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Han Liu

Publications and source records attributed to Han Liu.

At least 145 records · Page 8Linked to original sources

Doctor: Optimizing Container Rebuild Efficiency by Instruction Re-Orchestration

Containerization has revolutionized software deployment, with Docker leading the way due to its ease of use and consistent runtime environment. As Docker usage grows, optimizing Dockerfile performance, particularly by reducing rebuild time, has become essential for maintaining efficient CI/CD pipelines. However, existing optimization approaches primarily address single builds without considering the recurring rebuild costs associated with modifications and evolution, limiting long-term efficiency gains. To bridge this gap, we present Doctor, a method for improving Dockerfile build efficiency through instruction re-ordering that addresses key challenges: identifying instruction dependencies, predicting future modifications, ensuring behavioral equivalence, and managing the optimization computational complexity. We developed a comprehensive dependency taxonomy based on Dockerfile syntax and a historical modification analysis to prioritize frequently modified instructions. Using a weighted topological sorting algorithm, Doctor optimizes instruction order to minimize future rebuild time while maintaining functionality. Experiments on 2,000 GitHub repositories show that Doctor improves 92.75% of Dockerfiles, reducing rebuild time by an average of 26.5%, with 12.82% of files achieving over a 50% reduction. Notably, 86.2% of cases preserve functional similarity. These findings highlight best practices for Dockerfile management, enabling developers to enhance Docker efficiency through informed optimization strategies.

cs.SE↗

Differentially Private Kernel Density Estimation

We introduce a refined differentially private (DP) data structure for kernel density estimation (KDE), offering not only improved privacy-utility tradeoff but also better efficiency over prior results. Specifically, we study the mathematical problem: given a similarity function $f$ (or DP KDE) and a private dataset $X \subset \mathbb{R}^d$, our goal is to preprocess $X$ so that for any query $y\in\mathbb{R}^d$, we approximate $\sum_{x \in X} f(x, y)$ in a differentially private fashion. The best previous algorithm for $f(x,y) =\| x - y \|_1$ is the node-contaminated balanced binary tree by [Backurs, Lin, Mahabadi, Silwal, and Tarnawski, ICLR 2024]. Their algorithm requires $O(nd)$ space and time for preprocessing with $n=|X|$. For any query point, the query time is $d \log n$, with an error guarantee of $(1+α)$-approximation and $ε^{-1} α^{-0.5} d^{1.5} R \log^{1.5} n$. In this paper, we improve the best previous result [Backurs, Lin, Mahabadi, Silwal, and Tarnawski, ICLR 2024] in three aspects: - We reduce query time by a factor of $α^{-1} \log n$. - We improve the approximation ratio from $α$ to 1. - We reduce the error dependence by a factor of $α^{-0.5}$. From a technical perspective, our method of constructing the search tree differs from previous work [Backurs, Lin, Mahabadi, Silwal, and Tarnawski, ICLR 2024]. In prior work, for each query, the answer is split into $α^{-1} \log n$ numbers, each derived from the summation of $\log n$ values in interval tree countings. In contrast, we construct the tree differently, splitting the answer into $\log n$ numbers, where each is a smart combination of two distance values, two counting values, and $y$ itself. We believe our tree structure may be of independent interest.

cs.DS↗

Adaptive Batch Size Schedules for Distributed Training of Language Models with Data and Model Parallelism

An appropriate choice of batch sizes in large-scale model training is crucial, yet it involves an intrinsic yet inevitable dilemma: large-batch training improves training efficiency in terms of memory utilization, while generalization performance often deteriorates due to small amounts of gradient noise. Despite this dilemma, the common practice of choosing batch sizes in language model training often prioritizes training efficiency -- employing either constant large sizes with data parallelism or implementing batch size warmup schedules. However, such batch size schedule designs remain heuristic and often fail to adapt to training dynamics, presenting the challenge of designing adaptive batch size schedules. Given the abundance of available datasets and the data-hungry nature of language models, data parallelism has become an indispensable distributed training paradigm, enabling the use of larger batch sizes for gradient computation. However, vanilla data parallelism requires replicas of model parameters, gradients, and optimizer states at each worker, which prohibits training larger models with billions of parameters. To optimize memory usage, more advanced parallelism strategies must be employed. In this work, we propose general-purpose and theoretically principled adaptive batch size schedules compatible with data parallelism and model parallelism. We develop a practical implementation with PyTorch Fully Sharded Data Parallel, facilitating the pretraining of language models of different sizes. We empirically demonstrate that our proposed approaches outperform constant batch sizes and heuristic batch size warmup schedules in the pretraining of models in the Llama 2 family, with particular focus on smaller models with up to 3 billion parameters. We also establish theoretical convergence guarantees for such adaptive batch size schedules with Adam for general smooth nonconvex objectives.

