arXiv subjects

Babak Barazandeh

Publications and source records attributed to Babak Barazandeh.

13 recordsLinked to original sources

arXiv2026

What Does the Rank Buy? A Spectral and Distributional Analysis of Low-Rank Adaptation

The rank $r$ in LoRA is widely treated as a capacity control: a smaller rank is assumed to yield a simpler model that generalizes better. We show that, under hard per-factor norm budgets---the idealization of the weight decay and norm control used in practice---this intuition breaks down. The reason is structural: under such budgets, the updates LoRA can reach are exactly the matrices of rank at most $r$ inside a nuclear-norm ball, and every complexity and displacement functional we analyze is maximized over this set by a rank-one update---so the rank cap never binds. The consequences follow directly. The linear-readout model class we study is identical for every $r \ge 1$, its Rademacher complexity carries no dependence on $r$, and the distance the adaptation can move the source distribution obeys a rank-independent upper bound that we show is sharp. If rank does not control capacity, where does it act? We identify two places. Statistically, replacing the per-factor budgets with a joint budget on the product restores a data-dependent, rank-sensitive complexity bound---though the gain appears only for well-spread feature distributions, and the worst case remains rank-free. Spectrally, rank sets the price of adaptation: canceling the leading singular directions of the pretrained weight requires both sufficient rank and sufficient budget. We bound the smallest rank achieving a desired source--target alignment, with upper and lower bounds that match under two-sided spectral decay. Together, these results recast rank as governing which updates are reachable and what cancellation costs---not how much capacity the model has.

cs.AI↗

arXiv2026

Nonconvex-Nonconcave Min-Max Optimization with a Small Maximization Domain

We study the problem of finding approximate first-order stationary points in optimization problems of the form $\min_{x \in X} \max_{y \in Y} f(x,y)$, where the sets $X,Y$ are convex and $Y$ is compact. The objective function $f$ is smooth, but assumed neither convex in $x$ nor concave in $y$. Our approach relies upon replacing the function $f(x,\cdot)$ with its $k$th order Taylor approximation (in $y$) and finding a near-stationary point in the resulting surrogate problem. To guarantee its success, we establish the following result: let the Euclidean diameter of $Y$ be small in terms of the target accuracy $\varepsilon$, namely $O(\varepsilon^{\frac{2}{k+1}})$ for $k \in \mathbb{N}$ and $O(\varepsilon)$ for $k = 0$, with the constant factors controlled by certain regularity parameters of $f$; then any $\varepsilon$-stationary point in the surrogate problem remains $O(\varepsilon)$-stationary for the initial problem. Moreover, we show that these upper bounds are nearly optimal: the aforementioned reduction provably fails when the diameter of $Y$ is larger. For $0 \le k \le 2$ the surrogate function can be efficiently maximized in $y$; our general approximation result then leads to efficient algorithms for finding a near-stationary point in nonconvex-nonconcave min-max problems, for which we also provide convergence guarantees.

math.OC↗

arXiv2026

OTAP: Structure-Aware Optimal Transport for Evaluating Planning and Execution in Agent Trajectories

Large language model agents solve tasks by generating trajectories that interleave planning, tool calls, and intermediate results. Current evaluation metrics reduce such a trajectory to a binary success flag, compare it against a reference by exact matching, or delegate judgment to another language model. A success flag cannot distinguish a sound solution from one that succeeds by luck, and says nothing about why a failed run went wrong. Exact matching penalizes plans that are valid but reordered or decomposed differently from the reference. We reframe trajectory evaluation as a distance between the agent's execution graph and a set of valid solution graphs, and instantiate it via an unbalanced fused Gromov-Wasserstein transport problem over attributed dependency graphs. The resulting score, termed OTAP (Optimal Transport for Agentic Planning), is a pseudo-metric that is provably invariant to dependency-preserving reorderings and has bounded sensitivity to redundant steps. Its unbalanced marginals handle missing or hallucinated steps without forcing a match, and its soft coupling accommodates variation in plan granularity. On controlled perturbations and three public benchmarks, OTAP separates valid from invalid trajectories in a regime where semantics-only metrics score below chance. Its advantage tracks the fidelity of the dependency graph: largest where edges follow from operator semantics, smallest where they are inferred from free text. Where a formal verifier exists, strict surface metrics predict validity better than OTAP does, which places OTAP in open-ended domains where no verifier is available.

