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Jiafeng Guo

Publications and source records attributed to Jiafeng Guo.

At least 91 records · Page 5Linked to original sources

KnowCoder-X: Boosting Multilingual Information Extraction via Code

Empirical evidence indicates that LLMs exhibit spontaneous cross-lingual alignment. However, although LLMs show promising cross-lingual alignment in Information Extraction (IE), a significant imbalance across languages persists, highlighting an underlying deficiency. To address this, we propose KnowCoder-X, a powerful code LLM with advanced cross-lingual and multilingual capabilities for universal IE. Firstly, it standardizes the representation of multilingual schemas using Python classes, ensuring a consistent ontology across different languages. Then, IE across languages is formulated as a unified code generation task. Secondly, we conduct IE cross-lingual alignment instruction tuning on the translated instance prediction task to enhance the model's cross-lingual transferability. During this phase, we also construct a high-quality and diverse bilingual IE parallel dataset with 257k samples, called ParallelNER, synthesized by our proposed robust three-stage pipeline, with manual annotation to ensure quality. Although without training in 29 unseen languages, KnowCoder-X surpasses ChatGPT by 30.17\% and SoTA by 20.03\%, thereby demonstrating superior cross-lingual IE capabilities. Comprehensive evaluations on 64 IE benchmarks in Chinese and English under various settings demonstrate that KnowCoder-X significantly enhances cross-lingual IE transfer through boosting the IE alignment. Our code and dataset are available at: https://github.com/ICT-GoKnow/KnowCoder

cs.CL↗

G2S: A General-to-Specific Learning Framework for Temporal Knowledge Graph Forecasting with Large Language Models

Forecasting over Temporal Knowledge Graphs (TKGs) which predicts future facts based on historical ones has received much attention. Recent studies have introduced Large Language Models (LLMs) for this task to enhance the models' generalization abilities. However, these models perform forecasting via simultaneously learning two kinds of entangled knowledge in the TKG: (1) general patterns, i.e., invariant temporal structures shared across different scenarios; and (2) scenario information, i.e., factual knowledge engaged in specific scenario, such as entities and relations. As a result, the learning processes of these two kinds of knowledge may interfere with each other, which potentially impact the generalization abilities of the models. To enhance the generalization ability of LLMs on this task, in this paper, we propose a General-to-Specific learning framework (G2S) that disentangles the learning processes of the above two kinds of knowledge. In the general learning stage, we mask the scenario information in different TKGs and convert it into anonymous temporal structures. After training on these structures, the model is able to capture the general patterns across different TKGs. In the specific learning stage, we inject the scenario information into the structures via either in-context learning or fine-tuning modes. Experimental results show that G2S effectively improves the generalization abilities of LLMs.

cs.CL↗

On the Scaling of Robustness and Effectiveness in Dense Retrieval

Robustness and Effectiveness are critical aspects of developing dense retrieval models for real-world applications. It is known that there is a trade-off between the two. Recent work has addressed scaling laws of effectiveness in dense retrieval, revealing a power-law relationship between effectiveness and the size of models and data. Does robustness follow scaling laws too? If so, can scaling improve both robustness and effectiveness together, or do they remain locked in a trade-off? To answer these questions, we conduct a comprehensive experimental study. We find that:(i) Robustness, including out-of-distribution and adversarial robustness, also follows a scaling law.(ii) Robustness and effectiveness exhibit different scaling patterns, leading to significant resource costs when jointly improving both. Given these findings, we shift to the third factor that affects model performance, namely the optimization strategy, beyond the model size and data size. We find that: (i) By fitting different optimization strategies, the joint performance of robustness and effectiveness traces out a Pareto frontier. (ii) When the optimization strategy strays from Pareto efficiency, the joint performance scales in a sub-optimal direction. (iii) By adjusting the optimization weights to fit the Pareto efficiency, we can achieve Pareto training, where the scaling of joint performance becomes most efficient. Even without requiring additional resources, Pareto training is comparable to the performance of scaling resources several times under optimization strategies that overly prioritize either robustness or effectiveness. Finally, we demonstrate that our findings can help deploy dense retrieval models in real-world applications that scale efficiently and are balanced for robustness and effectiveness.

cs.IR↗

The Silent Saboteur: Imperceptible Adversarial Attacks against Black-Box Retrieval-Augmented Generation Systems

