Search arXiv⌕ Search

arXiv subjects

Gongshen Liu

Publications and source records attributed to Gongshen Liu.

At least 55 records · Page 3Linked to original sources

On the Adaptive Psychological Persuasion of Large Language Models

Previous work has showcased the intriguing capabilities of Large Language Models (LLMs) in instruction-following and rhetorical fluency. However, systematic exploration of their dual capabilities to autonomously persuade and resist persuasion, particularly in contexts involving psychological rhetoric, remains unexplored. In this paper, we first evaluate four commonly adopted LLMs by tasking them to alternately act as persuaders and listeners in adversarial dialogues. Empirical results show that persuader LLMs predominantly employ repetitive strategies, leading to low success rates. Then we introduce eleven comprehensive psychological persuasion strategies, finding that explicitly instructing LLMs to adopt specific strategies such as Fluency Effect and Repetition Effect significantly improves persuasion success rates. However, no ``one-size-fits-all'' strategy proves universally effective, with performance heavily dependent on contextual counterfactuals. Motivated by these observations, we propose an adaptive framework based on direct preference optimization that trains LLMs to autonomously select optimal strategies by leveraging persuasion results from strategy-specific responses as preference pairs. Experiments on three open-source LLMs confirm that the proposed adaptive psychological persuasion method effectively enables persuader LLMs to select optimal strategies, significantly enhancing their success rates while maintaining general capabilities. Our code is available at https://github.com/KalinaEine/PsychologicalPersuasion.

cs.CL↗

FedRS-Bench: Realistic Federated Learning Datasets and Benchmarks in Remote Sensing

Remote sensing (RS) images are usually produced at an unprecedented scale, yet they are geographically and institutionally distributed, making centralized model training challenging due to data-sharing restrictions and privacy concerns. Federated learning (FL) offers a solution by enabling collaborative model training across decentralized RS data sources without exposing raw data. However, there lacks a realistic federated dataset and benchmark in RS. Prior works typically rely on manually partitioned single dataset, which fail to capture the heterogeneity and scale of real-world RS data, and often use inconsistent experimental setups, hindering fair comparison. To address this gap, we propose a realistic federated RS dataset, termed FedRS. FedRS consists of eight datasets that cover various sensors and resolutions and builds 135 clients, which is representative of realistic operational scenarios. Data for each client come from the same source, exhibiting authentic federated properties such as skewed label distributions, imbalanced client data volumes, and domain heterogeneity across clients. These characteristics reflect practical challenges in federated RS and support evaluation of FL methods at scale. Based on FedRS, we implement 10 baseline FL algorithms and evaluation metrics to construct the comprehensive FedRS-Bench. The experimental results demonstrate that FL can consistently improve model performance over training on isolated data silos, while revealing performance trade-offs of different methods under varying client heterogeneity and availability conditions. We hope FedRS-Bench will accelerate research on large-scale, realistic FL in RS by providing a standardized, rich testbed and facilitating fair comparisons across future works. The source codes and dataset are available at https://fedrs-bench.github.io/.

cs.LG↗

Smoothing Grounding and Reasoning for MLLM-Powered GUI Agents with Query-Oriented Pivot Tasks

Perception-enhanced pre-training, particularly through grounding techniques, is widely adopted to enhance the performance of graphical user interface (GUI) agents. However, in resource-constrained scenarios, the format discrepancy between coordinate-oriented grounding and action-oriented reasoning limits the effectiveness of grounding for reasoning tasks. To address this challenge, we propose a query-oriented pivot approach called query inference, which serves as a bridge between GUI grounding and reasoning. By inferring potential user queries from a screenshot and its associated element coordinates, query inference improves the understanding of coordinates while aligning more closely with reasoning tasks. Experimental results show that query inference outperforms previous grounding techniques under the same training data scale. Notably, query inference achieves comparable or even better performance to large-scale grounding-enhanced OS-Atlas with less than 0.1% of training data. Furthermore, we explore the impact of reasoning formats and demonstrate that integrating additional semantic information into the input further boosts reasoning performance. The code is publicly available at https://github.com/ZrW00/GUIPivot.

