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Clement Neo

Publications and source records attributed to Clement Neo.

12 recordsLinked to original sources

The 2026 Singapore Consensus on Global AI Safety Research Priorities

Frontier AI capabilities and autonomy are advancing rapidly. A growing number of real-world incidents make a trusted AI ecosystem essential to embracing AI with confidence. The 2026 Singapore Consensus is an outcome of the second International Scientific Exchange on AI Safety, bringing together over 100 contributors spanning 13 countries from frontier developers, government safety institutes, academia, and civil society. Building on the 2025 report, it presents a global understanding of technical AI safety research problems of top priority, now with a dedicated focus on societal resilience and on managing the risks of increasingly autonomous AI agents.

cs.CY

The Anatomy of Alignment: Decomposing Preference Optimization by Steering Sparse Features

Prevailing alignment methods induce opaque parameter changes, obscuring what models truly learn. To address this, we introduce Feature Steering with Reinforcement Learning (FSRL), a framework that trains a lightweight adapter to steer model behavior by modulating interpretable sparse features. First, we theoretically demonstrate that this mechanism is expressive enough to approximate the behavioral shifts of post-training processes. We then apply FSRL to preference optimization and perform a causal analysis of the learned policy. Our analysis reveals a crucial insight: the model learns to reward stylistic presentation as a proxy for quality, disproportionately relying on features related to style and formatting over those tied to alignment concepts like honesty. By effectively optimizing the preference objective, FSRL serves as a transparent proxy for observing the alignment process. Overall, FSRL offers an interpretable control interface and a practical way to diagnose how preference optimization pressures manifest at the feature level.

cs.AI

Understanding Refusal in Language Models with Sparse Autoencoders

Refusal is a key safety behavior in aligned language models, yet the internal mechanisms driving refusals remain opaque. In this work, we conduct a mechanistic study of refusal in instruction-tuned LLMs using sparse autoencoders to identify latent features that causally mediate refusal behaviors. We apply our method to two open-source chat models and intervene on refusal-related features to assess their influence on generation, validating their behavioral impact across multiple harmful datasets. This enables a fine-grained inspection of how refusal manifests at the activation level and addresses key research questions such as investigating upstream-downstream latent relationship and understanding the mechanisms of adversarial jailbreaking techniques. We also establish the usefulness of refusal features in enhancing generalization for linear probes to out-of-distribution adversarial samples in classification tasks. We open source our code in https://github.com/wj210/refusal_sae.

cs.CL

Beyond Monoliths: Expert Orchestration for More Capable, Democratic, and Safe Language Models

This position paper argues that the prevailing trajectory toward ever larger, more expensive generalist foundation models controlled by a handful of companies limits innovation and constrains progress. We challenge this approach by advocating for an "Expert Orchestration" (EO) framework as a superior alternative that democratizes LLM advancement. Our proposed framework intelligently selects from many existing models based on query requirements and decomposition, focusing on identifying what models do well rather than how they work internally. Independent "judge" models assess various models' capabilities across dimensions that matter to users, while "router" systems direct queries to the most appropriate specialists within an approved set. This approach delivers superior performance by leveraging targeted expertise rather than forcing costly generalist models to address all user requirements. EO enhances transparency, control, alignment, performance, safety and democratic participation through intelligent model selection.

cs.CY

TinySQL: A Progressive Text-to-SQL Dataset for Mechanistic Interpretability Research

Mechanistic interpretability research faces a gap between analyzing simple circuits in toy tasks and discovering features in large models. To bridge this gap, we propose text-to-SQL generation as an ideal task to study, as it combines the formal structure of toy tasks with real-world complexity. We introduce TinySQL, a synthetic dataset, progressing from basic to advanced SQL operations, and train models ranging from 33M to 1B parameters to establish a comprehensive testbed for interpretability. We apply multiple complementary interpretability techniques, including Edge Attribution Patching and Sparse Autoencoders, to identify minimal circuits and components supporting SQL generation. We compare circuits for different SQL subskills, evaluating their minimality, reliability, and identifiability. Finally, we conduct a layerwise logit lens analysis to reveal how models compose SQL queries across layers: from intent recognition to schema resolution to structured generation. Our work provides a robust framework for probing and comparing interpretability methods in a structured, progressively complex setting.

cs.LG

Noise Injection Reveals Hidden Capabilities of Sandbagging Language Models

Capability evaluations play a crucial role in assessing and regulating frontier AI systems. The effectiveness of these evaluations faces a significant challenge: strategic underperformance, or ``sandbagging'', where models deliberately underperform during evaluation. Sandbagging can manifest either through explicit developer intervention or through unintended model behavior, presenting a fundamental obstacle to accurate capability assessment. We introduce a novel sandbagging detection method based on injecting noise of varying magnitudes into model weights. While non-sandbagging models show predictable performance degradation with increasing noise, we demonstrate that sandbagging models exhibit anomalous performance improvements, likely due to disruption of underperformance mechanisms while core capabilities remain partially intact. Through experiments across various model architectures, sizes, and sandbagging techniques, we establish this distinctive response pattern as a reliable, model-agnostic signal for detecting sandbagging behavior. Importantly, we find noise-injection is capable of eliciting the full performance of Mistral Large 120B in a setting where the model underperforms without being instructed to do so. Our findings provide a practical tool for AI evaluation and oversight, addressing a challenge in ensuring accurate capability assessment of frontier AI systems.