We explore adversarial attacks against retrieval-augmented generation (RAG) systems to identify their vulnerabilities. We focus on generating human-imperceptible adversarial examples and introduce a novel imperceptible retrieve-to-generate attack against RAG. This task aims to find imperceptible perturbations that retrieve a target document, originally excluded from the initial top-$k$ candidate set, in order to influence the final answer generation. To address this task, we propose ReGENT, a reinforcement learning-based framework that tracks interactions between the attacker and the target RAG and continuously refines attack strategies based on relevance-generation-naturalness rewards. Experiments on newly constructed factual and non-factual question-answering benchmarks demonstrate that ReGENT significantly outperforms existing attack methods in misleading RAG systems with small imperceptible text perturbations.

cs.IR↗

Chain-of-Thought Poisoning Attacks against R1-based Retrieval-Augmented Generation Systems

Retrieval-augmented generation (RAG) systems can effectively mitigate the hallucination problem of large language models (LLMs),but they also possess inherent vulnerabilities. Identifying these weaknesses before the large-scale real-world deployment of RAG systems is of great importance, as it lays the foundation for building more secure and robust RAG systems in the future. Existing adversarial attack methods typically exploit knowledge base poisoning to probe the vulnerabilities of RAG systems, which can effectively deceive standard RAG models. However, with the rapid advancement of deep reasoning capabilities in modern LLMs, previous approaches that merely inject incorrect knowledge are inadequate when attacking RAG systems equipped with deep reasoning abilities. Inspired by the deep thinking capabilities of LLMs, this paper extracts reasoning process templates from R1-based RAG systems, uses these templates to wrap erroneous knowledge into adversarial documents, and injects them into the knowledge base to attack RAG systems. The key idea of our approach is that adversarial documents, by simulating the chain-of-thought patterns aligned with the model's training signals, may be misinterpreted by the model as authentic historical reasoning processes, thus increasing their likelihood of being referenced. Experiments conducted on the MS MARCO passage ranking dataset demonstrate the effectiveness of our proposed method.

cs.IR↗

Pretraining Data Detection for Large Language Models: A Divergence-based Calibration Method

As the scale of training corpora for large language models (LLMs) grows, model developers become increasingly reluctant to disclose details on their data. This lack of transparency poses challenges to scientific evaluation and ethical deployment. Recently, pretraining data detection approaches, which infer whether a given text was part of an LLM's training data through black-box access, have been explored. The Min-K\% Prob method, which has achieved state-of-the-art results, assumes that a non-training example tends to contain a few outlier words with low token probabilities. However, the effectiveness may be limited as it tends to misclassify non-training texts that contain many common words with high probabilities predicted by LLMs. To address this issue, we introduce a divergence-based calibration method, inspired by the divergence-from-randomness concept, to calibrate token probabilities for pretraining data detection. We compute the cross-entropy (i.e., the divergence) between the token probability distribution and the token frequency distribution to derive a detection score. We have developed a Chinese-language benchmark, PatentMIA, to assess the performance of detection approaches for LLMs on Chinese text. Experimental results on English-language benchmarks and PatentMIA demonstrate that our proposed method significantly outperforms existing methods. Our code and PatentMIA benchmark are available at https://github.com/zhang-wei-chao/DC-PDD.

cs.CL↗

Mixture Policy based Multi-Hop Reasoning over N-tuple Temporal Knowledge Graphs

Temporal Knowledge Graphs (TKGs), which utilize quadruples in the form of (subject, predicate, object, timestamp) to describe temporal facts, have attracted extensive attention. N-tuple TKGs (N-TKGs) further extend traditional TKGs by utilizing n-tuples to incorporate auxiliary elements alongside core elements (i.e., subject, predicate, and object) of facts, so as to represent them in a more fine-grained manner. Reasoning over N-TKGs aims to predict potential future facts based on historical ones. However, existing N-TKG reasoning methods often lack explainability due to their black-box nature. Therefore, we introduce a new Reinforcement Learning-based method, named MT-Path, which leverages the temporal information to traverse historical n-tuples and construct a temporal reasoning path. Specifically, in order to integrate the information encapsulated within n-tuples, i.e., the entity-irrelevant information within the predicate, the information about core elements, and the complete information about the entire n-tuples, MT-Path utilizes a mixture policy-driven action selector, which bases on three low-level policies, namely, the predicate-focused policy, the core-element-focused policy and the whole-fact-focused policy. Further, MT-Path utilizes an auxiliary element-aware GCN to capture the rich semantic dependencies among facts, thereby enabling the agent to gain a deep understanding of each n-tuple. Experimental results demonstrate the effectiveness and the explainability of MT-Path.

