Understanding Head Geometry and Dynamics in Federated Regression through a Natural Solution Selection Rule: An Unconstrained Feature Model Analysis

Chuang Ma; Tomoyuki Obuchi

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arXiv · 2609.39464

Understanding Head Geometry and Dynamics in Federated Regression through a Natural Solution Selection Rule: An Unconstrained Feature Model Analysis

Chuang Ma·Tomoyuki Obuchi

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Abstract

In federated averaging, local objectives can admit multiple optimal heads, making the aggregate depend on which heads clients return. We study this ambiguity in federated multivariate regression with private backbones and a shared linear head, using an unconstrained feature model (UFM) that treats training-sample features as free variables. We introduce a natural selection rule: each client returns the optimal head closest to the broadcast head. We show that global minimization with a vanishing proximal penalty on the head realizes this rule. When the clients' optimal Gram matrices and the initial shared Gram matrix are positive definite, the shared Gram matrix follows a closed recursion and converges to the unique Bures-Wasserstein barycenter of the clients' optimal Gram matrices. Even with this alignment, the limit generally differs from the centralized optimal Gram matrix. We decompose this gap into three positive-semidefinite terms arising from differences in client target means, covariance heterogeneity, and averaging the aligned heads. A correction based on a one-time exchange of target means and covariances recovers the centralized optimal Gram matrix in one round under exact local optimization and the same selection rule. We verify these results numerically in the UFM and test its predictions on five tabular and five image regression datasets using deep networks with feature regularization and long local training. In these experiments, ordinary training approaches the predicted barycenter, while a weak proximal penalty improves endpoint agreement and yields trajectories that closely follow the predicted Gram dynamics. The correction moves the final Gram matrices close to the centralized UFM prediction.

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BibTeX RIS

Chuang Ma, Tomoyuki Obuchi. 2026-09-30. Understanding Head Geometry and Dynamics in Federated Regression through a Natural Solution Selection Rule: An Unconstrained Feature Model Analysis. https://arxiv.org/abs/2609.39464

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