cs.AI↗

arXiv2026

Localized LoRA-MoE: Block-wise Low-Rank Experts With Adaptive Routing

Large Language Models (LLMs) and high-dimensional perception networks increasingly rely on parameter-efficient fine-tuning (PEFT) to adapt to diverse operational contexts. However, standard methods like LoRA are structurally limited by a monolithic bottleneck, making them highly susceptible to gradient warfare. Interleaved multi-task streams may trigger destructive optimization feedback, collapsing adapter weights into unspecialized averages. While recent spatial partitioning methods have introduced block-wise isolation, they remain trapped in static topologies, unable to adapt to dynamic task-switching or environmental sensor failure. In this work, we introduce Localized LoRA-MoE, a unified framework that fuses localized spatial blocking with dynamic, context-conditioned routing. We propose and evaluate two novel architectural paradigms: Block-Wise LoRA-MoE (Centralized Macro-Routing), which modulates the entire structural grid via a monolithic context signal, and Cell-Wise LoRA-MoE (Decentralized Micro-Routing), which empowers every coordinate cell in the matrix grid with autonomous, localized expert gating. Through a comprehensive suite of benchmarks, ranging from high-dimensional SVD matrix simulations and real-world tabular transformations to spatial vision perception under sensor degradation, we demonstrate that both architectures resolve optimization deadlocks inherent in static baselines. Our empirical results establish that decentralized cell-level gating achieves complete statistical parity with an omniscient global coordinator, providing a robust "gradient firewall" that protects surviving pathways from fault-propagated corruption. Our proposals consistently outperform static baselines, offering a scalable and parameter-efficient solution for dynamic model adaptation across granular coordinate fields and shifting operational regimes.

cs.LG↗

arXiv2025

Localized LoRA: A Structured Low-Rank Approximation for Efficient Fine-Tuning

Parameter-efficient fine-tuning (PEFT) methods, such as LoRA, offer compact and effective alternatives to full model fine-tuning by introducing low-rank updates to pre-trained weights. However, most existing approaches rely on global low rank structures, which can overlook spatial patterns spread across the parameter space. In this work, we propose Localized LoRA, a generalized framework that models weight updates as a composition of low-rank matrices applied to structured blocks of the weight matrix. This formulation enables dense, localized updates throughout the parameter space without increasing the total number of trainable parameters. We provide a formal comparison between global, diagonal-local, and fully localized low-rank approximations, and show that our method consistently achieves lower approximation error under matched parameter budgets. Experiments on both synthetic and practical settings demonstrate that Localized LoRA offers a more expressive and adaptable alternative to existing methods, enabling efficient fine-tuning with improved performance.

cs.LG↗

arXiv2021

A Decentralized Adaptive Momentum Method for Solving a Class of Min-Max Optimization Problems

Min-max saddle point games have recently been intensely studied, due to their wide range of applications, including training Generative Adversarial Networks (GANs). However, most of the recent efforts for solving them are limited to special regimes such as convex-concave games. Further, it is customarily assumed that the underlying optimization problem is solved either by a single machine or in the case of multiple machines connected in centralized fashion, wherein each one communicates with a central node. The latter approach becomes challenging, when the underlying communications network has low bandwidth. In addition, privacy considerations may dictate that certain nodes can communicate with a subset of other nodes. Hence, it is of interest to develop methods that solve min-max games in a decentralized manner. To that end, we develop a decentralized adaptive momentum (ADAM)-type algorithm for solving min-max optimization problem under the condition that the objective function satisfies a Minty Variational Inequality condition, which is a generalization to convex-concave case. The proposed method overcomes shortcomings of recent non-adaptive gradient-based decentralized algorithms for min-max optimization problems that do not perform well in practice and require careful tuning. In this paper, we obtain non-asymptotic rates of convergence of the proposed algorithm (coined DADAM$^3$) for finding a (stochastic) first-order Nash equilibrium point and subsequently evaluate its performance on training GANs. The extensive empirical evaluation shows that DADAM$^3$ outperforms recently developed methods, including decentralized optimistic stochastic gradient for solving such min-max problems.

math.OC↗

arXiv2021

Efficient Algorithms for Estimating the Parameters of Mixed Linear Regression Models

Mixed linear regression (MLR) model is among the most exemplary statistical tools for modeling non-linear distributions using a mixture of linear models. When the additive noise in MLR model is Gaussian, Expectation-Maximization (EM) algorithm is a widely-used algorithm for maximum likelihood estimation of MLR parameters. However, when noise is non-Gaussian, the steps of EM algorithm may not have closed-form update rules, which makes EM algorithm impractical. In this work, we study the maximum likelihood estimation of the parameters of MLR model when the additive noise has non-Gaussian distribution. In particular, we consider the case that noise has Laplacian distribution and we first show that unlike the the Gaussian case, the resulting sub-problems of EM algorithm in this case does not have closed-form update rule, thus preventing us from using EM in this case. To overcome this issue, we propose a new algorithm based on combining the alternating direction method of multipliers (ADMM) with EM algorithm idea. Our numerical experiments show that our method outperforms the EM algorithm in statistical accuracy and computational time in non-Gaussian noise case.

stat.ML↗

arXiv2021

Solving a class of non-convex min-max games using adaptive momentum methods

Adaptive momentum methods have recently attracted a lot of attention for training of deep neural networks. They use an exponential moving average of past gradients of the objective function to update both search directions and learning rates. However, these methods are not suited for solving min-max optimization problems that arise in training generative adversarial networks. In this paper, we propose an adaptive momentum min-max algorithm that generalizes adaptive momentum methods to the non-convex min-max regime. Further, we establish non-asymptotic rates of convergence for the proposed algorithm when used in a reasonably broad class of non-convex min-max optimization problems. Experimental results illustrate its superior performance vis-a-vis benchmark methods for solving such problems.