cs.AI↗

An Empirical Study of Evaluating Long-form Question Answering

\Ac{LFQA} aims to generate lengthy answers to complex questions. This scenario presents great flexibility as well as significant challenges for evaluation. Most evaluations rely on deterministic metrics that depend on string or n-gram matching, while the reliability of large language model-based evaluations for long-form answers remains relatively unexplored. We address this gap by conducting an in-depth study of long-form answer evaluation with the following research questions: (i) To what extent do existing automatic evaluation metrics serve as a substitute for human evaluations? (ii) What are the limitations of existing evaluation metrics compared to human evaluations? (iii) How can the effectiveness and robustness of existing evaluation methods be improved? We collect 5,236 factoid and non-factoid long-form answers generated by different large language models and conduct a human evaluation on 2,079 of them, focusing on correctness and informativeness. Subsequently, we investigated the performance of automatic evaluation metrics by evaluating these answers, analyzing the consistency between these metrics and human evaluations. We find that the style, length of the answers, and the category of questions can bias the automatic evaluation metrics. However, fine-grained evaluation helps mitigate this issue on some metrics. Our findings have important implications for the use of large language models for evaluating long-form question answering. All code and datasets are available at https://github.com/bugtig6351/lfqa_evaluation.

cs.IR↗

Bridging Queries and Tables through Entities in Table Retrieval

Table retrieval is essential for accessing information stored in structured tabular formats; however, it remains less explored than text retrieval. The content of the table primarily consists of phrases and words, which include a large number of entities, such as time, locations, persons, and organizations. Entities are well-studied in the context of text retrieval, but there is a noticeable lack of research on their applications in table retrieval. In this work, we explore how to leverage entities in tables to improve retrieval performance. First, we investigate the important role of entities in table retrieval from a statistical perspective and propose an entity-enhanced training framework. Subsequently, we use the type of entities to highlight entities instead of introducing an external knowledge base. Moreover, we design an interaction paradigm based on entity representations. Our proposed framework is plug-and-play and flexible, making it easy to integrate into existing table retriever training processes. Empirical results on two table retrieval benchmarks, NQ-TABLES and OTT-QA, show that our proposed framework is both simple and effective in enhancing existing retrievers. We also conduct extensive analyses to confirm the efficacy of different components. Overall, our work provides a promising direction for elevating table retrieval, enlightening future research in this area.

cs.IR↗

Robust-IR @ SIGIR 2025: The First Workshop on Robust Information Retrieval

With the advancement of information retrieval (IR) technologies, robustness is increasingly attracting attention. When deploying technology into practice, we consider not only its average performance under normal conditions but, more importantly, its ability to maintain functionality across a variety of exceptional situations. In recent years, the research on IR robustness covers theory, evaluation, methodology, and application, and all of them show a growing trend. The purpose of this workshop is to systematize the latest results of each research aspect, to foster comprehensive communication within this niche domain while also bridging robust IR research with the broader community, and to promote further future development of robust IR. To avoid the one-sided talk of mini-conferences, this workshop adopts a highly interactive format, including round-table and panel discussion sessions, to encourage active participation and meaningful exchange among attendees.

cs.IR↗

Towards Robust Universal Information Extraction: Benchmark, Evaluation, and Solution

In this paper, we aim to enhance the robustness of Universal Information Extraction (UIE) by introducing a new benchmark dataset, a comprehensive evaluation, and a feasible solution. Existing robust benchmark datasets have two key limitations: 1) They generate only a limited range of perturbations for a single Information Extraction (IE) task, which fails to evaluate the robustness of UIE models effectively; 2) They rely on small models or handcrafted rules to generate perturbations, often resulting in unnatural adversarial examples. Considering the powerful generation capabilities of Large Language Models (LLMs), we introduce a new benchmark dataset for Robust UIE, called RUIE-Bench, which utilizes LLMs to generate more diverse and realistic perturbations across different IE tasks. Based on this dataset, we comprehensively evaluate existing UIE models and reveal that both LLM-based models and other models suffer from significant performance drops. To improve robustness and reduce training costs, we propose a data-augmentation solution that dynamically selects hard samples for iterative training based on the model's inference loss. Experimental results show that training with only \textbf{15\%} of the data leads to an average \textbf{7.5\%} relative performance improvement across three IE tasks.

cs.CL↗

Tailoring Table Retrieval from a Field-aware Hybrid Matching Perspective

Table retrieval, essential for accessing information through tabular data, is less explored compared to text retrieval. The row/column structure and distinct fields of tables (including titles, headers, and cells) present unique challenges. For example, different table fields have varying matching preferences: cells may favor finer-grained (word/phrase level) matching over broader (sentence/passage level) matching due to their fragmented and detailed nature, unlike titles. This necessitates a table-specific retriever to accommodate the various matching needs of each table field. Therefore, we introduce a Table-tailored HYbrid Matching rEtriever (THYME), which approaches table retrieval from a field-aware hybrid matching perspective. Empirical results on two table retrieval benchmarks, NQ-TABLES and OTT-QA, show that THYME significantly outperforms state-of-the-art baselines. Comprehensive analyses confirm the differing matching preferences across table fields and validate the design of THYME.

