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arXiv · 2610.15584

Homogenization of an optimal control problem for a Navier-Stokes-Cahn-Hilliard system in a 3D perforated domain

Abstract

We study the homogenization of an optimal control problem governed by a Navier-Stokes-Cahn-Hilliard system in a periodically perforated three-dimensional domain. The obstacles are Lipschitz sets of size $\varepsilon^α$, $α>3$, where $\varepsilon$ is the period. The fluid satisfies the no-slip condition on the outer boundary and the free-slip condition on the obstacles, the phase-field equation contains a source term, and the convective term carries a pore-scale Reynolds number that tends to zero as $\varepsilon\to0$. The control is a distributed body force, and the cost functional tracks the velocity in $L^2$ and the order parameter in $H^1$. Since uniqueness of weak solutions of the state system is not known for fixed $\varepsilon$, the control-to-state relation is multivalued, and we pose the microscopic problems over control-state pairs. We prove the existence of microscopic optimal pairs and the sequential $Γ$-convergence of the cost functionals to the cost functional of a control problem governed by the unsteady Stokes-Cahn-Hilliard system on the full domain. As a consequence, the optimal values converge, every cluster point of microscopic optimal pairs is optimal for the homogenized problem, and the optimal controls converge strongly along the corresponding subsequences. The $\liminf$ inequality follows from the homogenization of the state system, including the strong convergence of the gradients of the order parameter. Only the recovery sequence requires uniqueness of weak solutions of the homogenized system, which we prove when the outer boundary is of class $C^{2,1}$.

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Amartya Chakrabortty, Haradhan Dutta, Hari Shankar Mahato. 2026-10-11. Homogenization of an optimal control problem for a Navier-Stokes-Cahn-Hilliard system in a 3D perforated domain. https://arxiv.org/abs/2610.15584

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