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Bernard Helffer

Publications and source records attributed to Bernard Helffer.

At least 19 recordsLinked to original sources

Eigenvalues of the linearized Navier-Stokes operator near locally Couette laminar flows

We consider the spectrum of the Orr-Sommerfeld operator, which is obtained from the linearized Navier-Stokes (LNS) operator near a laminar flow in an infinite two-dimensional channel in the large Reynolds number limit. For a rather general class of laminar flows, which behave locally near the boundary like a Couette flow and are bounded from below (above) by a linear increasing (decreasing) function, we show that there exists an eigenvalue of the LNS operator which coincides, to leading order, with the eigenvalue of LNS near Couette flow, which was formally obtained by Wasow in 1953.

math.AP

Generic simplicity for self-adjoint operators under bounded potential perturbations

We are interested in the generic simplicity of the spectrum of self-adjoint operators under bounded potential perturbations. More precisely, given a semibounded self-adjoint operator with compact resolvent and a suitable space of real-valued bounded perturbations, we study whether all eigenvalues of the perturbed operator are simple for a generic choice of the potential. In the first part of this paper we prove an abstract criterion which ensures that the set of perturbations giving only simple eigenvalues is residual. In the second part, we apply this criterion to several geometric and analytic settings, including sub-Laplacians and maximally hypoelliptic operators on compact manifolds, Laplacians on bounded domains with different boundary conditions, and Schrödinger-type operators on non-compact spaces.

math.SP

A Local-to-Global Propagation Principle for Dirichlet-to-Neumann Maps

We establish four local-to-global propagation results for Dirichlet--to--Neumann maps. Our first two results are proved in the general setting of smooth compact Riemannian manifolds with boundary. The first shows that if two smooth Riemannian metrics coincide in a collar neighborhood of a connected boundary component \(Γ\), then equality of the corresponding local Dirichlet--to--Neumann maps on a nonempty open subset of \(Γ\) propagates to equality of the associated global Dirichlet--to--Neumann maps on all of \(Γ\). The proof combines unique continuation and self-adjointness arguments. The second replaces the geometric collar assumption by an exponential spectral assumption on the difference of the corresponding global Dirichlet--to--Neumann maps. The proof relies on the spectral unique continuation theory of Jerison--Lebeau, through the formulation of Le~Rousseau--Lebeau. Our third and fourth results establish local-to-global propagation principles under Ingham-type quasi--analytic spectral assumptions. Assuming that the boundary manifold is respectively a compact Riemannian symmetric space or a compact quasi--analytic Riemannian manifold, they rely on the propagation theorems of Ganguly--Thangavelu and of Bhowmik--Pradhan. As an application, we consider a class of conformally warped product metrics. In this setting, the local Borg--Marchenko theorem and Weyl--Titchmarsh theory relate the required Ingham-type spectral decay to a suitable quasi--analytic boundary closeness of the conformal factors, yielding new local-to-global uniqueness results for Dirichlet--to--Neumann maps.

math.AP

Pleijel's theorem for a class of degenerate elliptic operators

We prove an asymptotic upper bound on the number of nodal domains of eigenfunctions of a class of degenerate elliptic operators. Our proof yields the same constant as in Pleijel's bound for the Dirichlet Laplacian. The operators considered include the Baouendi-Grushin operator and operators with ellipticity degenerating on the boundary.

math.AP

The fibre operators in the Bloch-Floquet decomposition of periodic magnetic pseudo-differential operators

We study the structure of the fibre operators corresponding to periodic magnetic pseudo-differential operators having periodic magnetic potentials. We obtain explicit formulas for their distribution kernel, both when these fibres are seen as operators on the $d$-dimensional torus, and also when they are seen as infinite matrices acting on a discrete $\ell^2$ space via a discrete Fourier transform. Moreover, using these distribution kernels we prove that the fibre operators are toroidal pseudo-differential operators.

math.AP

A Sharp Regularity Threshold for Uniqueness in Riemannian Calderón-type Problems

We prove a sharp regularity threshold for uniqueness in two anisotropic Calderón-type inverse problems in dimension $n\ge 3$. The main setting is the Riemannian Schrödinger problem with fixed scalar potential: for a prescribed nonconstant analytic function $V$, we study whether the Dirichlet-to-Neumann map of $-Δ_g+V$ on a domain $Ω\subset\mathbb{R}^n$ determines the unknown metric $g$. The natural gauge is the group of boundary-fixing diffeomorphisms preserving $V$. We show that, while analytic metrics are uniquely determined modulo this gauge by a minor adaptation of the Lassas--Uhlmann reconstruction theorem, uniqueness fails densely in every non-analytic Gevrey class $G^σ$, $σ>1$. In fact, our counterexamples are not isometric in the sense that they are not connected by the pushforward of any diffeomorphism of $\overlineΩ$. We also prove the analogous sharp threshold for the anisotropic Calderón problem at fixed nonzero frequency, thereby upgrading the previously known finite-regularity counterexamples to Gevrey and $C^\infty$ regularity. The two constructions use different scalar mechanisms: for fixed potentials, the nonconstant potential itself provides a local coordinate, while at nonzero frequency one uses a compactly supported prescribed-Jacobian lemma in Gevrey spaces. Thus analyticity is the exact threshold for uniqueness in both problems.

