arXiv subjects

Hude Liu

Publications and source records attributed to Hude Liu.

4 recordsLinked to original sources

arXiv2025

Universal Approximation with Softmax Attention

We prove that with linear transformations, both (i) two-layer self-attention and (ii) one-layer self-attention followed by a softmax function are universal approximators for continuous sequence-to-sequence functions on compact domains. Our main technique is a new interpolation-based method for analyzing attention's internal mechanism. This leads to our key insight: self-attention is able to approximate a generalized version of ReLU to arbitrary precision, and hence subsumes many known universal approximators. Building on these, we show that two-layer multi-head attention alone suffices as a sequence-to-sequence universal approximator. In contrast, prior works rely on feed-forward networks to establish universal approximation in Transformers. Furthermore, we extend our techniques to show that, (softmax-)attention-only layers are capable of approximating various statistical models in-context. We believe these techniques hold independent interest.

cs.LG↗

arXiv2025

In-Context Algorithm Emulation in Fixed-Weight Transformers

We prove that a minimal Transformer with frozen weights emulates a broad class of algorithms by in-context prompting. We formalize two modes of in-context algorithm emulation. In the task-specific mode, for any continuous function $f: \mathbb{R} \to \mathbb{R}$, we show the existence of a single-head softmax attention layer whose forward pass reproduces functions of the form $f(w^\top x - y)$ to arbitrary precision. This general template subsumes many popular machine learning algorithms (e.g., gradient descent, linear regression, ridge regression). In the prompt-programmable mode, we prove universality: a single fixed-weight two-layer softmax attention module emulates all algorithms from the task-specific class (i.e., each implementable by a single softmax attention) via only prompting. Our key idea is to construct prompts that encode an algorithm's parameters into token representations, creating sharp dot-product gaps that force the softmax attention to follow the intended computation. This construction requires no feed-forward layers and no parameter updates. All adaptation happens through the prompt alone. Numerical results corroborate our theory. These findings forge a direct link between in-context learning and algorithmic emulation, and offer a simple mechanism for large Transformers to serve as prompt-programmable libraries of algorithms. They illuminate how GPT-style foundation models may swap algorithms via prompts alone, and establish a form of algorithmic universality in modern Transformer models.

cs.LG↗

arXiv2025

Are Hallucinations Bad Estimations?

We formalize hallucinations in generative models as failures to link an estimate to any plausible cause. Under this interpretation, we show that even loss-minimizing optimal estimators still hallucinate. We confirm this with a general high probability lower bound on hallucinate rate for generic data distributions. This reframes hallucination as structural misalignment between loss minimization and human-acceptable outputs, and hence estimation errors induced by miscalibration. Experiments on coin aggregation, open-ended QA, and text-to-image support our theory.

cs.LG↗

arXiv2025

Attention Mechanism, Max-Affine Partition, and Universal Approximation

We establish the universal approximation capability of single-layer, single-head self- and cross-attention mechanisms with minimal attached structures. Our key insight is to interpret single-head attention as an input domain-partition mechanism that assigns distinct values to subregions. This allows us to engineer the attention weights such that this assignment imitates the target function. Building on this, we prove that a single self-attention layer, preceded by sum-of-linear transformations, is capable of approximating any continuous function on a compact domain under the $L_\infty$-norm. Furthermore, we extend this construction to approximate any Lebesgue integrable function under $L_p$-norm for $1\leq p <\infty$. Lastly, we also extend our techniques and show that, for the first time, single-head cross-attention achieves the same universal approximation guarantees.

cs.LG↗