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Dan Roth

Publications and source records attributed to Dan Roth.

At least 55 records · Page 3Linked to original sources
arXiv2026

DataProphet: Demystifying Supervision Data Generalization in Multimodal LLMs

Conventional wisdom for selecting supervision data for multimodal large language models (MLLMs) is to prioritize datasets that appear similar to the target benchmark, such as text-intensive or vision-centric tasks. However, it remains unclear whether such intuitive similarity reliably predicts downstream performance gains. In this work, we take a first step toward answering a practical question: can we estimate the influence of a training dataset on a target benchmark before any training is performed? To investigate this question, we conduct an in-depth analysis of transfer across 14 vision-language datasets spanning 7 diverse tasks. Our results show that intuitive task similarity is an unreliable predictor of transferability, and that generalization depends more on the specific dataset than on its broad task category. Motivated by this finding, we propose DATAPROPHET, a simple and effective training-free metric that combines multimodal perplexity, similarity, and data diversity. Experiments show that DATAPROPHET produces supervision-data rankings that strongly correlate with rankings based on actual post-training performance gains, achieving a Kendall's tau of 86.0%. Moreover, DATAPROPHET enables better supervision-data selection, yielding up to 6.9% improvement over uniform selection, 1.4% over a state-of-the-art training-based baseline, and 0.2% above oracle selection based on experimental performance. Our code and data will be released.

cs.CL↗
arXiv2026

LLM NL2SQL Robustness: Surface Noise vs. Linguistic Variation in Traditional and Agentic Settings

Robustness evaluation for Natural Language to SQL (NL2SQL) systems is essential because real-world database environments are dynamic, noisy, and continuously evolving, whereas conventional benchmark evaluations typically assume static schemas and well-formed user inputs. In this work, we introduce a robustness evaluation benchmark containing approximately ten types of perturbations and conduct evaluations under both traditional and agentic settings. We assess multiple state-of-the-art large language models (LLMs), including Grok-4.1, Gemini-3-Pro, Claude-Opus-4.6, and GPT-5.2. Our results show that these models generally maintain strong performance under several perturbations; however, notable performance degradation is observed for surface-level noise (e.g., character-level corruption) and linguistic variation that preserves semantics while altering lexical or syntactic forms. Furthermore, we observe that surface-level noise causes larger performance drops in traditional pipelines, whereas linguistic variation presents greater challenges in agentic settings. These findings highlight the remaining challenges in achieving robust NL2SQL systems, particularly in handling linguistic variability.

cs.CL↗
arXiv2026

Think Twice Before You Write -- an Entropy-based Decoding Strategy to Enhance LLM Reasoning

Decoding strategies play a central role in shaping the reasoning ability of large language models (LLMs). Traditional methods such as greedy decoding and beam search often suffer from error propagation, while sampling-based approaches introduce randomness without adequate robustness. Self-consistency improves reliability by aggregating multiple rollouts, but incurs significant computational overhead. We propose an entropy-guided decoding framework that introduces token-level adaptivity into generation. At each step, the model computes the entropy of the token distribution, identifies high-uncertainty positions, and selectively branches on these vulnerable points. A dynamic pool of partial rollouts is maintained and expanded until solutions are completed, concentrating computation where uncertainty is greatest and avoiding unnecessary exploration in confident regions. To enable efficient termination, we apply a rollout-level Entropy After (EAT) stopping criterion by performing entropy evaluation after the full reasoning trace, rather than incrementally at every step. Experiments on GSM8K, AMC2023, and their perturbed variants demonstrate that our method achieves consistently strong accuracy. Notably, on smaller LLMs, performance is comparable to GPT-5 while operating at a fraction of the cost.

cs.CL↗
arXiv2026

Tree-based Dialogue Reinforced Policy Optimization for Red-Teaming Attacks

Despite recent rapid progress in AI safety, current large language models remain vulnerable to adversarial attacks in multi-turn interaction settings, where attackers strategically adapt their prompts across conversation turns and pose a more critical yet realistic challenge. Existing approaches that discover safety vulnerabilities either rely on manual red-teaming with human experts or employ automated methods using pre-defined templates and human-curated attack data, with most focusing on single-turn attacks. However, these methods did not explore the vast space of possible multi-turn attacks, failing to consider novel attack trajectories that emerge from complex dialogue dynamics and strategic conversation planning. This gap is particularly critical given recent findings that LLMs exhibit significantly higher vulnerability to multi-turn attacks compared to single-turn attacks. We propose DialTree, an on-policy reinforcement learning framework integrated with tree search that autonomously discovers diverse multi-turn attack strategies by treating the dialogue as a sequential decision-making problem, enabling systematic exploration without manually curated data. Through extensive experiments, our approach not only achieves more than 44.2% higher ASR across 12 target models compared to previous state-of-the-art approaches, but also effectively uncovers new attack strategies by learning optimal dialogue policies that maximize attack success across multiple turns.

