arXiv subjects

Emil Björnson

Publications and source records attributed to Emil Björnson.

At least 361 records · Page 20Linked to original sources

arXiv2015

Designing Wireless Broadband Access for Energy Efficiency: Are Small Cells the Only Answer?

The main usage of cellular networks has changed from voice to data traffic, mostly requested by static users. In this paper, we analyze how a cellular network should be designed to provide such wireless broadband access with maximal energy efficiency (EE). Using stochastic geometry and a detailed power consumption model, we optimize the density of access points (APs), number of antennas and users per AP, and transmission power for maximal EE. Small cells are of course a key technology in this direction, but the analysis shows that the EE improvement of a small-cell network saturates quickly with the AP density and then "massive MIMO" techniques can further improve the EE.

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arXiv2015

Interference-Aware RZF Precoding for Multi Cell Downlink Systems

Recently, a structure of an optimal linear precoder for multi cell downlink systems has been described in [1, Eq (3.33)]. Other references (e.g., [2,3]) have used simplified versions of the precoder to obtain promising performance gains. These gains have been hypothesized to stem from the additional degrees of freedom that allow for interference mitigation through interference relegation to orthogonal subspaces. However, no conclusive or rigorous understanding has yet been developed. In this paper, we build on an intuitive interference induction trade-off and the aforementioned precoding structure to propose an interference aware RZF (iaRZF) precoding scheme for multi cell downlink systems and we analyze its rate performance. Special emphasis is placed on the induced interference mitigation mechanism of iaRZF. For example, we will verify the intuitive expectation that the precoder structure can either completely remove induced inter-cell or intra-cell interference. We state new results from large-scale random matrix theory that make it possible to give more intuitive and insightful explanations of the precoder behavior, also for cases involving imperfect channel state information (CSI). We remark especially that the interference-aware precoder makes use of all available information about interfering channels to improve performance. Even very poor CSI allows for significant sum-rate gains. Our obtained insights are then used to propose heuristic precoder parameters for arbitrary systems, whose effectiveness are shown in more involved system scenarios. Furthermore, calculation and implementation of these parameters does not require explicit inter base station cooperation.

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arXiv2015

Optimal Detection in Training Assisted SIMO Systems with Phase Noise Impairments

In this paper, the problem of optimal maximum likelihood detection in a single user single-input multiple-output (SIMO) channel with phase noise at the receiver is considered. The optimal detection rules under training are derived for two operation modes, namely when the phase increments are fully correlated among the $M$ receiver antennas (synchronous operation) and when they are independent (non-synchronous operation). The phase noise increments are parameterized by a very general distribution, which includes the Wiener phase noise model as a special case. It is proven that phase noise creates a symbol-error-rate (SER) floor for both operation modes. In the synchronous operation this error floor is independent of $M$, while it goes to zero exponentially with $M$ in the non-synchronous operation.

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arXiv2015

Impact of Residual Transmit RF Impairments on Training-Based MIMO Systems

Radio-frequency (RF) impairments, which intimately exist in wireless communication systems, can severely limit the performance of multiple-input multiple-output (MIMO) systems. Although we can resort to compensation schemes to mitigate part of these impairments, a certain amount of residual impairments always persists. In this paper, we consider a training-based point-to-point MIMO system with residual transmit RF impairments (RTRI) using spatial multiplexing transmission. Specifically, we derive a new linear channel estimator for the proposed model, and show that RTRI create an estimation error floor in the high signal-to-noise ratio (SNR) regime. Moreover, we derive closed-form expressions for the signal-to-noise-and-interference ratio (SINR) distributions, along with analytical expressions for the ergodic achievable rates of zero-forcing, maximum ratio combining, and minimum mean-squared error receivers, respectively. In addition, we optimize the ergodic achievable rates with respect to the training sequence length, and demonstrate that finite dimensional systems with RTRI generally require more training at high SNRs than those with ideal hardware. At last, we extend our analysis to large-scale MIMO configurations, and derive deterministic equivalents of the ergodic achievable rates. It is shown that, by deploying large receive antenna arrays, the extra training requirements due to RTRI can be eliminated. In fact, with sufficiently large number of receive antennas, systems with RTRI may even need less training than systems with ideal hardware.

