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Habib Ammari

Publications and source records attributed to Habib Ammari.

At least 19 recordsLinked to original sources

Recovering fractal boundary dimensions from Robin eigenvalues

We study Robin problems in which a small local boundary coefficient competes with the increasing surface measure of a finite-depth fractal approximation. For a fixed smooth domain, layer potentials give Green function and eigenpair expansions; contour residues and a finite-rank reduction yield a quantitative spectral-gap-dependent eigenvalue remainder. For varying Lipschitz domains, a uniform Poincaré inequality and a trace estimate with respect to normalized surface measure give a uniform ground-state expansion and a rank-one resolvent singularity as the total Robin boundary mass tends to zero. Under the boundary-resolution hypothesis and the condition on the approximation scales, ground-state measurements with known Robin coefficients recover the lower and upper Minkowski dimensions for sequences with bounded total Robin boundary mass. We describe Neumann, generalized Robin, and Dirichlet-type operator limits under the corresponding compact Mosco convergence hypotheses. Koch snowflake computations illustrate the reconstruction formulas, and an exact finite-stage area correction improves the adjacent-stage dimension estimator.

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A Tight-binding Approach for Computing Subwavelength Guided Modes in Crystals with Line Defects

In this paper, we develop a framework for computing subwavelength guided modes in high-contrast periodic media with line defects, based on a tight-binding approximation. The physical problem is formulated as an eigenvalue problem for the Helmholtz equation with high-contrast parameters. By employing layer potential theory on unbounded domains, we characterize the subwavelength frequencies via the quasi-periodic capacitance matrix. Our main contribution is the proof of exponential decay of the off-diagonal elements of the associated full and quasi-periodic capacitance matrices. These decay properties provide error bounds for the banded approximation of the capacitance matrices, thereby enabling a tight-binding approach for computing the spectral properties of subwavelength resonators with non-compact defects. Numerical experiments illustrate the decay and compare full and banded capacitance matrices for defect and dimerized interface configurations.

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On the planar Neumann--Poincaré inverse spectral problem

Does the Neumann--Poincaré spectrum determine a planar domain up to an extended Möbius transformation? We construct a pair showing that the answer is no, even for analytic, strictly convex, algebraic boundaries. Their operators are similar. We then prove a positive result for prescribed finite-dimensional families of normalised exterior conformal maps. For every $m\ge1$, the first $m$ positive eigenvalues determine $m$ real Laurent coefficients on a small truncated convex cone, provided the higher coefficients are a prescribed analytic remainder of quadratic order. Recovery is Lipschitz stable, uniformly down to the disk. The proof combines the Grunsky representation with a nondegeneracy argument for weighted Hankel matrices and differentiated perturbation estimates. Explicit two- and three-parameter examples, single-mode families with repeated leading eigenvalues, and Möbius equivalence classes illustrate the result. Direct proofs for complete polarization data show what spectral weights add to the eigenvalues.

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The concentration conjecture for Dirac--Coulomb operators

We prove the concentration conjecture for the three-dimensional Dirac operator with mass $m>0$ and an attractive Coulomb potential generated by finitely many point charges. For a fixed total charge $G\in(0,1]$, the lowest eigenvalue in the spectral gap is at least $m\sqrt{1-G^2}$, with equality precisely when all the charge is concentrated at one point. The critical one-center operator is understood as its distinguished extension. The result also extends to arbitrary nonnegative finite charge measures. The proof uses a strict two-center estimate for the weighted free Dirac resolvent and a Birman-Schwinger comparison. We establish the two-center estimate through an auxiliary axial operator, combining a zero-energy bound and a scalar resolvent estimate with a radial decomposition, an angular Schur complement, and exact polynomial inequalities.

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Frequency-dependent capacitance matrix formulation for Fabry--Pérot resonances. Part II: One-dimensional periodic media

We study Bloch resonances of one-dimensional periodic systems of high-contrast resonators beyond the subwavelength regime. An exact transfer-matrix formulation identifies the limiting wavenumbers with the union of the interior Neumann frequencies and the Dirichlet frequencies of the separating intervals. At each fixed reference wavenumber, we introduce a periodic frequency-dependent capacitance matrix whose positive eigenvalues determine all leading square-root splittings in the contrast parameter. A direct cyclic matching expansion proves the approximation, including multiple eigenvalues and small complex contrasts. A spectral exclusion result outside the limiting set yields a direct bandgap statement. At a common resonance of all intervals, we also derive uniform eigenmode approximations and distinguish the zero-frequency mode from nonzero double Bloch eigenvalues. For positive contrast, exact linear crossings are characterized by the monodromy matrix being proportional to the identity. A complete local classification is obtained for two resonators per cell and, through band folding, for fully symmetric arrays with any number of resonators per cell. We further formulate the weighted Zak phase for isolated bands and its quantization under reflection symmetry. Explicit two-resonator formulas and numerical illustrations complement the analysis.

