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arXiv · 2606.09005

Document-Authored Control-Signal Impersonation: A Low-Cost Indirect Prompt Attack on RAG Safety Boundaries

Jianguo Zhu
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Abstract

Retrieval-augmented generation (RAG) systems often serialize user queries, retrieved documents, metadata, system labels, and task instructions into one natural-language prompt. We study a source-authority boundary failure in this design: attacker-authored retrieved text can impersonate metadata, provenance, authority, or disclosure-policy signals that appear control-relevant to the model. We call this pattern Document-Authored Control-Signal Impersonation (DACSI). DACSI is a non-imperative, metadata-like payload subclass within indirect prompt injection. Its central lesson is simple: document-authored labels are data, not policy. Command-style injection asks the model to ignore, override, or violate policy; DACSI asks whether untrusted document text can be misattributed as an authorized control signal when RAG prompt rendering collapses trusted and untrusted text into the same natural-language channel. We evaluate DACSI across six model settings, prompt-pressure levels, injection baselines, signal taxonomies, RAG-mediated pipelines, system-control probes, a source-authority attribution probe, and synthetic canary formats. We interpret the evidence by model regime rather than as six equal replications: DeepSeek V4 Pro and Qwen3.5-397B provide the cleanest positive lift, DeepSeek V4 Flash is a high-susceptibility setting, GPT-5.5 and Gemini 3.1 Pro Low are strong-boundary probes with selected residual risks, and GLM-4.7 is a saturated leakage boundary case. Across these regimes, DACSI warrants separate evaluation because it uses a command-free metadata/provenance/policy surface, follows a RAG-specific source-authority path, and responds to source/channel separation. The source-authority probe is behavioral attribution evidence, not proof of an internal mechanism.

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Jianguo Zhu. 2026-06-08. Document-Authored Control-Signal Impersonation: A Low-Cost Indirect Prompt Attack on RAG Safety Boundaries. https://arxiv.org/abs/2606.09005

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