cs.CL↗

InsightVision: A Comprehensive, Multi-Level Chinese-based Benchmark for Evaluating Implicit Visual Semantics in Large Vision Language Models

In the evolving landscape of multimodal language models, understanding the nuanced meanings conveyed through visual cues - such as satire, insult, or critique - remains a significant challenge. Existing evaluation benchmarks primarily focus on direct tasks like image captioning or are limited to a narrow set of categories, such as humor or satire, for deep semantic understanding. To address this gap, we introduce, for the first time, a comprehensive, multi-level Chinese-based benchmark designed specifically for evaluating the understanding of implicit meanings in images. This benchmark is systematically categorized into four subtasks: surface-level content understanding, symbolic meaning interpretation, background knowledge comprehension, and implicit meaning comprehension. We propose an innovative semi-automatic method for constructing datasets, adhering to established construction protocols. Using this benchmark, we evaluate 15 open-source large vision language models (LVLMs) and GPT-4o, revealing that even the best-performing model lags behind human performance by nearly 14% in understanding implicit meaning. Our findings underscore the intrinsic challenges current LVLMs face in grasping nuanced visual semantics, highlighting significant opportunities for future research and development in this domain. We will publicly release our InsightVision dataset, code upon acceptance of the paper.

cs.LG↗

A Universal Identity Backdoor Attack against Speaker Verification based on Siamese Network

Speaker verification has been widely used in many authentication scenarios. However, training models for speaker verification requires large amounts of data and computing power, so users often use untrustworthy third-party data or deploy third-party models directly, which may create security risks. In this paper, we propose a backdoor attack for the above scenario. Specifically, for the Siamese network in the speaker verification system, we try to implant a universal identity in the model that can simulate any enrolled speaker and pass the verification. So the attacker does not need to know the victim, which makes the attack more flexible and stealthy. In addition, we design and compare three ways of selecting attacker utterances and two ways of poisoned training for the GE2E loss function in different scenarios. The results on the TIMIT and Voxceleb1 datasets show that our approach can achieve a high attack success rate while guaranteeing the normal verification accuracy. Our work reveals the vulnerability of the speaker verification system and provides a new perspective to further improve the robustness of the system.

cs.CR↗

NSmark: Null Space Based Black-box Watermarking Defense Framework for Language Models

Language models (LMs) have emerged as critical intellectual property (IP) assets that necessitate protection. Although various watermarking strategies have been proposed, they remain vulnerable to Linear Functionality Equivalence Attack (LFEA), which can invalidate most existing white-box watermarks without prior knowledge of the watermarking scheme or training data. This paper analyzes and extends the attack scenarios of LFEA to the commonly employed black-box settings for LMs by considering Last-Layer outputs (dubbed LL-LFEA). We discover that the null space of the output matrix remains invariant against LL-LFEA attacks. Based on this finding, we propose NSmark, a black-box watermarking scheme that is task-agnostic and capable of resisting LL-LFEA attacks. NSmark consists of three phases: (i) watermark generation using the digital signature of the owner, enhanced by spread spectrum modulation for increased robustness; (ii) watermark embedding through an output mapping extractor that preserves the LM performance while maximizing watermark capacity; (iii) watermark verification, assessed by extraction rate and null space conformity. Extensive experiments on both pre-training and downstream tasks confirm the effectiveness, scalability, reliability, fidelity, and robustness of our approach. Code is available at https://github.com/dongdongzhaoUP/NSmark.