math.AP

Flux effects on Magnetic Laplace and Steklov eigenvalues in the exterior of a disk

We derive a three-term asymptotic expansion for the lowest eigenvalue of the magnetic Laplace and Steklov operators in the exterior of the unit disk in the strong magnetic field limit. This improves recent results of Helffer-Nicoleau (2025) based on special function asymptotics, and extends earlier works by Fournais-Helffer (2006), Kachmar (2006), and R. Fahs, L. Treust, N. Raymond, S. Vũ Ng\d{o}c (2024). Notably, our analysis reveals how the third term encodes the dependence on the magnetic flux. Finally, we investigate the weak magnetic field limit and establish the flux dependence in the asymptotics of Kachmar-Lotoreichik-Sundqvist (2025).

math.SP

Inverse Spectral Analysis of Singular Radial AKNS Operators

We study an inverse spectral problem for singular AKNS operators based on spectral data associated with two distinct values of the effective angular momentum parameter $κ\,$. Our main focus is the local inverse problem near the zero potential. For the pairs $(κ_1,κ_2)=(0,1)$, $(1,2)$ and $(0,3)\,$, we establish local uniqueness. For $(0,2)\,$, we prove that the Fréchet differential of the spectral map at the origin is injective, while the question whether its range is closed remains open.

math.AP

On uniqueness of radial potentials for given Dirichlet spectra with distinct angular momenta

We consider an inverse spectral problem for radial Schrödinger operators with singular potentials. First, we show that the knowledge of the Dirichlet spectra for infinitely many angular momenta~$\ell$ satisfying a Müntz-type condition uniquely determines the potential. Next, in a neighborhood of the zero potential, we prove local uniqueness from two Dirichlet spectra associated with distinct angular momenta in the cases \((\ell_1,\ell_2) = (0,1)\,, \ (1,2)\) and \((0,3)\)\,. Our approach relies on an explicit analysis of the associated singular differential equation, combined with the classical Kneser--Sommerfeld formula. These results sharpen a theorem of Carlson-Shubin~(1994) and confirm, in the linearized setting and for these configurations, a conjecture originally formulated by Rundell and Sacks~(2001).

math.AP

Upper bounds on eigenvalue multiplicities for spheres and plane domains revisited

We revisit two papers which appeared in 1999: M.~Hoffmann-Ostenhof, T.~Hoffmann-Ostenhof, and N.~Nadirashvili [Ann. Global Anal. Geom. 17 (1999) 43--48] and T.~Hoff\-mann-Ostenhof, P.~Michor, and N.~Nadirashvili [Geom. Funct. Anal. 9 (1999) 1169--1188]. The main result of these papers is that the multiplicity of the $k$th eigenvalue of the Riemannian surface $M$ is bounded from above by $(2k-3)$ provided that $k \ge 3$. In the first paper, $M$ is homeomorphic to a sphere. In the second, $M$ is a plane domain with Dirichlet boundary condition. In both cases, the starting label of eigenvalues is $1$. The proofs given in these papers are not very detailed. The purpose of this monograph is to provide detailed general proofs for the above upper bounds and to extend the results to Robin boundary conditions. We provide a survey of previous results (Chap.~1), as well as proofs of prerequisite theorems (Chap.~2). When $M$ is homeomorphic to a sphere, we provide a complete proof of the upper bound, $\mathrm{mult}(λ_k) \le (2k-3)$ for any $k\ge 3$, by introducing and carefully studying the combinatorial type and a labeling of the nodal domains of some eigenfunctions (Chap.~3). When $M$ is a plane domain, we consider the three boundary conditions, Dirichlet, Neumann, Robin, and we also study the combinatorial types and a labeling of the nodal domains. More precisely, we prove the inequality $\mathrm{mult}(λ_k) \le (2k-2)$ for general $C^{\infty}$ bounded domains and all $k \ge 3$ (Chap.~4). We prove the inequality $\mathrm{mult}(λ_k) \le (2k-3)$ for $k \ge 3$ under the additional assumption that the domain is simply connected (Chap.~5). These chapters rely on Euler's inequality applied to the nodal graph and a careful analysis of eigenfunctions which optimize Euler's inequality. Chap.~6 contains related results (nodal line conjecture; Courant-sharp eigenvalues).

math.AP

A fresh look at the Peierls-Onsager substitution

We formulate a general version of the Peierls-Onsager substitution for a finite family of Bloch eigenvalues under a local spectral gap hypothesis, via strongly localized tight-frames and magnetic matrices. This extends the existing results to long-range magnetic fields without any slow-variation hypothesis and without any triviality assumption for the associated Bloch sub-bundle. Moreover, our results cover a large class of periodic, elliptic pseudo-differential operators. We also prove the existence of an approximate time evolution for initial states supported inside the range of the isolated Bloch family, with a precise error control.