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Absence of Absolutely Continuous Spectrum for One-Dimensional Capacitance Operators with Critical Long-Range Interactions

In this paper, we establish the absence of absolutely continuous spectrum for scalar one-dimensional Laurent operators with multiplicative disorder and critical long-range hoppings. In particular, the requirement of at least quartic off-diagonal decay rate in the existing theory is bypassed by exploiting the finite-difference bound of the convolution kernel, which is available even when the interaction decays only as $|n|^{-1}\log^{-β}|n|$ with $β>1$. We then apply the abstract main result to a concrete physical model, the capacitance operator in subwavelength physics. For a chain of three-dimensional resonators with one resonator per period, we verify the required decay and finite-difference estimates and conclude the absence of absolutely continuous spectrum. These results leave open the distinction between pure point and singular continuous spectrum, but constitute a key step in proving Anderson localization in wave systems with critical long-range interactions.

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On the Dirac Faber-Krahn Conjecture

In this paper, we prove the strict Faber-Krahn inequality for non-negative-mass Dirac operators on simply connected domains with infinite-mass boundary condition. Denoting the first positive eigenvalue of the corresponding Dirac operator with mass $m\geq 0$ as $λ_1^{+}(Ω;m)$, our main result shows that \begin{equation*} λ_1^{+}(Ω;m)\geq λ_1^{+}(B_{|Ω|};m), \end{equation*} where $B_{|Ω|}$ is the disk with the same area as the domain $Ω$, and the equality is strictly valid if and only if $Ω=B_{|Ω|}$. The key observation leading to the proof is that the upper component of the Dirac spinor associated with $λ_1^{+}(Ω;m)$ is non-vanishing over $Ω$, which is proved by exploiting its Dirac current and the associated stream function. Based on this global non-vanishing property, we construct a sphere-valued spinor map of degree one, which allows a sharp comparison with the radial disk profile using the planar isoperimetry.

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Uniform Hyperbolicity, Bandgaps and Edge Modes in Aperiodic Systems of Subwavelength Resonators

We aim to characterise the spectral distributions of bi-infinite, semi-infinite, and finite aperiodic one-dimensional arrays of subwavelength resonators, constructed by sampling from a finite library of building blocks. By adopting the modern formalism of uniform hyperbolicity, we are able to strengthen and rigorously prove a Saxon-Hutner-type result, characterising the spectral gaps of the composite bi-infinite aperiodic system in terms of its constituent blocks through a strict multicone criterion. Crucial to this approach is a change of basis from transfer matrices to propagation matrices, allowing for a block-level characterisation. This approach also enables an explicit characterisation of edge-induced eigenmodes in the semi-infinite setting. Finally, we leverage finite section methods for Jacobi operators to extend our results to finite systems -- providing strict bounds for their spectra in terms of their constituent blocks.

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Band-Edge Homogenization and the Sound-Soft Limit of Finite Bubbly Crystals

We establish a quantitative sound-soft scattering limit for a finite bubbly crystal near the upper edge of the first Bloch band of the corresponding infinite crystal. The inclusions form a dense periodic array of period $\varepsilon$ in a bounded Lipschitz domain, and their density contrast is $δ=\varepsilon^2$, with fixed positive wave speeds. Under coordinate-reflection symmetry, we prove that the normalized capacitance symbol has a unique nondegenerate maximum on the Brillouin torus. Its Hessian defines a positive Dirichlet elliptic operator governing the limiting spectral detunings. A mean-constrained variational formulation allows us to compare the actual finite-array capacitance matrix with the truncated infinite-lattice operator and to prove exponential localization of their difference near the sample boundary. We obtain an $O(\varepsilon)$ norm-resolvent approximation and connect it to the full acoustic scattering problem, retaining the second-order Bloch correction required by the frequency scaling. For rescaled detunings outside the effective Dirichlet spectrum, the exterior $L^2$ and far-field discrepancies are $O(\varepsilon)$, while the interior $L^2$ field is $O(\varepsilon^{1/2})$. Numerical experiments illustrate the far-field convergence and the effective spectral modes. Explicit one-dimensional calculations describe finer Fabry--Pérot transmission windows and show that a fixed frequency strictly inside the first band need not have a unique scattering limit.

