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Chaofan Yu

Publications and source records attributed to Chaofan Yu.

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Rethinking Shrinkage Bias in LLM FP4 Pretraining: Geometric Origin, Systemic Impact, and UFP4 Recipe

FP4 training promises substantial reductions in memory and computation cost for LLM pretraining, yet current FP4 hardware paths and recipes, including NVIDIA Blackwell/Rubin-class systems and AMD MI350-series GPUs, remain centered on E2M1 data elements. In this study, we identify a fundamental limitation of that choice: non-uniform formats such as E2M1 inherently suffer from Shrinkage Bias, a systematic negative rounding error caused by the geometric asymmetry of their representable bins. We show that this bias accumulates multiplicatively across layers and is amplified by the Random Hadamard Transform (RHT), providing a unified explanation for the training instability observed in existing E2M1-based FP4 recipes. In contrast, uniform grids (E1M2/INT4) bypass this grid-geometry error and better convert the improved bucket utilization from RHT into higher quantization quality. Based on this finding, we propose UFP4, a uniform 4-bit training recipe that applies RHT to all three training GEMMs while restricting stochastic rounding to dY alone. On Dense 1.5B, MoE 7.9B, and MoE 124B long-run pretraining, UFP4 consistently achieves lower BF16-relative loss degradation than strong E2M1-based baselines, supported by scaling-law analysis and ablation studies. Our results suggest that future accelerators should support E1M2/INT4-style uniform 4-bit grids as first-class training primitives alongside E2M1.

cs.AI

A Fast, Performant, Secure Distributed Training Framework For Large Language Model

The distributed (federated) LLM is an important method for co-training the domain-specific LLM using siloed data. However, maliciously stealing model parameters and data from the server or client side has become an urgent problem to be solved. In this paper, we propose a secure distributed LLM based on model slicing. In this case, we deploy the Trusted Execution Environment (TEE) on both the client and server side, and put the fine-tuned structure (LoRA or embedding of P-tuning v2) into the TEE. Then, secure communication is executed in the TEE and general environments through lightweight encryption. In order to further reduce the equipment cost as well as increase the model performance and accuracy, we propose a split fine-tuning scheme. In particular, we split the LLM by layers and place the latter layers in a server-side TEE (the client does not need a TEE). We then combine the proposed Sparsification Parameter Fine-tuning (SPF) with the LoRA part to improve the accuracy of the downstream task. Numerous experiments have shown that our method guarantees accuracy while maintaining security.

cs.LG

S3ML: A Secure Serving System for Machine Learning Inference

We present S3ML, a secure serving system for machine learning inference in this paper. S3ML runs machine learning models in Intel SGX enclaves to protect users' privacy. S3ML designs a secure key management service to construct flexible privacy-preserving server clusters and proposes novel SGX-aware load balancing and scaling methods to satisfy users' Service-Level Objectives. We have implemented S3ML based on Kubernetes as a low-overhead, high-available, and scalable system. We demonstrate the system performance and effectiveness of S3ML through extensive experiments on a series of widely-used models.

cs.LG

Secure Collaborative Training and Inference for XGBoost

In recent years, gradient boosted decision tree learning has proven to be an effective method of training robust models. Moreover, collaborative learning among multiple parties has the potential to greatly benefit all parties involved, but organizations have also encountered obstacles in sharing sensitive data due to business, regulatory, and liability concerns. We propose Secure XGBoost, a privacy-preserving system that enables multiparty training and inference of XGBoost models. Secure XGBoost protects the privacy of each party's data as well as the integrity of the computation with the help of hardware enclaves. Crucially, Secure XGBoost augments the security of the enclaves using novel data-oblivious algorithms that prevent access side-channel attacks on enclaves induced via access pattern leakage.

cs.CR

Large-Scale Secure XGB for Vertical Federated Learning

Privacy-preserving machine learning has drawn increasingly attention recently, especially with kinds of privacy regulations come into force. Under such situation, Federated Learning (FL) appears to facilitate privacy-preserving joint modeling among multiple parties. Although many federated algorithms have been extensively studied, there is still a lack of secure and practical gradient tree boosting models (e.g., XGB) in literature. In this paper, we aim to build large-scale secure XGB under vertically federated learning setting. We guarantee data privacy from three aspects. Specifically, (i) we employ secure multi-party computation techniques to avoid leaking intermediate information during training, (ii) we store the output model in a distributed manner in order to minimize information release, and (iii) we provide a novel algorithm for secure XGB predict with the distributed model. Furthermore, by proposing secure permutation protocols, we can improve the training efficiency and make the framework scale to large dataset. We conduct extensive experiments on both public datasets and real-world datasets, and the results demonstrate that our proposed XGB models provide not only competitive accuracy but also practical performance.

cs.LG