cs.LG↗
arXiv2026

Chart-RL: Generalized Chart Comprehension via Reinforcement Learning with Verifiable Rewards

Accurate chart comprehension represents a critical challenge in advancing multimodal learning systems, as extensive information is compressed into structured visual representations. However, existing vision-language models (VLMs) frequently struggle to generalize on unseen charts because it requires abstract, symbolic, and quantitative reasoning over structured visual representations. In this work, we introduce Chart-RL, an effective reinforcement learning (RL) method that employs mathematically verifiable rewards to enhance chart question answering in VLMs. Our experiments demonstrate that Chart-RL consistently outperforms supervised fine-tuning (SFT) across different chart understanding benchmarks, achieving relative improvements of 16.7% on MutlChartQA, and 11.5% on ChartInsights. We conduct robustness analysis, where Chart-RL achieves enhanced performance in 18 of 25 perturbed chart categories, demonstrating strong consistency and reasoning capability across visual variations. Furthermore, we demonstrate that task difficulty and inherent complexity are more critical than data quantity in RL training. For instance, Chart-RL trained on merely 10 complex chart-query examples significantly outperforms models trained on over 6,000 simple examples. Additionally, training on challenging reasoning tasks not only improves in-domain generalization relative to simpler tasks, but also facilitate strong transfer to out-of-domain visual mathematical problems.

cs.LG↗
arXiv2026

AI+HW 2035: Shaping the Next Decade

Artificial intelligence (AI) and hardware (HW) are advancing at unprecedented rates, yet their trajectories have become inseparably intertwined. The global research community lacks a cohesive, long-term vision to strategically coordinate the development of AI and HW. This fragmentation constrains progress toward holistic, sustainable, and adaptive AI systems capable of learning, reasoning, and operating efficiently across cloud, edge, and physical environments. The future of AI depends not only on scaling intelligence, but on scaling efficiency, achieving exponential gains in intelligence per joule, rather than unbounded compute consumption. Addressing this grand challenge requires rethinking the entire computing stack. This vision paper lays out a 10-year roadmap for AI+HW co-design and co-development, spanning algorithms, architectures, systems, and sustainability. We articulate key insights that redefine scaling around energy efficiency, system-level integration, and cross-layer optimization. We identify key challenges and opportunities, candidly assess potential obstacles and pitfalls, and propose integrated solutions grounded in algorithmic innovation, hardware advances, and software abstraction. Looking ahead, we define what success means in 10 years: achieving a 1000x improvement in efficiency for AI training and inference; enabling energy-aware, self-optimizing systems that seamlessly span cloud, edge, and physical AI; democratizing access to advanced AI infrastructure; and embedding human-centric principles into the design of intelligent systems. Finally, we outline concrete action items for academia, industry, government, and the broader community, calling for coordinated national initiatives, shared infrastructure, workforce development, cross-agency collaboration, and sustained public-private partnerships to ensure that AI+HW co-design becomes a unifying long-term mission.

cs.AI↗
arXiv2026

LAD-RAG: Layout-aware Dynamic RAG for Visually-Rich Document Understanding

Question answering over visually rich documents (VRDs) requires reasoning not only over isolated content but also over documents' structural organization and cross-page dependencies. However, conventional retrieval-augmented generation (RAG) methods encode content in isolated chunks during ingestion, losing structural and cross-page dependencies, and retrieve a fixed number of pages at inference, regardless of the specific demands of the question or context. This often results in incomplete evidence retrieval and degraded answer quality for multi-page reasoning tasks. To address these limitations, we propose LAD-RAG, a novel Layout-Aware Dynamic RAG framework. During ingestion, LAD-RAG constructs a symbolic document graph that captures layout structure and cross-page dependencies, adding it alongside standard neural embeddings to yield a more holistic representation of the document. During inference, an LLM agent dynamically interacts with the neural and symbolic indices to adaptively retrieve the necessary evidence based on the query. Experiments on MMLongBench-Doc, LongDocURL, DUDE, and MP-DocVQA demonstrate that LAD-RAG improves retrieval, achieving over 90% perfect recall on average without any top-k tuning, and outperforming baseline retrievers by up to 20% in recall at comparable noise levels, yielding higher QA accuracy with minimal latency.