math-ph

A rigorous Peierls-Onsager effective dynamics for semimetals in long-range magnetic fields

We consider periodic (pseudo)differential {elliptic operators of Schrödinger type} perturbed by weak magnetic fields not vanishing at infinity, and extend our previous analysis in \cite{CIP,CHP-2,CHP-4} to the case {of a semimetal having a finite family of Bloch eigenvalues whose range may overlap with the other Bloch bands but remains isolated at each fixed quasi-momentum.} We do not make any assumption of triviality for the associated Bloch bundle. In this setting, we formulate a general form of the Peierls-Onsager substitution {via strongly localized tight-frames and magnetic matrices. We also} prove the existence of an approximate time evolution for initial states supported inside the range of the isolated Bloch family, with a precise error control.

math-ph

Eigenvalues of the Neumann magnetic Laplacian in the unit disk

In this paper, we study the first eigenvalue of the magnetic Laplacian with Neumann boundary conditions in the unit disk $\mathbb D$ in $\mathbb R^2$. There is a rather complete asymptotic analysis when the constant magnetic field tends to $+\infty$ and some inequalities seem to hold for any value of this magnetic field, leading to rather simple conjectures. Our goal is to explore these questions by revisiting a classical picture of the physicist D. Saint-James theoretically and numerically. On the way, we revisit the asymptotic analysis in light of the asymptotics obtained by Fournais-Helffer, that we can improve by combining them with a formula stated by Saint-James.

math.SP

On the stability of symmetric flows in a two-dimensional channel

We consider the stability of symmetric flows in a two-dimensional channel (including the Poiseuille flow). In 2015 Grenier, Guo, and Nguyen have established instability of these flows in a particular region of the parameter space, affirming formal asymptotics results from the 1940's. We prove that these flows are stable outside this region in parameter space. More precisely we show that the Orr-Sommerfeld operator $$ {\mathcal B} =\Big(-\frac{d^2}{dx^2}+iβ(U+iλ)\Big)\Big(\frac{d^2}{dx^2}-α^2\Big) -iβU^{\prime\prime}\,, $$ which is defined on $$ D({\mathcal B})=\{u\in H^4(0,1)\,,\, u^\prime(0)=u^{(3)}(0)=0 \mbox{ and }\, u(1)=u^\prime(1)=0\}. $$ is bounded on the half-plane $\Re λ\geq 0$ for $α\gg β^{-1/10}$ or $α\ll β^{-1/6}$.

math.AP

Stability of laminar monotone shear flows in a channel for high Reynolds number

We consider the stability of a laminar flow $U\in C^4([-1,1])$ in the two-dimensional channel $\mathbb{R} \times[-1,1]$ in the large Reynolds number limit. Assuming that $U$ is strictly monotone but allowing $U^{\prime\prime}$ to vanish, we obtain that if the operator $$ {\mathcal K}_ν=-\frac{d^2}{dx^2}+\frac{U^{\prime\prime}}{U-ν} \,, $$ is strictly positive for all $ν\in\mathbb{R}$ for which $U^{\prime\prime}(U^{-1}(ν))=0$,then $U$ is stable for sufficiently large Reynolds number. This contribution generalizes previous results mostly by allowing long wave perturbations (but much shorter than the Reynolds number).

math.AP

Cantor spectrum for multidimensional quasi-periodic Schrödinger operators

In this paper, we investigate the spectrum of a class of multidimensional quasi-periodic Schrödinger operators that exhibit a Cantor spectrum, which provides a resolution to a question posed by Damanik, Fillman, and Gorodetski \cite{DFG}. Additionally, we prove that for a dense set of irrational frequencies with positive Hausdorff dimension, the Hausdorff (and upper box) dimension of the spectrum of the critical almost Mathieu operator is positive, yet can be made arbitrarily small.

math.SP

The index of sub-laplacians: beyond contact manifolds

In this paper we study the following question: do sub-Laplacian type operators have non-trivial index theory on Carnot manifolds in higher degree of nilpotency? The problem relates to characterizing the structure of the space of hypoelliptic sub-Laplacian type operators, and results going back to Rothschild-Stein and Helffer-Nourrigat. In two degrees of nilpotency, there is a rich index theory by work of van Erp-Baum on contact manifolds, that was later extended to polycontact manifolds by Goffeng-Kuzmin. We provide a plethora of examples in higher degree of nilpotency where the index theory is trivial.

math.AP

Asymptotics for the magnetic Dirichlet-to-Neumann eigenvalues in general domains

Inspired by a paper by T. Chakradhar, K. Gittins, G. Habib and N. Peyerimhoff, we analyze their conjecture that the ground state energy of the magnetic Dirichlet-to-Neumann operator tends to infinity as the magnetic field tends to infinity. More precisely, we prove refined conjectures for general two dimensional domains, based on the analysis in the case of the half-plane and the disk by two of us (B.H. and F.N.). We also extend our analysis to the three dimensional case, and explore a connection with the eigenvalue asymptotics of the magnetic Robin Laplacian.

math-ph