Envelopes of upper bounds for nonbinary constant-weight and constant-composition codes

Abstract

Deriving upper bounds on code size from existing bounds is a classical approach in coding theory, dating back to the seminal results of Elias, Bassalygo, and Levenshtein. We study a framework encompassing the Bassalygo--Elias and Levenshtein inequalities for binary and nonbinary (constant-weight) codes and provides certain generalizations. The asymptotic cost of transferring a bound between different symbol compositions is expressed in terms of mutual information, yielding an information-theoretic optimal transport formulation. We determine the optimal permutation-transport cost between arbitrary compositions in terms of their least common majorant in the majorization order. Specializing to symmetric constant-weight compositions yields explicit transport profiles. As a byproduct, we establish unimodality of the asymptotic constant-weight rate as a function of the relative weight. We prove that the resulting closure operators are idempotent and that applying transport before outer Bassalygo--Elias averaging leaves the unrestricted bound obtained from the same input unchanged. We also establish necessary and sufficient conditions for an upper bound to be a fixed point of the closure operator. Since the asymptotic rate function is an upper bound for itself and it is a fixed point, we conclude the Schur concavity of the constant-composition rate function. Finally, we survey existing upper bounds for binary and nonbinary constant-weight and constant-composition codes, combine them into optimized envelopes within the transport framework, and obtain improved theoretical and numerical bounds.