cs.LG↗

AgentDAO: Synthesis of Proposal Transactions Via Abstract DAO Semantics

While the trend of decentralized governance is obvious (cryptocurrencies and blockchains are widely adopted by multiple sovereign countries), initiating governance proposals within Decentralized Autonomous Organizations (DAOs) is still challenging, i.e., it requires providing a low-level transaction payload, therefore posing significant barriers to broad community participation. To address these challenges, we propose a multi-agent system powered by Large Language Models with a novel Label-Centric Retrieval algorithm to automate the translation from natural language inputs into executable proposal transactions. The system incorporates DAOLang, a Domain-Specific Language to simplify the specification of various governance proposals. The key optimization achieved by DAOLang is a semantic-aware abstraction of user input that reliably secures proposal generation with a low level of token demand. A preliminary evaluation on real-world applications reflects the potential of DAOLang in terms of generating complicated types of proposals with existing foundation models, e.g. GPT-4o.

cs.SE↗

Self Pre-training with Adaptive Mask Autoencoders for Variable-Contrast 3D Medical Imaging

The Masked Autoencoder (MAE) has recently demonstrated effectiveness in pre-training Vision Transformers (ViT) for analyzing natural images. By reconstructing complete images from partially masked inputs, the ViT encoder gathers contextual information to predict the missing regions. This capability to aggregate context is especially important in medical imaging, where anatomical structures are functionally and mechanically linked to surrounding regions. However, current methods do not consider variations in the number of input images, which is typically the case in real-world Magnetic Resonance (MR) studies. To address this limitation, we propose a 3D Adaptive Masked Autoencoders (AMAE) architecture that accommodates a variable number of 3D input contrasts per subject. A magnetic resonance imaging (MRI) dataset of 45,364 subjects was used for pretraining and a subset of 1648 training, 193 validation and 215 test subjects were used for finetuning. The performance demonstrates that self pre-training of this adaptive masked autoencoders can enhance the infarct segmentation performance by 2.8%-3.7% for ViT-based segmentation models.

eess.IV↗

Baichuan-M1: Pushing the Medical Capability of Large Language Models

The current generation of large language models (LLMs) is typically designed for broad, general-purpose applications, while domain-specific LLMs, especially in vertical fields like medicine, remain relatively scarce. In particular, the development of highly efficient and practical LLMs for the medical domain is challenging due to the complexity of medical knowledge and the limited availability of high-quality data. To bridge this gap, we introduce Baichuan-M1, a series of large language models specifically optimized for medical applications. Unlike traditional approaches that simply continue pretraining on existing models or apply post-training to a general base model, Baichuan-M1 is trained from scratch with a dedicated focus on enhancing medical capabilities. Our model is trained on 20 trillion tokens and incorporates a range of effective training methods that strike a balance between general capabilities and medical expertise. As a result, Baichuan-M1 not only performs strongly across general domains such as mathematics and coding but also excels in specialized medical fields. We have open-sourced Baichuan-M1-14B, a mini version of our model, which can be accessed through the following links.

cs.CL↗

A Non-contrast Head CT Foundation Model for Comprehensive Neuro-Trauma Triage

Recent advancements in AI and medical imaging offer transformative potential in emergency head CT interpretation for reducing assessment times and improving accuracy in the face of an increasing request of such scans and a global shortage in radiologists. This study introduces a 3D foundation model for detecting diverse neuro-trauma findings with high accuracy and efficiency. Using large language models (LLMs) for automatic labeling, we generated comprehensive multi-label annotations for critical conditions. Our approach involved pretraining neural networks for hemorrhage subtype segmentation and brain anatomy parcellation, which were integrated into a pretrained comprehensive neuro-trauma detection network through multimodal fine-tuning. Performance evaluation against expert annotations and comparison with CT-CLIP demonstrated strong triage accuracy across major neuro-trauma findings, such as hemorrhage and midline shift, as well as less frequent critical conditions such as cerebral edema and arterial hyperdensity. The integration of neuro-specific features significantly enhanced diagnostic capabilities, achieving an average AUC of 0.861 for 16 neuro-trauma conditions. This work advances foundation models in medical imaging, serving as a benchmark for future AI-assisted neuro-trauma diagnostics in emergency radiology.

