CLIP-AUTT: Test-Time Personalization with Action Unit Prompting for Fine-Grained Video Emotion Recognition

Abstract

Personalization in emotion recognition (ER) is essential for accurate interpretation of subtle and subject-specific expressive patterns. Recent advances in vision-language models (VLMs), such as CLIP, demonstrate strong potential for leveraging joint image-text representations in ER. However, existing CLIP-based methods either rely on CLIP's contrastive pretraining or use LLMs to generate descriptive text prompts, which can be noisy, computationally expensive, and often fail to capture fine-grained expressions, leading to degraded performance. In this work, Action Units (AUs) are leveraged as structured textual prompts within CLIP to model fine-grained facial expressions. AUs encode the subtle muscle activations underlying expressions, providing localized and interpretable semantic cues for more robust facial expression recognition (FER). We introduce CLIP-AU, a lightweight AU-guided temporal learning method that integrates interpretable AU semantics into CLIP. It learns generic, subject-agnostic representations by aligning AU prompts with facial dynamics, enabling fine-grained FER without CLIP fine-tuning or LLM-generated text supervision. Although CLIP-AU models fine-grained AU semantics, it does not adapt to subject-specific variability in subtle expressions. To address this limitation, we propose CLIP-AUTT, a video-based test-time personalization method that dynamically adapts AU prompts to videos from unseen subjects. By combining entropy-guided temporal window selection with prompt tuning, CLIP-AUTT enables subject-specific adaptation while preserving temporal consistency. Our experiments on three challenging video-based datasets, BioVid, StressID, and BAH, indicate that CLIP-AU and CLIP-AUTT outperform state-of-the-art CLIP-based FER and TTA methods.