arXiv subjects

Boyu Ning

Publications and source records attributed to Boyu Ning.

At least 73 records · Page 4Linked to original sources

arXiv2024

Sum Rate Maximization for Movable Antenna Enabled Uplink NOMA

Movable antenna (MA) has been recently proposed as a promising candidate technology for the next generation wireless communication systems due to its significant capability of reconfiguring wireless channels via antenna movement. In this letter, we study an MA-enabled uplink non-orthogonal multiple access (NOMA) system, where each user is equipped with a single MA. Our objective is to maximize the users' sum rate by jointly optimizing the MAs' positions, the decoding order and the power control. To solve this non-convex problem, we equivalently transform it into two tractable subproblems. First, we use the successive convex approximation (SCA) to find a locally optimal solution for the antenna position optimization subproblem. Next, we derive the closed-form optimal solution of the decoding order and power control subproblem. Numerical results show that our proposed MA-enabled NOMA system can significantly enhance the sum rate compared to fixed-position antenna (FPA) systems and orthogonal multiple access (OMA) systems.

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arXiv2024

Movable Antenna Enhanced AF Relaying: Two-Stage Antenna Position Optimization

The movable antenna (MA) technology has attracted increasing attention in wireless communications due to its capability for flexibly adjusting the positions of multiple antennas in a local region to reconfigure channel conditions. In this paper, we investigate its application in an amplify-and-forward (AF) relay system, where a multi-MA AF relay is deployed to assist in the wireless communications from a source to a destination. In particular, we aim to maximize the achievable rate at the destination, by jointly optimizing the AF weight matrix at the relay and its MAs' positions in two stages for receiving the signal from the source and transmitting its amplified version to the destination, respectively. However, compared to the existing one-stage antenna position optimization, the two-stage position optimization is more challenging due to its intricate coupling in the achievable rate at the destination. To tackle this challenge, we decompose the considered problem into several subproblems by invoking the alternating optimization (AO) and solve them by using the semidefinite programming and the gradient ascent. Numerical results demonstrate the superiority of our proposed system over the conventional relaying system with fixed-position antennas (FPAs) and also drive essential insights.

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arXiv2024

Movable Antenna-Enhanced Wireless Communications: General Architectures and Implementation Methods

Movable antennas (MAs), traditionally explored in antenna design, have recently garnered significant attention in wireless communications due to their ability to dynamically adjust the antenna positions to changes in the propagation environment. However, previous research has primarily focused on characterizing the performance limits of various MA-assisted wireless communication systems, with less emphasis on their practical implementation. To address this gap, in this article, we propose several general MA architectures that extend existing designs by varying several key aspects to cater to different application scenarios and tradeoffs between cost and performance. Additionally, we draw from fields such as antenna design and mechanical control to provide an overview of candidate implementation methods for the proposed MA architectures, utilizing either direct mechanical or equivalent electronic control. Simulation results are finally presented to support our discussion.

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arXiv2024

Movable-Antenna Position Optimization for Physical-Layer Security via Discrete Sampling

Fluid antennas (FAs) and mobile antennas (MAs) are innovative technologies in wireless communications that are able to proactively improve channel conditions by dynamically adjusting the transmit/receive antenna positions within a given spatial region. In this paper, we investigate an MA-enhanced multiple-input single-output (MISO) secure communication system, aiming to maximize the secrecy rate by jointly optimizing the positions of multiple MAs. Instead of continuously searching for the optimal MA positions as in prior works, we propose to discretize the transmit region into multiple sampling points, thereby converting the continuous antenna position optimization into a discrete sampling point selection problem. However, this point selection problem is combinatory and thus difficult to be optimally solved. To tackle this challenge, we ingeniously transform this combinatory problem into a recursive path selection problem in graph theory and propose a partial enumeration algorithm to obtain its optimal solution without the need for high-complexity exhaustive search. To further reduce the complexity, a linear-time sequential update algorithm is also proposed to obtain a high-quality suboptimal solution. Numerical results show that our proposed algorithms yield much higher secrecy rates as compared to the conventional FPA and other baseline schemes.