eess.IV↗

Chain-of-Action: Faithful and Multimodal Question Answering through Large Language Models

We present a Chain-of-Action (CoA) framework for multimodal and retrieval-augmented Question-Answering (QA). Compared to the literature, CoA overcomes two major challenges of current QA applications: (i) unfaithful hallucination that is inconsistent with real-time or domain facts and (ii) weak reasoning performance over compositional information. Our key contribution is a novel reasoning-retrieval mechanism that decomposes a complex question into a reasoning chain via systematic prompting and pre-designed actions. Methodologically, we propose three types of domain-adaptable `Plug-and-Play' actions for retrieving real-time information from heterogeneous sources. We also propose a multi-reference faith score (MRFS) to verify and resolve conflicts in the answers. Empirically, we exploit both public benchmarks and a Web3 case study to demonstrate the capability of CoA over other methods.

cs.CL↗

UAT20: Unifying Liquidity Across Rollups

Ethereum has been a cornerstone of the decentralized ecosystem, with rollup-based scaling solutions like Arbitrum and Optimism significantly expanding its capabilities. These rollups enhance scalability and foster innovation, but their rapid proliferation has introduced \emph{liquidity fragmentation}. Specifically, tokens distributed on multiple rollups fragment the liquidity of users, complicating participation in trading and lending activities bound by minimum liquidity thresholds. This paper proposes UAT20, a universal abstract token standard, to address liquidity fragmentation across rollups. Leveraging Conflict-free Replicated Data Types (CRDTs), UAT20 ensures consistent states across multiple rollups. We introduce a two-phase commit protocol to resolve transaction conflicts, enabling seamless and secure liquidity unification. Finally, our empirical analysis demonstrated the necessity and effectiveness of UAT20 in mitigating liquidity fragmentation within Rollups.

cs.DC↗

Input Snapshots Fusion for Scalable Discrete-Time Dynamic Graph Neural Networks

In recent years, there has been a surge in research on dynamic graph representation learning, primarily focusing on modeling the evolution of temporal-spatial patterns in real-world applications. However, within the domain of discrete-time dynamic graphs, the exploration of temporal edges remains underexplored. Existing approaches often rely on additional sequential models to capture dynamics, leading to high computational and memory costs, particularly for large-scale graphs. To address this limitation, we propose the Input {\bf S}napshots {\bf F}usion based {\bf Dy}namic {\bf G}raph Neural Network (SFDyG), which combines Hawkes processes with graph neural networks to capture temporal and structural patterns in dynamic graphs effectively. By fusing multiple snapshots into a single temporal graph, SFDyG decouples computational complexity from the number of snapshots, enabling efficient full-batch and mini-batch training. Experimental evaluations on eight diverse dynamic graph datasets for future link prediction tasks demonstrate that SFDyG consistently outperforms existing methods.

cs.LG↗

Transformers versus the EM Algorithm in Multi-class Clustering

LLMs demonstrate significant inference capacities in complicated machine learning tasks, using the Transformer model as its backbone. Motivated by the limited understanding of such models on the unsupervised learning problems, we study the learning guarantees of Transformers in performing multi-class clustering of the Gaussian Mixture Models. We develop a theory drawing strong connections between the Softmax Attention layers and the workflow of the EM algorithm on clustering the mixture of Gaussians. Our theory provides approximation bounds for the Expectation and Maximization steps by proving the universal approximation abilities of multivariate mappings by Softmax functions. In addition to the approximation guarantees, we also show that with a sufficient number of pre-training samples and an initialization, Transformers can achieve the minimax optimal rate for the problem considered. Our extensive simulations empirically verified our theory by revealing the strong learning capacities of Transformers even beyond the assumptions in the theory, shedding light on the powerful inference capacities of LLMs.

