Search arXiv⌕ Search

arXiv subjects

Huaiyu Fu

Publications and source records attributed to Huaiyu Fu.

3 recordsLinked to original sources

Explicit Trajectory Diversity for RL-Based Post-Training of LLM Agents

LLM agents often admit multiple high-quality solutions to the same task, differing in reasoning structure, tool-use pattern, or interaction trajectory. Yet existing notions of diversity in LLM post-training are mostly implicit, arising from general stochasticity and regularization mechanisms rather than explicitly targeting task-relevant behavioral variation. While such implicit diversity can be useful, it does not directly specify which forms of behavioral variation should be encouraged for a given task. In this work, we study explicit trajectory diversity in RL-based post-training for LLMs. Our key idea is to define diversity through user-specified, task-specific trajectory descriptors, which map each sampled trajectory to an interpretable behavioral representation, and then measure diversity as a set-level functional over the resulting descriptor matrix. Building on this formulation, we introduce Trajectory-guided Joint Policy Optimization(TJPO), a single-policy framework that optimizes explicit diversity over sampled trajectory groups, avoiding the need for population-based policy training, and instantiate it within group-based policy optimization through trajectory-level learning signals. This design makes the diversity objective both interpretable and controllable. Experiments on Sokoban and ALFWorld show that TJPO improves task-specific trajectory diversity while maintaining competitive task performance. Descriptor and trajectory analyses show that the learned variation follows the specified behavioral dimensions and includes distinct successful strategies. Extra experiment results suggest that explicitly shaping trajectory diversity can help LLM agents satisfy user requirements and remain effective when task conditions change.

cs.LG↗

Beyond Retrieval: Learning Compact User Representations for Scalable LLM Personalization

Personalizing large language models requires adapting model behavior to individual users while preserving robustness and deployment-scale efficiency. Existing approaches typically personalize LLMs either at the input level, by retrieving user histories or constructing profile prompts, or at the parameter level, by maintaining user-specific parameter-efficient modules. The former makes personalization sensitive to retrieval quality and prompt design, whereas the latter incurs storage and maintenance costs that grow with the user population. To address these limitations, we propose TAP-PER (Temporal Attentive Prefix for PERsonalization), a prefix-based framework that encodes user preferences as learnable representations, avoiding the serialization of user histories into prompts and replacing heavy per-user adapters with lightweight user-state prefix embeddings. Inspired by personalized recommendation systems, TAP-PER decomposes user modeling into user-state and query-conditioned components, and incorporates temporal signals to capture the evolving nature of user interests. Experiments on six LaMP tasks show that TAP-PER consistently outperforms prompt-based and model-based baselines across classification, rating, and generation settings. Moreover, TAP-PER uses 130x fewer per-user parameters than OPPU and roughly half the total parameter footprint of PER-PCS at the 1,000-user scale, demonstrating scalable personalization without prompt-serialized histories or heavy per-user adapters.

cs.IR↗

TransBoost: A Boosting-Tree Kernel Transfer Learning Algorithm for Improving Financial Inclusion

The prosperity of mobile and financial technologies has bred and expanded various kinds of financial products to a broader scope of people, which contributes to advocating financial inclusion. It has non-trivial social benefits of diminishing financial inequality. However, the technical challenges in individual financial risk evaluation caused by the distinct characteristic distribution and limited credit history of new users, as well as the inexperience of newly-entered companies in handling complex data and obtaining accurate labels, impede further promoting financial inclusion. To tackle these challenges, this paper develops a novel transfer learning algorithm (i.e., TransBoost) that combines the merits of tree-based models and kernel methods. The TransBoost is designed with a parallel tree structure and efficient weights updating mechanism with theoretical guarantee, which enables it to excel in tackling real-world data with high dimensional features and sparsity in $O(n)$ time complexity. We conduct extensive experiments on two public datasets and a unique large-scale dataset from Tencent Mobile Payment. The results show that the TransBoost outperforms other state-of-the-art benchmark transfer learning algorithms in terms of prediction accuracy with superior efficiency, shows stronger robustness to data sparsity, and provides meaningful model interpretation. Besides, given a financial risk level, the TransBoost enables financial service providers to serve the largest number of users including those who would otherwise be excluded by other algorithms. That is, the TransBoost improves financial inclusion.

cs.LG↗