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arXiv2015

Optimal Design of Energy-Efficient Multi-User MIMO Systems: Is Massive MIMO the Answer?

Assume that a multi-user multiple-input multiple-output (MIMO) system is designed from scratch to uniformly cover a given area with maximal energy efficiency (EE). What are the optimal number of antennas, active users, and transmit power? The aim of this paper is to answer this fundamental question. We consider jointly the uplink and downlink with different processing schemes at the base station and propose a new realistic power consumption model that reveals how the above parameters affect the EE. Closed-form expressions for the EE-optimal value of each parameter, when the other two are fixed, are provided for zero-forcing (ZF) processing in single-cell scenarios. These expressions prove how the parameters interact. For example, in sharp contrast to common belief, the transmit power is found to increase (not to decrease) with the number of antennas. This implies that energy-efficient systems can operate in high signal-to-noise ratio regimes in which interference-suppressing signal processing is mandatory. Numerical and analytical results show that the maximal EE is achieved by a massive MIMO setup wherein hundreds of antennas are deployed to serve a relatively large number of users using ZF processing. The numerical results show the same behavior under imperfect channel state information and in symmetric multi-cell scenarios.

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arXiv2014

On the MIMO Capacity with Residual Transceiver Hardware Impairments

Radio-frequency (RF) impairments in the transceiver hardware of communication systems (e.g., phase noise (PN), high power amplifier (HPA) nonlinearities, or in-phase/quadrature-phase (I/Q) imbalance) can severely degrade the performance of traditional multiple-input multiple-output (MIMO) systems. Although calibration algorithms can partially compensate these impairments, the remaining distortion still has substantial impact. Despite this, most prior works have not analyzed this type of distortion. In this paper, we investigate the impact of residual transceiver hardware impairments on the MIMO system performance. In particular, we consider a transceiver impairment model, which has been experimentally validated, and derive analytical ergodic capacity expressions for both exact and high signal-to-noise ratios (SNRs). We demonstrate that the capacity saturates in the high-SNR regime, thereby creating a finite capacity ceiling. We also present a linear approximation for the ergodic capacity in the low-SNR regime, and show that impairments have only a second-order impact on the capacity. Furthermore, we analyze the effect of transceiver impairments on large-scale MIMO systems; interestingly, we prove that if one increases the number of antennas at one side only, the capacity behaves similar to the finite-dimensional case. On the contrary, if the number of antennas on both sides increases with a fixed ratio, the capacity ceiling vanishes; thus, impairments cause only a bounded offset in the capacity compared to the ideal transceiver hardware case.

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arXiv2014

Low-Complexity Polynomial Channel Estimation in Large-Scale MIMO with Arbitrary Statistics

This paper considers pilot-based channel estimation in large-scale multiple-input multiple-output (MIMO) communication systems, also known as massive MIMO, where there are hundreds of antennas at one side of the link. Motivated by the fact that computational complexity is one of the main challenges in such systems, a set of low-complexity Bayesian channel estimators, coined Polynomial ExpAnsion CHannel (PEACH) estimators, are introduced for arbitrary channel and interference statistics. While the conventional minimum mean square error (MMSE) estimator has cubic complexity in the dimension of the covariance matrices, due to an inversion operation, our proposed estimators significantly reduce this to square complexity by approximating the inverse by a L-degree matrix polynomial. The coefficients of the polynomial are optimized to minimize the mean square error (MSE) of the estimate. We show numerically that near-optimal MSEs are achieved with low polynomial degrees. We also derive the exact computational complexity of the proposed estimators, in terms of the floating-point operations (FLOPs), by which we prove that the proposed estimators outperform the conventional estimators in large-scale MIMO systems of practical dimensions while providing a reasonable MSEs. Moreover, we show that L needs not scale with the system dimensions to maintain a certain normalized MSE. By analyzing different interference scenarios, we observe that the relative MSE loss of using the low-complexity PEACH estimators is smaller in realistic scenarios with pilot contamination. On the other hand, PEACH estimators are not well suited for noise-limited scenarios with high pilot power; therefore, we also introduce the low-complexity diagonalized estimator that performs well in this regime. Finally, we ...