stat.ML↗

Transformers and Their Roles as Time Series Foundation Models

We give a comprehensive analysis of transformers as time series foundation models, focusing on their approximation and generalization capabilities. First, we demonstrate that there exist transformers that fit an autoregressive model on input univariate time series via gradient descent. We then analyze MOIRAI, a multivariate time series foundation model capable of handling an arbitrary number of covariates. We prove that it is capable of automatically fitting autoregressive models with an arbitrary number of covariates, offering insights into its design and empirical success. For generalization, we establish bounds for pretraining when the data satisfies Dobrushin's condition. Experiments support our theoretical findings, highlighting the efficacy of transformers as time series foundation models.

cs.LG↗

Can Domain Experts Rely on AI Appropriately? A Case Study on AI-Assisted Prostate Cancer MRI Diagnosis

Despite the growing interest in human-AI decision making, experimental studies with domain experts remain rare, largely due to the complexity of working with domain experts and the challenges in setting up realistic experiments. In this work, we conduct an in-depth collaboration with radiologists in prostate cancer diagnosis based on MRI images. Building on existing tools for teaching prostate cancer diagnosis, we develop an interface and conduct two experiments to study how AI assistance and performance feedback shape the decision making of domain experts. In Study 1, clinicians were asked to provide an initial diagnosis (human), then view the AI's prediction, and subsequently finalize their decision (human-AI team). In Study 2 (after a memory wash-out period), the same participants first received aggregated performance statistics from Study 1, specifically their own performance, the AI's performance, and their human-AI team performance, and then directly viewed the AI's prediction before making their diagnosis (i.e., no independent initial diagnosis). These two workflows represent realistic ways that clinical AI tools might be used in practice, where the second study simulates a scenario where doctors can adjust their reliance and trust on AI based on prior performance feedback. Our findings show that, while human-AI teams consistently outperform humans alone, they still underperform the AI due to under-reliance, similar to prior studies with crowdworkers. Providing clinicians with performance feedback did not significantly improve the performance of human-AI teams, although showing AI decisions in advance nudges people to follow AI more. Meanwhile, we observe that the ensemble of human-AI teams can outperform AI alone, suggesting promising directions for human-AI collaboration.

eess.IV↗

Towards Robust Multimodal Large Language Models Against Jailbreak Attacks

While multimodal large language models (MLLMs) have achieved remarkable success in recent advancements, their susceptibility to jailbreak attacks has come to light. In such attacks, adversaries exploit carefully crafted prompts to coerce models into generating harmful or undesirable content. Existing defense mechanisms often rely on external inference steps or safety alignment training, both of which are less effective and impractical when facing sophisticated adversarial perturbations in white-box scenarios. To address these challenges and bolster MLLM robustness, we introduce SafeMLLM by adopting an adversarial training framework that alternates between an attack step for generating adversarial noise and a model updating step. At the attack step, SafeMLLM generates adversarial perturbations through a newly proposed contrastive embedding attack (CoE-Attack), which optimizes token embeddings under a contrastive objective. SafeMLLM then updates model parameters to neutralize the perturbation effects while preserving model utility on benign inputs. We evaluate SafeMLLM across six MLLMs and six jailbreak methods spanning multiple modalities. Experimental results show that SafeMLLM effectively defends against diverse attacks, maintaining robust performance and utilities.

cs.CR↗

Learning Spectral Methods by Transformers

Transformers demonstrate significant advantages as the building block of modern LLMs. In this work, we study the capacities of Transformers in performing unsupervised learning. We show that multi-layered Transformers, given a sufficiently large set of pre-training instances, are able to learn the algorithms themselves and perform statistical estimation tasks given new instances. This learning paradigm is distinct from the in-context learning setup and is similar to the learning procedure of human brains where skills are learned through past experience. Theoretically, we prove that pre-trained Transformers can learn the spectral methods and use the classification of bi-class Gaussian mixture model as an example. Our proof is constructive using algorithmic design techniques. Our results are built upon the similarities of multi-layered Transformer architecture with the iterative recovery algorithms used in practice. Empirically, we verify the strong capacity of the multi-layered (pre-trained) Transformer on unsupervised learning through the lens of both the PCA and the Clustering tasks performed on the synthetic and real-world datasets.