math.OC↗

arXiv2020

Solving Non-Convex Non-Differentiable Min-Max Games using Proximal Gradient Method

Min-max saddle point games appear in a wide range of applications in machine leaning and signal processing. Despite their wide applicability, theoretical studies are mostly limited to the special convex-concave structure. While some recent works generalized these results to special smooth non-convex cases, our understanding of non-smooth scenarios is still limited. In this work, we study special form of non-smooth min-max games when the objective function is (strongly) convex with respect to one of the player's decision variable. We show that a simple multi-step proximal gradient descent-ascent algorithm converges to $ε$-first-order Nash equilibrium of the min-max game with the number of gradient evaluations being polynomial in $1/ε$. We will also show that our notion of stationarity is stronger than existing ones in the literature. Finally, we evaluate the performance of the proposed algorithm through adversarial attack on a LASSO estimator.

math.OC↗

arXiv2019

Training generative networks using random discriminators

In recent years, Generative Adversarial Networks (GANs) have drawn a lot of attentions for learning the underlying distribution of data in various applications. Despite their wide applicability, training GANs is notoriously difficult. This difficulty is due to the min-max nature of the resulting optimization problem and the lack of proper tools of solving general (non-convex, non-concave) min-max optimization problems. In this paper, we try to alleviate this problem by proposing a new generative network that relies on the use of random discriminators instead of adversarial design. This design helps us to avoid the min-max formulation and leads to an optimization problem that is stable and could be solved efficiently. The performance of the proposed method is evaluated using handwritten digits (MNIST) and Fashion products (Fashion-MNIST) data sets. While the resulting images are not as sharp as adversarial training, the use of random discriminator leads to a much faster algorithm as compared to the adversarial counterpart. This observation, at the minimum, illustrates the potential of the random discriminator approach for warm-start in training GANs.

cs.LG↗

arXiv2019

Designing an Optimal Portfolio for Iran's Stock Market with Genetic Algorithm using Neural Network Prediction of Risk and Return Stocks

Optimal capital allocation between different assets is an important financial problem, which is generally framed as the portfolio optimization problem. General models include the single-period and multi-period cases. The traditional Mean-Variance model introduced by Harry Markowitz has been the basis of many models used to solve the portfolio optimization problem. The overall goal is to achieve the highest return and lowest risk in portfolio optimization problems. In this paper, we will present an optimal portfolio based the Markowitz Mean-Variance-Skewness with weight constraints model for short-term investment opportunities in Iran's stock market. We will use a neural network based predictor to predict the stock returns and measure the risk of stocks based on the prediction errors in the neural network. We will perform a series of experiments on our portfolio optimization model with the real data from Iran's stock market indices including Bank, Insurance, Investment, Petroleum Products and Chemicals indices. Finally, 8 different portfolios with low, medium and high risks for different type of investors (risk-averse or risk taker) using genetic algorithm will be designed and analyzed.

q-fin.PM↗

arXiv2018

A Method for Robust Online Classification using Dictionary Learning: Development and Assessment for Monitoring Manual Material Handling Activities Using Wearable Sensors

Classification methods based on sparse estimation have drawn much attention recently, due to their effectiveness in processing high-dimensional data such as images. In this paper, a method to improve the performance of a sparse representation classification (SRC) approach is proposed; it is then applied to the problem of online process monitoring of human workers, specifically manual material handling (MMH) operations monitored using wearable sensors (involving 111 sensor channels). Our proposed method optimizes the design matrix (aka dictionary) in the linear model used for SRC, minimizing its ill-posedness to achieve a sparse solution. This procedure is based on the idea of dictionary learning (DL): we optimize the design matrix formed by training datasets to minimize both redundancy and coherency as well as reducing the size of these datasets. Use of such optimized training data can subsequently improve classification accuracy and help decrease the computational time needed for the SRC; it is thus more applicable for online process monitoring. Performance of the proposed methodology is demonstrated using wearable sensor data obtained from manual material handling experiments, and is found to be superior to those of benchmark methods in terms of accuracy, while also requiring computational time appropriate for MMH online monitoring.

stat.ML↗

arXiv2018

On the Behavior of the Expectation-Maximization Algorithm for Mixture Models

Finite mixture models are among the most popular statistical models used in different data science disciplines. Despite their broad applicability, inference under these models typically leads to computationally challenging non-convex problems. While the Expectation-Maximization (EM) algorithm is the most popular approach for solving these non-convex problems, the behavior of this algorithm is not well understood. In this work, we focus on the case of mixture of Laplacian (or Gaussian) distribution. We start by analyzing a simple equally weighted mixture of two single dimensional Laplacian distributions and show that every local optimum of the population maximum likelihood estimation problem is globally optimal. Then, we prove that the EM algorithm converges to the ground truth parameters almost surely with random initialization. Our result extends the existing results for Gaussian distribution to Laplacian distribution. Then we numerically study the behavior of mixture models with more than two components. Motivated by our extensive numerical experiments, we propose a novel stochastic method for estimating the mean of components of a mixture model. Our numerical experiments show that our algorithm outperforms the Naive EM algorithm in almost all scenarios.

cs.LG↗