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arXiv2014

Optimizing Multi-Cell Massive MIMO for Spectral Efficiency: How Many Users Should Be Scheduled?

Massive MIMO is a promising technique to increase the spectral efficiency of cellular networks, by deploying antenna arrays with hundreds or thousands of active elements at the base stations and performing coherent beamforming. A common rule-of-thumb is that these systems should have an order of magnitude more antennas, $N$, than scheduled users, $K$, because the users' channels are then likely to be quasi-orthogonal. However, it has not been proved that this rule-of-thumb actually maximizes the spectral efficiency. In this paper, we analyze how the optimal number of scheduled users, $K^\star$, depends on $N$ and other system parameters. The value of $K^\star$ in the large-$N$ regime is derived in closed form, while simulations are used to show what happens at finite $N$, in different interference scenarios, and for different beamforming.

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arXiv2014

Asymptotic Analysis of SU-MIMO Channels With Transmitter Noise and Mismatched Joint Decoding

Hardware impairments in radio-frequency components of a wireless system cause unavoidable distortions to transmission that are not captured by the conventional linear channel model. In this paper, a 'binoisy' single-user multiple-input multiple-output (SU-MIMO) relation is considered where the additional distortions are modeled via an additive noise term at the transmit side. Through this extended SU-MIMO channel model, the effects of transceiver hardware impairments on the achievable rate of multi-antenna point-to-point systems are studied. Channel input distributions encompassing practical discrete modulation schemes, such as, QAM and PSK, as well as Gaussian signaling are covered. In addition, the impact of mismatched detection and decoding when the receiver has insufficient information about the non-idealities is investigated. The numerical results show that for realistic system parameters, the effects of transmit-side noise and mismatched decoding become significant only at high modulation orders.

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arXiv2014

Massive MIMO Systems with Non-Ideal Hardware: Energy Efficiency, Estimation, and Capacity Limits

The use of large-scale antenna arrays can bring substantial improvements in energy and/or spectral efficiency to wireless systems due to the greatly improved spatial resolution and array gain. Recent works in the field of massive multiple-input multiple-output (MIMO) show that the user channels decorrelate when the number of antennas at the base stations (BSs) increases, thus strong signal gains are achievable with little inter-user interference. Since these results rely on asymptotics, it is important to investigate whether the conventional system models are reasonable in this asymptotic regime. This paper considers a new system model that incorporates general transceiver hardware impairments at both the BSs (equipped with large antenna arrays) and the single-antenna user equipments (UEs). As opposed to the conventional case of ideal hardware, we show that hardware impairments create finite ceilings on the channel estimation accuracy and on the downlink/uplink capacity of each UE. Surprisingly, the capacity is mainly limited by the hardware at the UE, while the impact of impairments in the large-scale arrays vanishes asymptotically and inter-user interference (in particular, pilot contamination) becomes negligible. Furthermore, we prove that the huge degrees of freedom offered by massive MIMO can be used to reduce the transmit power and/or to tolerate larger hardware impairments, which allows for the use of inexpensive and energy-efficient antenna elements.

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arXiv2014

Linear Precoding Based on Polynomial Expansion: Reducing Complexity in Massive MIMO

Large-scale multi-user multiple-input multiple-output (MIMO) techniques have the potential to bring tremendous improvements for future communication systems. Counter-intuitively, the practical issues of having uncertain channel knowledge, high propagation losses, and implementing optimal non-linear precoding are solved more-or-less automatically by enlarging system dimensions. However, the computational precoding complexity grows with the system dimensions. For example, the close-to-optimal regularized zero-forcing (RZF) precoding is very complicated to implement in practice, since it requires fast inversions of large matrices in every coherence period. Motivated by the high performance of RZF, we propose to replace the matrix inversion by a truncated polynomial expansion (TPE), thereby obtaining the new TPE precoding scheme which is more suitable for real-time hardware implementation. The degree of the matrix polynomial can be adapted to the available hardware resources and enables smooth transition between simple maximum ratio transmission (MRT) and more advanced RZF. By deriving new random matrix results, we obtain a deterministic expression for the asymptotic signal-to-interference-and-noise ratio (SINR) achieved by TPE precoding in large-scale MIMO systems. Furthermore, we provide a closed-form expression for the polynomial coefficients that maximizes this SINR. To maintain a fixed per-user rate loss as compared to RZF, the polynomial degree does not need to scale with the system, but it should be increased with the quality of the channel knowledge and the signal-to-noise ratio (SNR).