cs.CR↗

U-GIFT: Uncertainty-Guided Firewall for Toxic Speech in Few-Shot Scenario

With the widespread use of social media, user-generated content has surged on online platforms. When such content includes hateful, abusive, offensive, or cyberbullying behavior, it is classified as toxic speech, posing a significant threat to the online ecosystem's integrity and safety. While manual content moderation is still prevalent, the overwhelming volume of content and the psychological strain on human moderators underscore the need for automated toxic speech detection. Previously proposed detection methods often rely on large annotated datasets; however, acquiring such datasets is both costly and challenging in practice. To address this issue, we propose an uncertainty-guided firewall for toxic speech in few-shot scenarios, U-GIFT, that utilizes self-training to enhance detection performance even when labeled data is limited. Specifically, U-GIFT combines active learning with Bayesian Neural Networks (BNNs) to automatically identify high-quality samples from unlabeled data, prioritizing the selection of pseudo-labels with higher confidence for training based on uncertainty estimates derived from model predictions. Extensive experiments demonstrate that U-GIFT significantly outperforms competitive baselines in few-shot detection scenarios. In the 5-shot setting, it achieves a 14.92\% performance improvement over the basic model. Importantly, U-GIFT is user-friendly and adaptable to various pre-trained language models (PLMs). It also exhibits robust performance in scenarios with sample imbalance and cross-domain settings, while showcasing strong generalization across various language applications. We believe that U-GIFT provides an efficient solution for few-shot toxic speech detection, offering substantial support for automated content moderation in cyberspace, thereby acting as a firewall to promote advancements in cybersecurity.

cs.SD↗

UOR: Universal Backdoor Attacks on Pre-trained Language Models

Backdoors implanted in pre-trained language models (PLMs) can be transferred to various downstream tasks, which exposes a severe security threat. However, most existing backdoor attacks against PLMs are un-targeted and task-specific. Few targeted and task-agnostic methods use manually pre-defined triggers and output representations, which prevent the attacks from being more effective and general. In this paper, we first summarize the requirements that a more threatening backdoor attack against PLMs should satisfy, and then propose a new backdoor attack method called UOR, which breaks the bottleneck of the previous approach by turning manual selection into automatic optimization. Specifically, we define poisoned supervised contrastive learning which can automatically learn the more uniform and universal output representations of triggers for various PLMs. Moreover, we use gradient search to select appropriate trigger words which can be adaptive to different PLMs and vocabularies. Experiments show that our method can achieve better attack performance on various text classification tasks compared to manual methods. Further, we tested our method on PLMs with different architectures, different usage paradigms, and more difficult tasks, which demonstrated the universality of our method.

cs.CL↗

Backdoor Attacks and Countermeasures in Natural Language Processing Models: A Comprehensive Security Review

Language Models (LMs) are becoming increasingly popular in real-world applications. Outsourcing model training and data hosting to third-party platforms has become a standard method for reducing costs. In such a situation, the attacker can manipulate the training process or data to inject a backdoor into models. Backdoor attacks are a serious threat where malicious behavior is activated when triggers are present, otherwise, the model operates normally. However, there is still no systematic and comprehensive review of LMs from the attacker's capabilities and purposes on different backdoor attack surfaces. Moreover, there is a shortage of analysis and comparison of the diverse emerging backdoor countermeasures. Therefore, this work aims to provide the NLP community with a timely review of backdoor attacks and countermeasures. According to the attackers' capability and affected stage of the LMs, the attack surfaces are formalized into four categorizations: attacking the pre-trained model with fine-tuning (APMF) or parameter-efficient fine-tuning (APMP), attacking the final model with training (AFMT), and attacking Large Language Models (ALLM). Thus, attacks under each categorization are combed. The countermeasures are categorized into two general classes: sample inspection and model inspection. Thus, we review countermeasures and analyze their advantages and disadvantages. Also, we summarize the benchmark datasets and provide comparable evaluations for representative attacks and defenses. Drawing the insights from the review, we point out the crucial areas for future research on the backdoor, especially soliciting more efficient and practical countermeasures.

cs.CR↗

Gracefully Filtering Backdoor Samples for Generative Large Language Models without Retraining