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Waveguiding in systems of high contrast resonators: Theory and fast computations

In this work, we study guided modes in systems of high-contrast resonators near nonzero interior Neumann frequencies, beyond the subwavelength regime. In the regular exterior regime, where the exterior Dirichlet problem is well-posed at the reference wavenumber, we introduce an infinite-dimensional frequency-dependent capacitance operator obtained by compressing the exterior Helmholtz Dirichlet-to-Neumann map to the traces of the interior resonant Neumann eigenspaces. We prove the norm-resolvent convergence of the continuous problem to this discrete effective operator as the contrast $δ\to0$, and derive first-order asymptotic formulas for compact-defect frequencies and line-defect band functions. We then establish exponential off-diagonal decay of the capacitance coefficients by a Combes--Thomas argument, yielding an exponentially accurate truncation of the discrete operator, and show that its retained coefficients can be computed from local Helmholtz problems. At the physical frequency, this local approximation converges exponentially under a uniform stability assumption for the growing finite-cluster problems. The stability assumption can be removed by introducing a vanishing complex absorption together with a Hermitian symmetrization. In particular, an absorption parameter of order $\sqrtδ$, together with interaction truncation and patch radii of order $|\logδ|$, suffices to preserve the $O(δ^2)$ accuracy of the first-order high-contrast expansion of the defect eigenfrequencies, yielding a fast computational method. Numerical experiments for dipole and quadrupole resonances illustrate the accuracy, exponential locality, and applicability of the discrete model to straight and bent waveguides generated by material or geometric detuning.

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Nonlinear Modal Reduction for Subwavelength Dielectric Scattering

We study three-dimensional wave scattering by high-index dielectric resonators with Kerr-type nonlinearity under plane-wave incidence, together with the associated nonlinear dielectric scattering resonances, through a nonlinear Lippmann-Schwinger equation. Using a Lyapunov-Schmidt reduction near a simple eigenmode of the Newtonian potential, we obtain a local decomposition of the scattered wave into a resonant contribution and a controlled remainder and derive an explicit nonlinear equation for the resonant modal coefficient for sufficiently small contrast parameter and locally small resonant amplitude and incident field. A second reduction covers the regime of incident fields of order one and weak nonlinearity. Our results extend for the first time the linear modal decomposition to nonlinear wave-scattering problems. We complement them by developing a numerical framework based on Nyström discretization, real Newton iteration, and pseudo-arclength continuation. For single resonators of several geometries, our computations confirm the predicted high-contrast resonance scaling and the nonlinear modal approximation, and exhibit the multivalued incident-wave response. For a mirror-symmetric resonator dimer, we track symmetric, antisymmetric, and symmetry-broken resonance branches over a broad range of separations. Our computations show that the symmetry-breaking threshold increases as the gap between the resonators decreases, in agreement with the leading-order bifurcation theory.

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Topological properties and a multiplicative Bloch-Floquet-Zak transform for scattering by self-similar or fractal media

We develop the first rigorous topological framework for an auxiliary boundary-integral model motivated by physical scaling identities for wave scattering from self-similar or fractal media. The model is periodic in logarithmic scale, and a multiplicative Bloch-Floquet-Zak transform fiberizes its interscale coupling. For sufficiently small, well-separated components, equilibrium densities define a computable finite-dimensional projected matrix, while Riesz projections select the corresponding invariant spectral subspaces of the full boundary symbol. Under suitable spectral-isolation and point-gap conditions, and after recentering the two families at their respective same-scale reference values, we prove that the determinant winding of the exact Riesz-reduced family agrees with that of the projected matrix family. For regular-simplex configurations, we derive explicit nonzero winding formulas and track the resulting local winding data across finite prefractal levels and along a geometric sequence of wavenumbers. We also formulate conditional winding data for multiple dilation centers and show that the Zak phase of the chiral Hermitianization equals $π$ times the point-gap winding modulo $2π$. Thus, the scale-periodic boundary model admits a rigorous topological reduction.

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Frequency-dependent capacitance matrix formulation for Fabry-Perot resonances in two and three dimensional systems

We study scattering resonances of finite and infinite periodic two- and three-dimensional systems of high-contrast resonators beyond the subwavelength regime. At each fixed admissible nonzero reference frequency, we introduce frequency-dependent capacitance matrices and derive quantitative asymptotic expansions of hybridized Fabry--Pérot resonant frequencies and their corresponding eigenmodes in terms of the material contrast parameter. We provide a partial differential equation (PDE) formulation of the frequency-dependent capacitance matrix analogous to the one for the capacitance matrix in the subwavelength regime. Based on this PDE formulation, we establish key properties of the frequency-dependent capacitance matrix and estimate its norm at high frequencies for a single smooth resonator with nontrapping exterior in three dimensions, identifying a regime in which the reduced residual remains perturbative. For infinite periodic resonator arrays, we prove bandgap opening under a uniform exterior non-resonance condition and generic Dirac cones for a honeycomb scaling family. Our results extend the use of discrete approximations as a powerful tool for characterizing the resonant properties of finite and infinite periodic systems of high-contrast resonators at arbitrarily high frequencies and understanding their anomalous localization and transport properties arising from strong coupling to a discrete set of eigenfrequencies.