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arXiv2024

Flexible Antenna Arrays for Wireless Communications: Modeling and Performance Evaluation

Flexible antenna arrays (FAAs), distinguished by their rotatable, bendable, and foldable properties, are extensively employed in flexible radio systems to achieve customized radiation patterns. This paper aims to illustrate that FAAs, capable of dynamically adjusting surface shapes, can enhance communication performances with both omni-directional and directional antenna patterns, in terms of multi-path channel power and channel angle Cramér-Rao bounds. To this end, we develop a mathematical model that elucidates the impacts of the variations in antenna positions and orientations as the array transitions from a flat to a rotated, bent, and folded state, all contingent on the flexible degree-of-freedom. Moreover, since the array shape adjustment operates across the entire beamspace, especially with directional patterns, we discuss the sum-rate in the multi-sector base station that covers the $360^\circ$ communication area. Particularly, to thoroughly explore the multi-sector sum-rate, we propose separate flexible precoding (SFP), joint flexible precoding (JFP), and semi-joint flexible precoding (SJFP), respectively. In our numerical analysis comparing the optimized FAA to the fixed uniform planar array, we find that the bendable FAA achieves a remarkable $156\%$ sum-rate improvement compared to the fixed planar array in the case of JFP with the directional pattern. Furthermore, the rotatable FAA exhibits notably superior performance in SFP and SJFP cases with omni-directional patterns, with respective $35\%$ and $281\%$.

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arXiv2024

Extremely Large-Scale Dynamic Metasurface Antennas (XL-DMAs): Near-Field Modeling and Channel Estimation

Dynamic metasurface antennas (DMAs) represent a novel transceiver array architecture for extremely large-scale (XL) communications, offering the advantages of reduced power consumption and lower hardware costs compared to conventional arrays. This paper focuses on near-field channel estimation for XL-DMAs. We begin by analyzing the near-field characteristics of uniform planar arrays (UPAs) and introducing the Oblong Approx. model. This model decouples elevation-azimuth (EL-AZ) parameters for XL-DMAs, providing an effective means to characterize the near-field effect. It offers simpler mathematical expressions than the second-order Taylor expansion model, all while maintaining negligible model errors for oblong-shaped arrays. Building on the Oblong Approx. model, we propose an EL-AZ-decoupled estimation framework that involves near- and far-field parameter estimation for AZ/EL and EL/AZ directions, respectively. The former is formulated as a distributed compressive sensing problem, addressed using the proposed off-grid distributed orthogonal least squares algorithm, while the latter involves a straightforward parallelizable search. Crucially, we illustrate the viability of decoupled EL-AZ estimation for near-field UPAs, exhibiting commendable performance and linear complexity correlated with the number of metasurface elements. Moreover, we design an measurement matrix optimization method with the Lorentzian constraint on DMAs and highlight the estimation performance degradation resulting from this constraint.

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arXiv2024

Movable-Antenna Position Optimization: A Graph-based Approach

Fluid antennas (FAs) and movable antennas (MAs) have emerged as promising technologies in wireless communications, which offer the flexibility to improve channel conditions by adjusting transmit/receive antenna positions within a spatial region. In this letter, we focus on an MA-enhanced multiple-input single-output (MISO) communication system, aiming to optimize the positions of multiple transmit MAs to maximize the received signal power. Unlike the prior works on continuously searching for the optimal MA positions, we propose to sample the transmit region into discrete points, such that the continuous antenna position optimization problem is transformed to a discrete sampling point selection problem based on the point-wise channel information. However, such a point selection problem is combinatory and challenging to be optimally solved. To tackle this challenge, we ingeniously recast it as an equivalent fixed-hop shortest path problem in graph theory and propose a customized algorithm to solve it optimally in polynomial time. To further reduce the complexity, a linear-time sequential update algorithm is also proposed to obtain a high-quality suboptimal solution. Numerical results demonstrate that the proposed algorithms can yield considerable performance gains over the conventional fixed-position antennas with/without antenna selection.