Backdoor attacks remain significant security threats to generative large language models (LLMs). Since generative LLMs output sequences of high-dimensional token logits instead of low-dimensional classification logits, most existing backdoor defense methods designed for discriminative models like BERT are ineffective for generative LLMs. Inspired by the observed differences in learning behavior between backdoor and clean mapping in the frequency space, we transform gradients of each training sample, directly influencing parameter updates, into the frequency space. Our findings reveal a distinct separation between the gradients of backdoor and clean samples in the frequency space. Based on this phenomenon, we propose Gradient Clustering in the Frequency Space for Backdoor Sample Filtering (GraCeFul), which leverages sample-wise gradients in the frequency space to effectively identify backdoor samples without requiring retraining LLMs. Experimental results show that GraCeFul outperforms baselines significantly. Notably, GraCeFul exhibits remarkable computational efficiency, achieving nearly 100% recall and F1 scores in identifying backdoor samples, reducing the average success rate of various backdoor attacks to 0% with negligible drops in clean accuracy across multiple free-style question answering datasets. Additionally, GraCeFul generalizes to Llama-2 and Vicuna. The codes are publicly available at https://github.com/ZrW00/GraceFul.

cs.CL↗

R-Judge: Benchmarking Safety Risk Awareness for LLM Agents

Large language models (LLMs) have exhibited great potential in autonomously completing tasks across real-world applications. Despite this, these LLM agents introduce unexpected safety risks when operating in interactive environments. Instead of centering on the harmlessness of LLM-generated content in most prior studies, this work addresses the imperative need for benchmarking the behavioral safety of LLM agents within diverse environments. We introduce R-Judge, a benchmark crafted to evaluate the proficiency of LLMs in judging and identifying safety risks given agent interaction records. R-Judge comprises 569 records of multi-turn agent interaction, encompassing 27 key risk scenarios among 5 application categories and 10 risk types. It is of high-quality curation with annotated safety labels and risk descriptions. Evaluation of 11 LLMs on R-Judge shows considerable room for enhancing the risk awareness of LLMs: The best-performing model, GPT-4o, achieves 74.42% while no other models significantly exceed the random. Moreover, we reveal that risk awareness in open agent scenarios is a multi-dimensional capability involving knowledge and reasoning, thus challenging for LLMs. With further experiments, we find that fine-tuning on safety judgment significantly improve model performance while straightforward prompting mechanisms fail. R-Judge is publicly available at https://github.com/Lordog/R-Judge.

cs.CL↗

Flooding Spread of Manipulated Knowledge in LLM-Based Multi-Agent Communities

The rapid adoption of large language models (LLMs) in multi-agent systems has highlighted their impressive capabilities in various applications, such as collaborative problem-solving and autonomous negotiation. However, the security implications of these LLM-based multi-agent systems have not been thoroughly investigated, particularly concerning the spread of manipulated knowledge. In this paper, we investigate this critical issue by constructing a detailed threat model and a comprehensive simulation environment that mirrors real-world multi-agent deployments in a trusted platform. Subsequently, we propose a novel two-stage attack method involving Persuasiveness Injection and Manipulated Knowledge Injection to systematically explore the potential for manipulated knowledge (i.e., counterfactual and toxic knowledge) spread without explicit prompt manipulation. Our method leverages the inherent vulnerabilities of LLMs in handling world knowledge, which can be exploited by attackers to unconsciously spread fabricated information. Through extensive experiments, we demonstrate that our attack method can successfully induce LLM-based agents to spread both counterfactual and toxic knowledge without degrading their foundational capabilities during agent communication. Furthermore, we show that these manipulations can persist through popular retrieval-augmented generation frameworks, where several benign agents store and retrieve manipulated chat histories for future interactions. This persistence indicates that even after the interaction has ended, the benign agents may continue to be influenced by manipulated knowledge. Our findings reveal significant security risks in LLM-based multi-agent systems, emphasizing the imperative need for robust defenses against manipulated knowledge spread, such as introducing ``guardian'' agents and advanced fact-checking tools.