cs.AI

Benchmark Inflation: Revealing LLM Performance Gaps Using Retro-Holdouts

The training data for many Large Language Models (LLMs) is contaminated with test data. This means that public benchmarks used to assess LLMs are compromised, suggesting a performance gap between benchmark scores and actual capabilities. Ideally, a private holdout set could be used to accurately verify scores. Unfortunately, such datasets do not exist for most benchmarks, and post-hoc construction of sufficiently similar datasets is non-trivial. To address these issues, we introduce a systematic methodology for (i) retrospectively constructing a holdout dataset for a target dataset, (ii) demonstrating the statistical indistinguishability of this retro-holdout dataset, and (iii) comparing LLMs on the two datasets to quantify the performance gap due to the dataset's public availability. Applying these methods to TruthfulQA, we construct and release Retro-Misconceptions, on which we evaluate twenty LLMs and find that some have inflated scores by as much as 16 percentage points. Our results demonstrate that public benchmark scores do not always accurately assess model properties, and underscore the importance of improved data practices in the field.

cs.LG

Towards Interpreting Visual Information Processing in Vision-Language Models

Vision-Language Models (VLMs) are powerful tools for processing and understanding text and images. We study the processing of visual tokens in the language model component of LLaVA, a prominent VLM. Our approach focuses on analyzing the localization of object information, the evolution of visual token representations across layers, and the mechanism of integrating visual information for predictions. Through ablation studies, we demonstrated that object identification accuracy drops by over 70\% when object-specific tokens are removed. We observed that visual token representations become increasingly interpretable in the vocabulary space across layers, suggesting an alignment with textual tokens corresponding to image content. Finally, we found that the model extracts object information from these refined representations at the last token position for prediction, mirroring the process in text-only language models for factual association tasks. These findings provide crucial insights into how VLMs process and integrate visual information, bridging the gap between our understanding of language and vision models, and paving the way for more interpretable and controllable multimodal systems.

cs.CV

Turning Up the Heat: Min-p Sampling for Creative and Coherent LLM Outputs

Large Language Models (LLMs) generate text by sampling the next token from a probability distribution over the vocabulary at each decoding step. Popular sampling methods like top-p (nucleus sampling) often struggle to balance quality and diversity, especially at higher temperatures which lead to incoherent or repetitive outputs. We propose min-p sampling, a dynamic truncation method that adjusts the sampling threshold based on the model's confidence by using the top token's probability as a scaling factor. Our experiments on benchmarks including GPQA, GSM8K, and AlpacaEval Creative Writing show that min-p sampling improves both the quality and diversity of generated text across different model families (Mistral and Llama 3) and model sizes (1B to 123B parameters), especially at higher temperatures. Human evaluations further show a clear preference for min-p sampling, in both text quality and creativity. Min-p sampling has been adopted by popular open-source LLM frameworks, including Hugging Face Transformers, VLLM, and many others, highlighting its considerable impact on improving text generation quality.

cs.CL

Interpreting Context Look-ups in Transformers: Investigating Attention-MLP Interactions

Understanding the inner workings of large language models (LLMs) is crucial for advancing their theoretical foundations and real-world applications. While the attention mechanism and multi-layer perceptrons (MLPs) have been studied independently, their interactions remain largely unexplored. This study investigates how attention heads and next-token neurons interact in LLMs to predict new words. We propose a methodology to identify next-token neurons, find prompts that highly activate them, and determine the upstream attention heads responsible. We then generate and evaluate explanations for the activity of these attention heads in an automated manner. Our findings reveal that some attention heads recognize specific contexts relevant to predicting a token and activate a downstream token-predicting neuron accordingly. This mechanism provides a deeper understanding of how attention heads work with MLP neurons to perform next-token prediction. Our approach offers a foundation for further research into the intricate workings of LLMs and their impact on text generation and understanding.

cs.CL

Understanding Addition and Subtraction in Transformers

We use integer addition and subtraction as a controlled, exactly-solvable testbed for what can be said with confidence about the algorithm a low-loss transformer implements - logically and mechanically. We train small transformers (2-3 layers) from scratch, find the edge cases they fail (long carry and borrow cascades), and enrich the training data with them; most resulting models reach >$99.999% accuracy on 5-15 digit problems in under an hour, solving cascades such as 555555555+444444448=+1000000003. Interpretability analysis of these accurate models - not an a-priori guess - surfaces the structure from which we derive novel, sound, exact left-to-right algorithms for both operations, matching the causal ordering transformers must use. We then put these algorithms back to the models: across 46 models varying in seed, depth, digit-length, and operation, the accurate ones share one circuit skeleton, and in representative models deeper causal analysis (activation and edge path-patching, with controls) confirms the multi-digit resolved-carry sub-task that earlier analyses left open - while ruling out several candidate mechanisms. The skeleton recurs across model sizes and operations, and mixed-model nodes are polysemantic across addition and subtraction whether initialized from an addition model or trained from scratch. We release the models, analysis, and a reproducible interpretability toolkit.

cs.LG

Interpreting Learned Feedback Patterns in Large Language Models

Reinforcement learning from human feedback (RLHF) is widely used to train large language models (LLMs). However, it is unclear whether LLMs accurately learn the underlying preferences in human feedback data. We coin the term \textit{Learned Feedback Pattern} (LFP) for patterns in an LLM's activations learned during RLHF that improve its performance on the fine-tuning task. We hypothesize that LLMs with LFPs accurately aligned to the fine-tuning feedback exhibit consistent activation patterns for outputs that would have received similar feedback during RLHF. To test this, we train probes to estimate the feedback signal implicit in the activations of a fine-tuned LLM. We then compare these estimates to the true feedback, measuring how accurate the LFPs are to the fine-tuning feedback. Our probes are trained on a condensed, sparse and interpretable representation of LLM activations, making it easier to correlate features of the input with our probe's predictions. We validate our probes by comparing the neural features they correlate with positive feedback inputs against the features GPT-4 describes and classifies as related to LFPs. Understanding LFPs can help minimize discrepancies between LLM behavior and training objectives, which is essential for the safety of LLMs.

cs.LG