_2(n+1)\rceil$ hidden layers suffice to represent any continuous piecewise linear (CPWL) function. Second, we prove that, unlike general ReLU networks, convex polytopes do not admit a universal depth bound. Specifically, the depth of cyclic polytopes in dimensions $n \geq 4$ grows unboundedly with the number of vertices. This result implies that Input Convex Neural Networks (ICNNs) cannot represent all convex CPWL functions with a fixed depth, revealing a sharp separation in expressivity between ICNNs and standard ReLU networks.

cs.LG

ELEMENT: Episodic and Lifelong Exploration via Maximum Entropy

Reinforcement learning agents depend on reward signals whose density is rarely under the designer's control, and when such signals are absent, an agent must generate its own drive to explore. State entropy maximization offers a principled objective for this, but existing methods break down at scale in two ways: the intrinsic reward vanishes once a state has been visited, discouraging revisits to the very gateways that lead onward, and estimating entropy over millions of accumulated observations becomes computationally prohibitive. We address both with Episodic and Lifelong Exploration via Maximum Entropy (ELEMENT), a multiscale intrinsically motivated framework for reward-free exploration that transfers to downstream tasks. ELEMENT couples lifelong entropy maximization with a complementary episodic term acting on a faster timescale. For the episodic term, we derive average episodic state entropy, an intrinsic reward that is the exact minimizer of a tractable upper bound on the reward-decomposition objective; for the lifelong term, we propose a $k$NN graph-based estimator that keeps entropy tractable without forgetting. ELEMENT consistently outperforms state-of-the-art intrinsic reward baselines on state coverage and unsupervised pre-training. Videos, code, and supplementary material: https://sites.google.com/view/element-rl.

cs.LG