Polarimetric SAR Model Fitting for Soil Moisture Retrieval: Study of PALSAR-2 data over a Heterogeneous Mine Environment in Finland

Abstract

This paper examines several model based approaches for retrieving surface soil moisture from ALOS-2 PALSAR-2 quad-pol imagery, over a lime stone quarry in southeastern Finland. The study primarily targets physically interpretable semi-empirical modeling approaches, with generic ML modeling used as a benchmark. Along with common polarimetric observables, we propose a generalization of the SAR time series based TU Wien soil moisture index (SMI) retrievals examined across several representational spaces derived from polarimetric coherency matrix $[T3]$. This study was conducted over a closed tailing storage facility and a landfill, with a set of 9 repeat pass PALSAR-2 images. The best semi-empirical configuration combining temporal context SMI and current observation PolSAR parameters achieved $R^2=0.67$ and RMSE $=5.65$ volumetric \% units. The strongest $SMI_{[T3]}$ approach with sediment-specific calibration, achieved $R^2=0.66$ and RMSE $=5.67$ vol. \%, which was considerably better than using $SMI_{HH}$ or $SMI_{VV}$. The proposed approach was sensitive to representations: dB-based projection outperformed linear or trace-normalized $[T3]$ representation. Factoring in sediment information dramatically improved retrieval performance compared to using global model fitting. Machine learning results closely approached but not outperformed semi-empirical model based methodologies. Similarly, they highlighted the need for sediment-specific modeling as well as the importance of including time-series/temporal backscatter dynamics during SSM retrieval. Our study demonstrated the utility of physics based SSM retrieval approaches in the complex multi-sediment mine environment under relatively scarce reference data conditions.