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arXiv2014

Linear Precoding Based on Polynomial Expansion: Large-Scale Multi-Cell MIMO Systems

Large-scale MIMO systems can yield a substantial improvement in spectral efficiency for future communication systems. Due to the finer spatial resolution achieved by a huge number of antennas at the base stations, these systems have shown to be robust to inter-user interference and the use of linear precoding is asymptotically optimal. However, most precoding schemes exhibit high computational complexity as the system dimensions increase. For example, the near-optimal RZF requires the inversion of a large matrix. This motivated our companion paper, where we proposed to solve the issue in single-cell multi-user systems by approximating the matrix inverse by a truncated polynomial expansion (TPE), where the polynomial coefficients are optimized to maximize the system performance. We have shown that the proposed TPE precoding with a small number of coefficients reaches almost the performance of RZF but never exceeds it. In a realistic multi-cell scenario involving large-scale multi-user MIMO systems, the optimization of RZF precoding has thus far not been feasible. This is mainly attributed to the high complexity of the scenario and the non-linear impact of the necessary regularizing parameters. On the other hand, the scalar weights in TPE precoding give hope for possible throughput optimization. Following the same methodology as in the companion paper, we exploit random matrix theory to derive a deterministic expression for the asymptotic SINR for each user. We also provide an optimization algorithm to approximate the weights that maximize the network-wide weighted max-min fairness. The optimization weights can be used to mimic the user throughput distribution of RZF precoding. Using simulations, we compare the network throughput of the TPE precoding with that of the suboptimal RZF scheme and show that our scheme can achieve higher throughput using a TPE order of only 3.

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arXiv2014

Receive Combining vs. Multi-Stream Multiplexing in Downlink Systems with Multi-Antenna Users

In downlink multi-antenna systems with many users, the multiplexing gain is strictly limited by the number of transmit antennas $N$ and the use of these antennas. Assuming that the total number of receive antennas at the multi-antenna users is much larger than $N$, the maximal multiplexing gain can be achieved with many different transmission/reception strategies. For example, the excess number of receive antennas can be utilized to schedule users with effective channels that are near-orthogonal, for multi-stream multiplexing to users with well-conditioned channels, and/or to enable interference-aware receive combining. In this paper, we try to answer the question if the $N$ data streams should be divided among few users (many streams per user) or many users (few streams per user, enabling receive combining). Analytic results are derived to show how user selection, spatial correlation, heterogeneous user conditions, and imperfect channel acquisition (quantization or estimation errors) affect the performance when sending the maximal number of streams or one stream per scheduled user---the two extremes in data stream allocation. While contradicting observations on this topic have been reported in prior works, we show that selecting many users and allocating one stream per user (i.e., exploiting receive combining) is the best candidate under realistic conditions. This is explained by the provably stronger resilience towards spatial correlation and the larger benefit from multi-user diversity. This fundamental result has positive implications for the design of downlink systems as it reduces the hardware requirements at the user devices and simplifies the throughput optimization.

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arXiv2014

Impact of Residual Transmit RF Impairments on Training-Based MIMO Systems

Radio-frequency (RF) impairments, that exist intimately in wireless communications systems, can severely degrade the performance of traditional multiple-input multiple-output (MIMO) systems. Although compensation schemes can cancel out part of these RF impairments, there still remains a certain amount of impairments. These residual impairments have fundamental impact on the MIMO system performance. However, most of the previous works have neglected this factor. In this paper, a training-based MIMO system with residual transmit RF impairments (RTRI) is considered. In particular, we derive a new channel estimator for the proposed model, and find that RTRI can create an irreducible estimation error floor. Moreover, we show that, in the presence of RTRI, the optimal training sequence length can be larger than the number of transmit antennas, especially in the low and high signal-to-noise ratio (SNR) regimes. An increase in the proposed approximated achievable rate is also observed by adopting the optimal training sequence length. When the training and data symbol powers are required to be equal, we demonstrate that, at high SNRs, systems with RTRI demand more training, whereas at low SNRs, such demands are nearly the same for all practical levels of RTRI.