cs.CL↗
arXiv2026

SAGE: Structure Aware Graph Expansion for Retrieval of Heterogeneous Data

Retrieval-augmented question answering over heterogeneous corpora requires connected evidence across text, tables, and graph nodes. While entity-level knowledge graphs support structured access, they are costly to construct and maintain, and inefficient to traverse at query time. In contrast, standard retriever-reader pipelines use flat similarity search over independently chunked text, missing multi-hop evidence chains across modalities. We propose SAGE (Structure Aware Graph Expansion) framework that (i) constructs a chunk-level graph offline using metadata-driven similarities with percentile-based pruning, and (ii) performs online retrieval by running an initial baseline retriever to obtain k seed chunks, expanding first-hop neighbors, and then filtering the neighbors using dense+sparse retrieval, selecting k' additional chunks. We instantiate the initial retriever using hybrid dense+sparse retrieval for implicit cross-modal corpora and SPARK (Structure Aware Planning Agent for Retrieval over Knowledge Graphs) an agentic retriever for explicit schema graphs. On OTT-QA and STaRK, SAGE improves retrieval recall by 5.7 and 8.5 points over baselines.

cs.IR↗
arXiv2026

On Improving Neurosymbolic Learning by Exploiting the Representation Space

We study the problem of learning neural classifiers in a neurosymbolic setting where the hidden gold labels of input instances must satisfy a logical formula. Learning in this setting proceeds by first computing (a subset of) the possible combinations of labels that satisfy the formula and then computing a loss using those combinations and the classifiers' scores. One challenge is that the space of label combinations can grow exponentially, making learning difficult. We propose a technique that prunes this space by exploiting the intuition that instances with similar latent representations are likely to share the same label. While this intuition has been widely used in weakly supervised learning, its application in our setting is challenging due to label dependencies imposed by logical constraints. We formulate the pruning process as an integer linear program that discards inconsistent label combinations while respecting logical structure. Our approach, CLIPPER, is orthogonal to existing training algorithms and can be seamlessly integrated with them. Across 16 benchmarks over complex neurosymbolic tasks, we demonstrate that CLIPPER boosts the performance of state-of-the-art neurosymbolic engines like Scallop, Dolphin, and ISED by up to 48%, 53%, and 8%, leading to state-of-the-art accuracies.

cs.LG↗
arXiv2026

Conflicts in Texts: Data, Implications and Challenges

As NLP models become increasingly integrated into real-world applications, it becomes clear that there is a need to address the fact that models often rely on and generate conflicting information. Conflicts could reflect the complexity of situations, changes that need to be explained and dealt with, difficulties in data annotation, and mistakes in generated outputs. In all cases, disregarding the conflicts in data could result in undesired behaviors of models and undermine NLP models' reliability and trustworthiness. This survey categorizes these conflicts into three key areas: (1) natural texts on the web, where factual inconsistencies, subjective biases, and multiple perspectives introduce contradictions; (2) human-annotated data, where annotator disagreements, mistakes, and societal biases impact model training; and (3) model interactions, where hallucinations and knowledge conflicts emerge during deployment. While prior work has addressed some of these conflicts in isolation, we unify them under the broader concept of conflicting information, analyze their implications, and discuss mitigation strategies. We highlight key challenges and future directions for developing conflict-aware NLP systems that can reason over and reconcile conflicting information more effectively.

cs.CL↗
arXiv2025

Imbalances in Neurosymbolic Learning: Characterization and Mitigating Strategies

We study one of the most popular problems in **neurosymbolic learning** (NSL), that of learning neural classifiers given only the result of applying a symbolic component $σ$ to the gold labels of the elements of a vector $\mathbf x$. The gold labels of the elements in $\mathbf x$ are unknown to the learner. We make multiple contributions, theoretical and practical, to address a problem that has not been studied so far in this context, that of characterizing and mitigating *learning imbalances*, i.e., major differences in the errors that occur when classifying instances of different classes (aka **class-specific risks**). Our theoretical analysis reveals a unique phenomenon: that $σ$ can greatly impact learning imbalances. This result sharply contrasts with previous research on supervised and weakly supervised learning, which only studies learning imbalances under data imbalances. On the practical side, we introduce a technique for estimating the marginal of the hidden gold labels using weakly supervised data. Then, we introduce algorithms that mitigate imbalances at training and testing time by treating the marginal of the hidden labels as a constraint. We demonstrate the effectiveness of our techniques using strong baselines from NSL and long-tailed learning, suggesting performance improvements of up to 14%.