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arXiv2024

Movable-Antenna Enhanced Multiuser Communication via Antenna Position Optimization

Movable antenna (MA) is a promising technology to improve wireless communication performance by varying the antenna position in a given finite area at the transceivers to create more favorable channel conditions. In this paper, we investigate the MA-enhanced multiple-access channel (MAC) for the uplink transmission from multiple users each equipped with a single MA to a base station (BS) with a fixed-position antenna (FPA) array. A field-response based channel model is used to characterize the multi-path channel between the antenna array of the BS and each user's MA with a flexible position. To evaluate the MAC performance gain provided by MAs, we formulate an optimization problem for minimizing the total transmit power of users, subject to a minimum-achievable-rate requirement for each user, where the positions of MAs and the transmit powers of users, as well as the receive combining matrix of the BS are jointly optimized. To solve this non-convex optimization problem involving intricately coupled variables, we develop two algorithms based on zero-forcing (ZF) and minimum mean square error (MMSE) combining methods, respectively. Specifically, for each algorithm, the combining matrix of the BS and the total transmit power of users are expressed as a function of the MAs' position vectors, which are then optimized by using the proposed multi-directional descent (MDD) framework. It is shown that the proposed ZF-based and MMSE-based MDD algorithms can converge to high-quality suboptimal solutions with low computational complexities. Simulation results demonstrate that the proposed solutions for MA-enhanced multiple access systems can significantly decrease the total transmit power of users as compared to conventional FPA systems employing antenna selection under both perfect and imperfect field-response information.

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arXiv2024

Knowledge and Data Dual-Driven Channel Estimation and Feedback for Ultra-Massive MIMO Systems under Hybrid Field Beam Squint Effect

Acquiring accurate channel state information (CSI) at an access point (AP) is challenging for wideband millimeter wave (mmWave) ultra-massive multiple-input and multiple-output (UMMIMO) systems, due to the high-dimensional channel matrices, hybrid near- and far- field channel feature, beam squint effects, and imperfect hardware constraints, such as low-resolution analog-to-digital converters, and in-phase and quadrature imbalance. To overcome these challenges, this paper proposes an efficient downlink channel estimation (CE) and CSI feedback approach based on knowledge and data dual-driven deep learning (DL) networks. Specifically, we first propose a data-driven residual neural network de-quantizer (ResNet-DQ) to pre-process the received pilot signals at user equipment (UEs), where the noise and distortion brought by imperfect hardware can be mitigated. A knowledge-driven generalized multiple measurement vector learned approximate message passing (GMMV-LAMP) network is then developed to jointly estimate the channels by exploiting the approximately same physical angle shared by different subcarriers. In particular, two wideband redundant dictionaries (WRDs) are proposed such that the measurement matrices of the GMMV-LAMP network can accommodate the far-field and near-field beam squint effect, respectively. Finally, we propose an encoder at the UEs and a decoder at the AP by a data-driven CSI residual network (CSI-ResNet) to compress the CSI matrix into a low-dimensional quantized bit vector for feedback, thereby reducing the feedback overhead substantially. Simulation results show that the proposed knowledge and data dual-driven approach outperforms conventional downlink CE and CSI feedback methods, especially in the case of low signal-to-noise ratios.

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arXiv2024

Flexible Precoding for Multi-User Movable Antenna Communications

This letter rethinks traditional precoding in multi-user wireless communications with movable antennas (MAs). Utilizing MAs for optimal antenna positioning, we introduce a sparse optimization (SO)-based approach focusing on regularized zero-forcing (RZF). This framework targets the optimization of antenna positions and the precoding matrix to minimize inter-user interference and transmit power. We propose an off-grid regularized least squares-based orthogonal matching pursuit (RLS-OMP) method for this purpose. Moreover, we provide deeper insights into antenna position optimization using RLS-OMP, viewed from a subspace projection angle. Overall, our proposed flexible precoding scheme demonstrates a sum rate that exceeds more than twice that of fixed antenna positions.

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arXiv2023

Near-Field Channel Estimation for Extremely Large-Scale Reconfigurable Intelligent Surface (XL-RIS)-Aided Wideband mmWave Systems

Near-field communications present new opportunities over near-field channels, however, the spherical wavefront propagation makes near-field signal processing challenging. In this context, this paper proposes efficient near-field channel estimation methods for wideband MIMO mmWave systems with the aid of extremely large-scale reconfigurable intelligent surfaces (XL-RIS). For the wideband signals reflected by the analog RIS, we characterize their near-field beam squint effect in both angle and distance domains. Based on the mathematical analysis of the near-field beam patterns over all frequencies, a wideband spherical-domain dictionary is constructed by minimizing the coherence of two arbitrary beams. In light of this, we formulate a two-dimensional compressive sensing problem to recover the channel parameter based on the spherical-domain sparsity of mmWave channels. To this end, we present a correlation coefficient-based atom matching method within our proposed multi-frequency parallelizable subspace recovery framework for efficient solutions. Additionally, we propose a two-dimensional oracle estimator as a benchmark and derive its lower bound across all subcarriers. Our findings emphasize the significance of system hyperparameters and the sensing matrix of each subcarrier in determining the accuracy of the estimation. Finally, numerical results show that our proposed method achieves considerable performance compared with the lower bound and has a time complexity linear to the number of RIS elements.