stat.ML↗

Dynamic Multimodal Fusion via Meta-Learning Towards Micro-Video Recommendation

Multimodal information (e.g., visual, acoustic, and textual) has been widely used to enhance representation learning for micro-video recommendation. For integrating multimodal information into a joint representation of micro-video, multimodal fusion plays a vital role in the existing micro-video recommendation approaches. However, the static multimodal fusion used in previous studies is insufficient to model the various relationships among multimodal information of different micro-videos. In this paper, we develop a novel meta-learning-based multimodal fusion framework called Meta Multimodal Fusion (MetaMMF), which dynamically assigns parameters to the multimodal fusion function for each micro-video during its representation learning. Specifically, MetaMMF regards the multimodal fusion of each micro-video as an independent task. Based on the meta information extracted from the multimodal features of the input task, MetaMMF parameterizes a neural network as the item-specific fusion function via a meta learner. We perform extensive experiments on three benchmark datasets, demonstrating the significant improvements over several state-of-the-art multimodal recommendation models, like MMGCN, LATTICE, and InvRL. Furthermore, we lighten our model by adopting canonical polyadic decomposition to improve the training efficiency, and validate its effectiveness through experimental results. Codes are available at https://github.com/hanliu95/MetaMMF.

cs.CV↗

A Text-Based Knowledge-Embedded Soft Sensing Modeling Approach for General Industrial Process Tasks Based on Large Language Model

Data-driven soft sensors (DDSS) have become mainstream methods for predicting key performance indicators in process industries. However, DDSS development requires complex and costly customized designs tailored to various tasks during the modeling process. Moreover, DDSS are constrained to a single structured data modality, limiting their ability to incorporate additional contextual knowledge. Furthermore, DDSSs' limited representation learning leads to weak predictive performance with scarce data. To address these challenges, we propose a general framework named LLM-TKESS (large language model for text-based knowledge-embedded soft sensing), harnessing the powerful general problem-solving capabilities, cross-modal knowledge transfer abilities, and few-shot capabilities of LLM for enhanced soft sensing modeling. Specifically, an auxiliary variable series encoder (AVS Encoder) is proposed to unleash LLM's potential for capturing temporal relationships within series and spatial semantic relationships among auxiliary variables. Then, we propose a two-stage fine-tuning alignment strategy: in the first stage, employing parameter-efficient fine-tuning through autoregressive training adjusts LLM to rapidly accommodate process variable data, resulting in a soft sensing foundation model (SSFM). Subsequently, by training adapters, we adapt the SSFM to various downstream tasks without modifying its architecture. Then, we propose two text-based knowledge-embedded soft sensors, integrating new natural language modalities to overcome the limitations of pure structured data models. Furthermore, benefiting from LLM's pre-existing world knowledge, our model demonstrates outstanding predictive capabilities in small sample conditions. Using the thermal deformation of air preheater rotor as a case study, we validate through extensive experiments that LLM-TKESS exhibits outstanding performance.

cs.AI↗

A Soft Sensor Method with Uncertainty-Awareness and Self-Explanation Based on Large Language Models Enhanced by Domain Knowledge Retrieval

Data-driven soft sensors are crucial in predicting key performance indicators in industrial systems. However, current methods predominantly rely on the supervised learning paradigms of parameter updating, which inherently faces challenges such as high development costs, poor robustness, training instability, and lack of interpretability. Recently, large language models (LLMs) have demonstrated significant potential across various domains, notably through In-Context Learning (ICL), which enables high-performance task execution with minimal input-label demonstrations and no prior training. This paper aims to replace supervised learning with the emerging ICL paradigm for soft sensor modeling to address existing challenges and explore new avenues for advancement. To achieve this, we propose a novel framework called the Few-shot Uncertainty-aware and self-Explaining Soft Sensor (LLM-FUESS), which includes the Zero-shot Auxiliary Variable Selector (LLM-ZAVS) and the Uncertainty-aware Few-shot Soft Sensor (LLM-UFSS). The LLM-ZAVS retrieves from the Industrial Knowledge Vector Storage to enhance LLMs' domain-specific knowledge, enabling zero-shot auxiliary variable selection. In the LLM-UFSS, we utilize text-based context demonstrations of structured data to prompt LLMs to execute ICL for predicting and propose a context sample retrieval augmentation strategy to improve performance. Additionally, we explored LLMs' AIGC and probabilistic characteristics to propose self-explanation and uncertainty quantification methods for constructing a trustworthy soft sensor. Extensive experiments demonstrate that our method achieved state-of-the-art predictive performance, strong robustness, and flexibility, effectively mitigates training instability found in traditional methods. To the best of our knowledge, this is the first work to establish soft sensor utilizing LLMs.

cs.LG↗