cs.LG↗
arXiv2025

CONCUR: A Framework for Continual Constrained and Unconstrained Routing

AI tasks differ in complexity and are best addressed with different computation strategies (e.g., combinations of models and decoding methods). Hence, an effective routing system that maps tasks to the appropriate strategies is crucial. Most prior methods build the routing framework by training a single model across all strategies, which demands full retraining whenever new strategies appear and leads to high overhead. Attempts at such continual routing, however, often face difficulties with generalization. Prior models also typically use a single input representation, limiting their ability to capture the full complexity of the routing problem and leading to sub-optimal routing decisions. To address these gaps, we propose CONCUR, a continual routing framework that supports both constrained and unconstrained routing (i.e., routing with or without a budget). Our modular design trains a separate predictor model for each strategy, enabling seamless incorporation of new strategies with low additional training cost. Our predictors also leverage multiple representations of both tasks and computation strategies to better capture overall problem complexity. Experiments on both in-distribution and out-of-distribution, knowledge- and reasoning-intensive tasks show that our method outperforms the best single strategy and strong existing routing techniques with higher end-to-end accuracy and lower inference cost in both continual and non-continual settings, while also reducing training cost in the continual setting.

cs.CL↗
arXiv2025

PersonaMem-v2: Towards Personalized Intelligence via Learning Implicit User Personas and Agentic Memory

Personalization is one of the next milestones in advancing AI capability and alignment. We introduce PersonaMem-v2, the state-of-the-art dataset for LLM personalization that simulates 1,000 realistic user-chatbot interactions on 300+ scenarios, 20,000+ user preferences, and 128k-token context windows, where most user preferences are implicitly revealed to reflect real-world interactions. Using this data, we investigate how reinforcement fine-tuning enables a model to improve its long-context reasoning capabilities for user understanding and personalization. We also develop a framework for training an agentic memory system, which maintains a single, human-readable memory that grows with each user over time. In our experiments, frontier LLMs still struggle with implicit personalization, achieving only 37-48% accuracy. While they support long context windows, reasoning remains the bottleneck for implicit personalization tasks. Using reinforcement fine-tuning, we successfully train Qwen3-4B to outperforms GPT-5, reaching 53% accuracy in implicit personalization. Moreover, our agentic memory framework achieves state-of-the-art 55% accuracy while using 16x fewer input tokens, relying on a 2k-token memory instead of full 32k conversation histories. These results underscore the impact of our dataset and demonstrate agentic memory as a scalable path toward real-world personalized intelligence.

cs.CL↗
arXiv2025

REaR: Retrieve, Expand and Refine for Effective Multitable Retrieval

Answering natural language queries over relational data often requires retrieving and reasoning over multiple tables, yet most retrievers optimize only for query-table relevance and ignore table table compatibility. We introduce REAR (Retrieve, Expand and Refine), a three-stage, LLM-free framework that separates semantic relevance from structural joinability for efficient, high-fidelity multi-table retrieval. REAR (i) retrieves query-aligned tables, (ii) expands these with structurally joinable tables via fast, precomputed column-embedding comparisons, and (iii) refines them by pruning noisy or weakly related candidates. Empirically, REAR is retriever-agnostic and consistently improves dense/sparse retrievers on complex table QA datasets (BIRD, MMQA, and Spider) by improving both multi-table retrieval quality and downstream SQL execution. Despite being LLM-free, it delivers performance competitive with state-of-the-art LLM-augmented retrieval systems (e.g.,ARM) while achieving much lower latency and cost. Ablations confirm complementary gains from expansion and refinement, underscoring REAR as a practical, scalable building block for table-based downstream tasks (e.g., Text-to-SQL).

cs.IR↗
arXiv2025

Know Me, Respond to Me: Benchmarking LLMs for Dynamic User Profiling and Personalized Responses at Scale