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arXiv2014

Capacity Limits and Multiplexing Gains of MIMO Channels with Transceiver Impairments

The capacity of ideal MIMO channels has a high-SNR slope that equals the minimum of the number of transmit and receive antennas. This letter analyzes if this result holds when there are distortions from physical transceiver impairments. We prove analytically that such physical MIMO channels have a finite upper capacity limit, for any channel distribution and SNR. The high-SNR slope thus collapses to zero. This appears discouraging, but we prove the encouraging result that the relative capacity gain of employing MIMO is at least as large as with ideal transceivers.

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arXiv2014

Two-Way Relaying under the Presence of Relay Transceiver Hardware Impairments

Hardware impairments in physical transceivers are known to have a deleterious effect on communication systems; however, very few contributions have investigated their impact on relaying. This paper quantifies the impact of transceiver impairments in a two-way amplify-and-forward configuration. More specifically, the effective signal-to-noise-and-distortion ratios at both transmitter nodes are obtained. These are used to deduce exact and asymptotic closed-form expressions for the outage probabilities (OPs), as well as tractable formulations for the symbol error rates (SERs). It is explicitly shown that non-zero lower bounds on the OP and SER exist in the high-power regime---this stands in contrast to the special case of ideal hardware, where the OP and SER go asymptotically to zero.

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arXiv2014

A New Look at Dual-Hop Relaying: Performance Limits with Hardware Impairments

Physical transceivers have hardware impairments that create distortions which degrade the performance of communication systems. The vast majority of technical contributions in the area of relaying neglect hardware impairments and, thus, assumes ideal hardware. Such approximations make sense in low-rate systems, but can lead to very misleading results when analyzing future high-rate systems. This paper quantifies the impact of hardware impairments on dual-hop relaying, for both amplify-and-forward and decode-and-forward protocols. The outage probability (OP) in these practical scenarios is a function of the effective end-to-end signal-to-noise-and-distortion ratio (SNDR). This paper derives new closed-form expressions for the exact and asymptotic OPs, accounting for hardware impairments at the source, relay, and destination. A similar analysis for the ergodic capacity is also pursued, resulting in new upper bounds. We assume that both hops are subject to independent but non-identically distributed Nakagami-m fading. This paper validates that the performance loss is small at low rates, but otherwise can be very substantial. In particular, it is proved that for high signal-to-noise ratio (SNR), the end-to-end SNDR converges to a deterministic constant, coined the SNDR ceiling, which is inversely proportional to the level of impairments. This stands in contrast to the ideal hardware case in which the end-to-end SNDR grows without bound in the high-SNR regime. Finally, we provide fundamental design guidelines for selecting hardware that satisfies the requirements of a practical relaying system.

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arXiv2014

Designing Multi-User MIMO for Energy Efficiency: When is Massive MIMO the Answer?

Assume that a multi-user multiple-input multiple-output (MIMO) communication system must be designed to cover a given area with maximal energy efficiency (bit/Joule). What are the optimal values for the number of antennas, active users, and transmit power? By using a new model that describes how these three parameters affect the total energy efficiency of the system, this work provides closed-form expressions for their optimal values and interactions. In sharp contrast to common belief, the transmit power is found to increase (not decrease) with the number of antennas. This implies that energy efficient systems can operate at high signal-to-noise ratio (SNR) regimes in which the use of interference-suppressing precoding schemes is essential. Numerical results show that the maximal energy efficiency is achieved by a massive MIMO setup wherein hundreds of antennas are deployed to serve relatively many users using interference-suppressing regularized zero-forcing precoding.

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