cs.CL↗

TrojanRAG: Retrieval-Augmented Generation Can Be Backdoor Driver in Large Language Models

Large language models (LLMs) have raised concerns about potential security threats despite performing significantly in Natural Language Processing (NLP). Backdoor attacks initially verified that LLM is doing substantial harm at all stages, but the cost and robustness have been criticized. Attacking LLMs is inherently risky in security review, while prohibitively expensive. Besides, the continuous iteration of LLMs will degrade the robustness of backdoors. In this paper, we propose TrojanRAG, which employs a joint backdoor attack in the Retrieval-Augmented Generation, thereby manipulating LLMs in universal attack scenarios. Specifically, the adversary constructs elaborate target contexts and trigger sets. Multiple pairs of backdoor shortcuts are orthogonally optimized by contrastive learning, thus constraining the triggering conditions to a parameter subspace to improve the matching. To improve the recall of the RAG for the target contexts, we introduce a knowledge graph to construct structured data to achieve hard matching at a fine-grained level. Moreover, we normalize the backdoor scenarios in LLMs to analyze the real harm caused by backdoors from both attackers' and users' perspectives and further verify whether the context is a favorable tool for jailbreaking models. Extensive experimental results on truthfulness, language understanding, and harmfulness show that TrojanRAG exhibits versatility threats while maintaining retrieval capabilities on normal queries.

cs.CR↗

Investigating Multi-Hop Factual Shortcuts in Knowledge Editing of Large Language Models

Recent work has showcased the powerful capability of large language models (LLMs) in recalling knowledge and reasoning. However, the reliability of LLMs in combining these two capabilities into reasoning through multi-hop facts has not been widely explored. This paper systematically investigates the possibilities for LLMs to utilize shortcuts based on direct connections between the initial and terminal entities of multi-hop knowledge. We first explore the existence of factual shortcuts through Knowledge Neurons, revealing that: (i) the strength of factual shortcuts is highly correlated with the frequency of co-occurrence of initial and terminal entities in the pre-training corpora; (ii) few-shot prompting leverage more shortcuts in answering multi-hop questions compared to chain-of-thought prompting. Then, we analyze the risks posed by factual shortcuts from the perspective of multi-hop knowledge editing. Analysis shows that approximately 20% of the failures are attributed to shortcuts, and the initial and terminal entities in these failure instances usually have higher co-occurrences in the pre-training corpus. Finally, we propose erasing shortcut neurons to mitigate the associated risks and find that this approach significantly reduces failures in multiple-hop knowledge editing caused by shortcuts.

cs.CL↗

Acquiring Clean Language Models from Backdoor Poisoned Datasets by Downscaling Frequency Space

Despite the notable success of language models (LMs) in various natural language processing (NLP) tasks, the reliability of LMs is susceptible to backdoor attacks. Prior research attempts to mitigate backdoor learning while training the LMs on the poisoned dataset, yet struggles against complex backdoor attacks in real-world scenarios. In this paper, we investigate the learning mechanisms of backdoor LMs in the frequency space by Fourier analysis. Our findings indicate that the backdoor mapping presented on the poisoned datasets exhibits a more discernible inclination towards lower frequency compared to clean mapping, resulting in the faster convergence of backdoor mapping. To alleviate this dilemma, we propose Multi-Scale Low-Rank Adaptation (MuScleLoRA), which deploys multiple radial scalings in the frequency space with low-rank adaptation to the target model and further aligns the gradients when updating parameters. Through downscaling in the frequency space, MuScleLoRA encourages the model to prioritize the learning of relatively high-frequency clean mapping, consequently mitigating backdoor learning. Experimental results demonstrate that MuScleLoRA outperforms baselines significantly. Notably, MuScleLoRA reduces the average success rate of diverse backdoor attacks to below 15\% across multiple datasets and generalizes to various backbone LMs, including BERT, RoBERTa, GPT2-XL, and Llama2. The codes are publicly available at https://github.com/ZrW00/MuScleLoRA.