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arXiv2023

Beamforming Technologies for Ultra-Massive MIMO in Terahertz Communications

Terahertz (THz) communications with a frequency band $0.1-10$ THz are envisioned as a promising solution to future high-speed wireless communication. Although with tens of gigahertz available bandwidth, THz signals suffer from severe free-spreading loss and molecular-absorption loss, which limit the wireless transmission distance. To compensate for the propagation loss, the ultra-massive multiple-input-multiple-output (UM-MIMO) can be applied to generate a high-gain directional beam by beamforming technologies. In this paper, a review of beamforming technologies for THz UM-MIMO systems is provided. Specifically, we first present the system model of THz UM-MIMO and identify its channel parameters and architecture types. Then, we illustrate the basic principles of beamforming via UM-MIMO and discuss the far-field and near-field assumptions in THz UM-MIMO. Moreover, an important beamforming strategy in THz band, i.e., beam training, is introduced wherein the beam training protocol and codebook design approaches are summarized. The intelligent-reflecting-surface (IRS)-assisted joint beamforming and multi-user beamforming in THz UM-MIMO systems are studied, respectively. The spatial-wideband effect and frequency-wideband effect in the THz beamforming are analyzed and the corresponding solutions are provided. Further, we present the corresponding fabrication techniques and illuminate the emerging applications benefiting from THz beamforming. Open challenges and future research directions on THz UM-MIMO systems are finally highlighted.

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arXiv2022

Deep Learning-Based Channel Estimation for Double-RIS Aided Massive MIMO System

Reconfigurable Intelligent Surface (RIS) is considered as an energy-efficient solution for future wireless communication networks due to its fast and low-cost configuration. In this letter, we consider the estimation of cascaded channels in a double-RIS aided massive multiple-input multiple-output system, which is a critical challenge due to the large number of antennas equipped at the base station and passive RIS elements. To tackle this challenge, we propose a skip-connection attention (SC-attention) network that utilizes self-attention layers and skip-connection structure to improve the channel estimation performance from the noisy pilot-based observations. Simulation results compare the proposed SC-attention network with other benchmark methods and show that SC-attention network can effectively improve the accuracy performance on normalized mean square error (NMSE) for cascaded links in a double-RIS aided system.

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arXiv2021

A Unified 3D Beam Training and Tracking Procedure for Terahertz Communication

Terahertz (THz) communication is considered as an attractive way to overcome the bandwidth bottleneck and satisfy the ever-increasing capacity demand in the future. Due to the high directivity and propagation loss of THz waves, a massive MIMO system using beamforming is envisioned as a promising technology in THz communication to realize high-gain and directional transmission. However, pilots, which are the fundamentals for many beamforming schemes, are challenging to be accurately detected in the THz band owing to the severe propagation loss. In this paper, a unified 3D beam training and tracking procedure is proposed to effectively realize the beamforming in THz communications, by considering the line-of-sight (LoS) propagation. In particular, a novel quadruple-uniform planar array (QUPA) architecture is analyzed to enlarge the signal coverage, increase the beam gain, and reduce the beam squint loss. Then, a new 3D grid-based (GB) beam training is developed with low complexity, including the design of the 3D codebook and training protocol. Finally, a simple yet effective grid-based hybrid (GBH) beam tracking is investigated to support THz beamforming in an efficient manner. The communication framework based on this procedure can dynamically trigger beam training/tracking depending on the real-time quality of service. Numerical results are presented to demonstrate the superiority of our proposed beam training and tracking over the benchmark methods.