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Robustness of Valley-Hall Interface Modes Against Sharp Bending

It is well known that band inversion across a straight interface in a periodic medium gives rise to interface modes that are localized near the interface and propagate along it inside the bulk spectral gap. This phenomenon constitutes the key mechanism underlying the valley-Hall effect. In this paper, we address the long-standing problem of the robustness of such interface modes. We prove that, when the interface is bent through an angle of $\frac{2π}{3}$, the interface modes persist for every frequency in the bulk spectral gap where the group velocity is non-vanishing, except for a finite exceptional set. We also show that corner-localized modes, if they occur, can appear only at these exceptional frequencies and have finite multiplicity. To the best of our knowledge, this is the first rigorous mathematical theory of the bending immunity of valley-Hall interface modes.

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Long-range interactions and Anderson localisation for one-dimensional high-contrast resonator chain

Spectral and transport properties of high-contrast resonator systems can be described in the subwavelength regime in terms of the so-called capacitance operator. In this paper, we consider an infinitely periodic chain of high-contrast resonators in three dimensions. The first result is a precise estimate of the off-diagonal decay rate of the capacitance operator $C$. Importantly, we demonstrate that the decay rate is long-range and critical: as $|n-m|\to\infty$, \begin{equation*} C(n,m)\sim \frac{1}{|n-m|\log^2|n-m|}, \end{equation*} which is $\ell^1$ summable but slower than quadratic. This borderline decay of the off-diagonal entries makes the present proof of Anderson localisation with arbitrary disorder, which is observed numerically in this paper, out of reach; we hope that this physical example of classical wave systems with critical long-range interactions provides new insight in the field of Anderson localisation. As the second main result, based on the off-diagonal decay estimate, we prove a strong convergence of the finite capacitance operator, which corresponds to a truncated chain, to the capacitance operator as the size of the truncated chain grows to infinity. Using this strong convergence, we improve the results of [Ammari et al., SIAM J. Math. Anal., 2023 and Bull. London Math Soc., 2025] by presenting a rigorous estimate of the convergence rate of the spectrum.

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Nonlinear subwavelength resonances and bound states in the continuum in metascreens

This paper establishes a mathematical framework for nonlinear subwavelength resonances and bound states in the continuum (BIC) in an acoustic metascreen with a cubic Kerr nonlinearity. We first use the quasiperiodic Dirichlet-to-Neumann operator to reduce the open resonance problem to an interior nonlinear variational problem. We then decompose the function space in which the variational problem is posed as the direct sum of two spaces and project the variational problem onto these two subspaces. Solving the projected equations successively yields a finite-dimensional nonlinear resonance equation with controlled remainders. We next apply the implicit function theorem near simple capacitance modes. This proves the existence and asymptotic expansions of linear subwavelength resonance branches and their small-amplitude nonlinear continuations. Finally, reflection symmetry gives a classification of the subwavelength branches. We characterize the symmetric resonance branches and prove that antisymmetric branches are exact BICs in both the linear problem and the nonlinear problem.

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Bulk-Edge Correspondence for Finite Two-dimensional Ergodic Disordered Systems

In this paper, we rigorously prove the bulk-edge correspondence for finite two-dimensional ergodic disordered systems. Specifically, we focus on the short-range Hamiltonians with ergodic disordered on-site potentials. We first introduce the bulk and edge indices, which are both well-defined within the Aizenman-Molchanov mobility gap. On the one hand, the bulk index is the usual Hall conductance, which is a well-studied quantized topological number. On the other hand, the edge index, which characterizes the averaged angular momentum of edge modes in the mobility gap, is uniquely associated with finite systems. Our main result proves that as the sample size tends to infinity, the edge index converges to the bulk index almost surely. Our findings provide a rigorous foundation for the bulk-edge correspondence principle for finite disordered systems. The existence of the Aizenman-Molchanov mobility gap is proved by the geometric decoupling method, introduced by Aizenman and Molchanov [Comm. Math. Phys., 1993], under a rational assumption on the distribution of the random potential. For completeness, all assumptions are checked on a prototypical model for (quantum) anomalous Hall physics.

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Minnaert resonances and higher-order acoustic modes for bubbles in a viscous fluid with surface tension

The aim of this paper is to account for viscosity, surface tension, and interactions between micro-bubbles in approximating their resonant behavior in the ultrasonic regime. Original asymptotic formulas for the resonance frequencies are derived in terms of the difference in the acoustic impedance at the interface between the gas and the fluid. Both low-frequency resonances (Minnaert resonances) and higher-frequency resonances, i.e., beyond the subwavelength regime, are considered. We also provide a resonant characterization for a system of several micro-bubbles.

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