cs.CL↗

MKF-ADS: Multi-Knowledge Fusion Based Self-supervised Anomaly Detection System for Control Area Network

Control Area Network (CAN) is an essential communication protocol that interacts between Electronic Control Units (ECUs) in the vehicular network. However, CAN is facing stringent security challenges due to innate security risks. Intrusion detection systems (IDSs) are a crucial safety component in remediating Vehicular Electronics and Systems vulnerabilities. However, existing IDSs fail to identify complexity attacks and have higher false alarms owing to capability bottleneck. In this paper, we propose a self-supervised multi-knowledge fused anomaly detection model, called MKF-ADS. Specifically, the method designs an integration framework, including spatial-temporal correlation with an attention mechanism (STcAM) module and patch sparse-transformer module (PatchST). The STcAM with fine-pruning uses one-dimensional convolution (Conv1D) to extract spatial features and subsequently utilizes the Bidirectional Long Short Term Memory (Bi-LSTM) to extract the temporal features, where the attention mechanism will focus on the important time steps. Meanwhile, the PatchST captures the combined contextual features from independent univariate time series. Finally, the proposed method is based on knowledge distillation to STcAM as a student model for learning intrinsic knowledge and cross the ability to mimic PatchST. We conduct extensive experiments on six simulation attack scenarios across various CAN IDs and time steps, and two real attack scenarios, which present a competitive prediction and detection performance. Compared with the baseline in the same paradigm, the error rate and FAR are 2.62\% and 2.41\% and achieve a promising F1-score of 97.3\%.

cs.AI↗

How Large Language Models Encode Context Knowledge? A Layer-Wise Probing Study

Previous work has showcased the intriguing capability of large language models (LLMs) in retrieving facts and processing context knowledge. However, only limited research exists on the layer-wise capability of LLMs to encode knowledge, which challenges our understanding of their internal mechanisms. In this paper, we devote the first attempt to investigate the layer-wise capability of LLMs through probing tasks. We leverage the powerful generative capability of ChatGPT to construct probing datasets, providing diverse and coherent evidence corresponding to various facts. We employ $\mathcal V$-usable information as the validation metric to better reflect the capability in encoding context knowledge across different layers. Our experiments on conflicting and newly acquired knowledge show that LLMs: (1) prefer to encode more context knowledge in the upper layers; (2) primarily encode context knowledge within knowledge-related entity tokens at lower layers while progressively expanding more knowledge within other tokens at upper layers; and (3) gradually forget the earlier context knowledge retained within the intermediate layers when provided with irrelevant evidence. Code is publicly available at https://github.com/Jometeorie/probing_llama.

cs.CL↗

Improving Non-autoregressive Machine Translation with Error Exposure and Consistency Regularization

Being one of the IR-NAT (Iterative-refinemennt-based NAT) frameworks, the Conditional Masked Language Model (CMLM) adopts the mask-predict paradigm to re-predict the masked low-confidence tokens. However, CMLM suffers from the data distribution discrepancy between training and inference, where the observed tokens are generated differently in the two cases. In this paper, we address this problem with the training approaches of error exposure and consistency regularization (EECR). We construct the mixed sequences based on model prediction during training, and propose to optimize over the masked tokens under imperfect observation conditions. We also design a consistency learning method to constrain the data distribution for the masked tokens under different observing situations to narrow down the gap between training and inference. The experiments on five translation benchmarks obtains an average improvement of 0.68 and 0.40 BLEU scores compared to the base models, respectively, and our CMLMC-EECR achieves the best performance with a comparable translation quality with the Transformer. The experiments results demonstrate the effectiveness of our method.

cs.CL↗