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arXiv2021

Intelligent Reflecting Surface Assisted Terahertz Communications toward 6G

Terahertz (THz) communications have emerged as a promising candidate to support the heavy data traffic and exploding network capacity in the future 6G wireless networks. However, THz communications are facing many challenges for practical implementation, such as propagation loss, signal blockage, and hardware cost. In this article, an emerging paradigm of intelligent reflecting surface (IRS) assisted THz communications is analyzed, to address the above issues, by leveraging the joint active and passive beamforming to enhance the communication quality and reduce overheads. Aiming at practical implementation, an overview of the currently available approaches of realizing THz active/passive beam steering at transmitter and IRS is presented. Based on these approaches, a beam training strategy for establishing joint beamforming is then investigated in THz communications. Moreover, various emerging and appealing 6G scenarios that integrate IRS into THz communications are envisioned. Open challenges and future research directions for this new paradigm are finally highlighted.

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arXiv2021

3D Beam Training in Terahertz Communication: A Quadruple-UPA Architecture

In this paper, we propose a quadruple-UPA architecture for realizing the beamforming with wide coverage in terahertz (THz) communication. Considering the severe path loss suffered in the THz wave propagation, the pilot signals of conventional channel estimation strategies may not be effectively detected. In sight of this, we propose a fast 3D beam training strategy to jointly realize the angle estimation and the beamforming. Specifically, we first develop a novel hierarchical codebook that predefines some codewords (including narrow beams and wide beams) stage by stage. The narrow beams are designed as the beamforming solution candidates, whereas the wide beams are designed for reducing the training complexity. Then, we propose a 3D beam training procedure to find the optimal beamforming solution, i.e., the optimal narrow-beam pair, in a fast manner. Numerical results are presented to validate the effectiveness of the proposed scheme.

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arXiv2021

Terahertz Multi-User Massive MIMO with Intelligent Reflecting Surface: Beam Training and Hybrid Beamforming

Terahertz (THz) communications open a new frontier for the wireless network thanks to their dramatically wider available bandwidth compared to the current micro-wave and forthcoming millimeter-wave communications. However, due to the short length of THz waves, they also suffer from severe path attenuation and poor diffraction. To compensate the THz-induced propagation loss, this paper proposes to combine two promising techniques, viz., massive multiple input multiple output (MIMO) and intelligent reflecting surface (IRS), in THz multi-user communications, considering their significant beamforming and aperture gains. Nonetheless, channel estimation and low-cost beamforming turn out to be two main obstacles to realizing this combination, due to the passivity of IRS for sending/receiving pilot signals and the large-scale use of expensive RF chains in massive MIMO. In view of these limitations, this paper first develops a cooperative beam training scheme to facilitate the channel estimation with IRS. In particular, we design two different hierarchical codebooks for the proposed training procedure, which are able to balance between the robustness against noise and searching complexity. Based on the training results, we further propose two cost-efficient hybrid beamforming (HB) designs for both single-user and multi-user scenarios, respectively. Simulation results demonstrate that the proposed joint beam training and HB scheme is able to achieve close performance to the optimal fully digital beamforming (FDB) which is implemented even under perfect channel state information (CSI).

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arXiv2020

Joint Power Allocation and Passive Beamforming Design for IRS-Assisted Physical-Layer Service Integration

Intelligent reflecting surface (IRS) has emerged as an appealing solution to enhance the wireless communication performance by reconfiguring the wireless propagation environment. In this paper, we propose to apply IRS to the physical-layer service integration (PHY-SI) system, where a single-antenna access point (AP) integrates two sorts of service messages, i.e., multicast message and confidential message, via superposition coding to serve multiple single-antenna users. Our goal is to optimize the power allocation (for transmitting different messages) at the AP and the passive beamforming at the IRS to maximize the achievable secrecy rate region. To this end, we formulate this problem as a bi-objective optimization problem, which is shown equivalent to a secrecy rate maximization problem subject to the constraints on the quality of multicast service. Due to the non-convexity of this problem, we propose two customized algorithms to obtain its high-quality suboptimal solutions, thereby approximately characterizing the secrecy rate region. The resulting performance gap with the globally optimal solution is analyzed. Furthermore, we provide theoretical analysis to unveil the impact of IRS beamforming on the performance of PHY-SI. Numerical results demonstrate the advantages of leveraging IRS in improving the performance of PHY-SI and also validate our theoretical analysis.

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