Large Language Models (LLMs) have emerged as personalized assistants for users across a wide range of tasks -- from offering writing support to delivering tailored recommendations or consultations. Over time, the interaction history between a user and an LLM can provide extensive information about an individual's traits and preferences. However, open questions remain on how well LLMs today can effectively leverage such history to (1) internalize the user's inherent traits and preferences, (2) track how the user profiling and preferences evolve over time, and (3) generate personalized responses accordingly in new scenarios. In this work, we introduce the PERSONAMEM benchmark. PERSONAMEM features curated user profiles with over 180 simulated user-LLM interaction histories, each containing up to 60 sessions of multi-turn conversations across 15 real-world tasks that require personalization. Given an in-situ user query, i.e. query issued by the user from the first-person perspective, we evaluate LLM chatbots' ability to identify the most suitable response according to the current state of the user's profile. We observe that current LLMs still struggle to recognize the dynamic evolution in users' profiles over time through direct prompting approaches. As a consequence, LLMs often fail to deliver responses that align with users' current situations and preferences, with frontier models such as GPT-4.1, o4-mini, GPT-4.5, o1, or Gemini-2.0 achieving only around 50% overall accuracy, suggesting room for improvement. We hope that PERSONAMEM, along with the user profile and conversation simulation pipeline, can facilitate future research in the development of truly user-aware chatbots. Code and data are available at github.com/bowen-upenn/PersonaMem.

cs.CL↗
arXiv2025

Can LLMs Narrate Tabular Data? An Evaluation Framework for Natural Language Representations of Text-to-SQL System Outputs

In modern industry systems like multi-turn chat agents, Text-to-SQL technology bridges natural language (NL) questions and database (DB) querying. The conversion of tabular DB results into NL representations (NLRs) enables the chat-based interaction. Currently, NLR generation is typically handled by large language models (LLMs), but information loss or errors in presenting tabular results in NL remains largely unexplored. This paper introduces a novel evaluation method - Combo-Eval - for judgment of LLM-generated NLRs that combines the benefits of multiple existing methods, optimizing evaluation fidelity and achieving a significant reduction in LLM calls by 25-61%. Accompanying our method is NLR-BIRD, the first dedicated dataset for NLR benchmarking. Through human evaluations, we demonstrate the superior alignment of Combo-Eval with human judgments, applicable across scenarios with and without ground truth references.

cs.CL↗
arXiv2025

OraPlan-SQL: A Planning-Centric Framework for Complex Bilingual NL2SQL Reasoning

We present OraPlan-SQL, our system for the Archer NL2SQL Evaluation Challenge 2025, a bilingual benchmark requiring complex reasoning such as arithmetic, commonsense, and hypothetical inference. OraPlan-SQL ranked first, exceeding the second-best system by more than 6% in execution accuracy (EX), with 55.0% in English and 56.7% in Chinese, while maintaining over 99% SQL validity (VA). Our system follows an agentic framework with two components: Planner agent that generates stepwise natural language plans, and SQL agent that converts these plans into executable SQL. Since SQL agent reliably adheres to the plan, our refinements focus on the planner. Unlike prior methods that rely on multiple sub-agents for planning and suffer from orchestration overhead, we introduce a feedback-guided meta-prompting strategy to refine a single planner. Failure cases from a held-out set are clustered with human input, and an LLM distills them into corrective guidelines that are integrated into the planner's system prompt, improving generalization without added complexity. For the multilingual scenario, to address transliteration and entity mismatch issues, we incorporate entity-linking guidelines that generate alternative surface forms for entities and explicitly include them in the plan. Finally, we enhance reliability through plan diversification: multiple candidate plans are generated for each query, with the SQL agent producing a query for each plan, and final output selected via majority voting over their executions.

cs.CL↗
arXiv2025

Aligning LLMs for Multilingual Consistency in Enterprise Applications

Large language models (LLMs) remain unreliable for global enterprise applications due to substantial performance gaps between high-resource and mid/low-resource languages, driven by English-centric pretraining and internal reasoning biases. This inconsistency undermines customer experience and operational reliability in multilingual settings such as customer support, content moderation, and information retrieval. Even with advanced Retrieval-Augmented Generation (RAG) systems, we observe up to an 29% accuracy drop in non-English languages compared to English. We propose a practical, batch-wise alignment strategy for fine-tuning LLMs, leveraging semantically equivalent multilingual data in each training batch to directly align model outputs across languages. This approach improves non-English accuracy by up to 23.9% without compromising English performance, model reasoning, or retrieval quality. Our method is simple to implement, scalable, and integrates seamlessly with existing LLM training & deployment pipelines, enabling more robust and equitable multilingual AI solutions in industry.

cs.CL↗