cs.IR↗

Towards Event Extraction with Massive Types: LLM-based Collaborative Annotation and Partitioning Extraction

Developing a general-purpose extraction system that can extract events with massive types is a long-standing target in Event Extraction (EE). In doing so, the challenge comes from two aspects: 1) The absence of an efficient and effective annotation method. 2) The absence of a powerful extraction method can handle massive types. For the first challenge, we propose a collaborative annotation method based on Large Language Models (LLMs). Through collaboration among multiple LLMs, it first refines annotations of trigger words from distant supervision and then carries out argument annotation. Next, a voting phase consolidates the annotation preferences across different LLMs. Finally, we create the EEMT dataset, the largest EE dataset to date, featuring over 200,000 samples, 3,465 event types, and 6,297 role types. For the second challenge, we propose an LLM-based Partitioning EE method called LLM-PEE. To overcome the limited context length of LLMs, LLM-PEE first recalls candidate event types and then splits them into multiple partitions for LLMs to extract events. The results in the supervised setting show that LLM-PEE outperforms the state-of-the-art methods by 5.4 in event detection and 6.1 in argument extraction. In the zero-shot setting, LLM-PEE achieves up to 12.9 improvement compared to mainstream LLMs, demonstrating its strong generalization capabilities.

cs.CL↗

CausalDiff: Causality-Inspired Disentanglement via Diffusion Model for Adversarial Defense

Despite ongoing efforts to defend neural classifiers from adversarial attacks, they remain vulnerable, especially to unseen attacks. In contrast, humans are difficult to be cheated by subtle manipulations, since we make judgments only based on essential factors. Inspired by this observation, we attempt to model label generation with essential label-causative factors and incorporate label-non-causative factors to assist data generation. For an adversarial example, we aim to discriminate the perturbations as non-causative factors and make predictions only based on the label-causative factors. Concretely, we propose a casual diffusion model (CausalDiff) that adapts diffusion models for conditional data generation and disentangles the two types of casual factors by learning towards a novel casual information bottleneck objective. Empirically, CausalDiff has significantly outperformed state-of-the-art defense methods on various unseen attacks, achieving an average robustness of 86.39% (+4.01%) on CIFAR-10, 56.25% (+3.13%) on CIFAR-100, and 82.62% (+4.93%) on GTSRB (German Traffic Sign Recognition Benchmark). The code is available at https://github.com/CAS-AISafetyBasicResearchGroup/CausalDiff.

cs.CV↗

MVAM: Multi-View Attention Method for Fine-grained Image-Text Matching

Existing two-stream models, such as CLIP, encode images and text through independent representations, showing good performance while ensuring retrieval speed, have attracted attention from industry and academia. However, the single representation often struggles to capture complex content fully. Such models may ignore fine-grained information during matching, resulting in suboptimal retrieval results. To overcome this limitation and enhance the performance of two-stream models, we propose a Multi-view Attention Method (MVAM) for image-text matching. This approach leverages diverse attention heads with unique view codes to learn multiple representations for images and text, which are then concatenated for matching. We also incorporate a diversity objective to explicitly encourage attention heads to focus on distinct aspects of the input data, capturing complementary fine-grained details. This diversity enables the model to represent image-text pairs from multiple perspectives, ensuring a more comprehensive understanding and alignment of critical content. Our method allows models to encode images and text from different perspectives and focus on more critical details, leading to better matching performance. Our experiments on MSCOCO and Flickr30K demonstrate enhancements over existing models, and further case studies reveal that different attention heads can focus on distinct content, achieving more comprehensive representations.

cs.CV↗

TrustRAG: An Information Assistant with Retrieval Augmented Generation

\Ac{RAG} has emerged as a crucial technique for enhancing large models with real-time and domain-specific knowledge. While numerous improvements and open-source tools have been proposed to refine the \ac{RAG} framework for accuracy, relatively little attention has been given to improving the trustworthiness of generated results. To address this gap, we introduce TrustRAG, a novel framework that enhances \ac{RAG} from three perspectives: indexing, retrieval, and generation. Specifically, in the indexing stage, we propose a semantic-enhanced chunking strategy that incorporates hierarchical indexing to supplement each chunk with contextual information, ensuring semantic completeness. In the retrieval stage, we introduce a utility-based filtering mechanism to identify high-quality information, supporting answer generation while reducing input length. In the generation stage, we propose fine-grained citation enhancement, which detects opinion-bearing sentences in responses and infers citation relationships at the sentence-level, thereby improving citation accuracy. We open-source the TrustRAG framework and provide a demonstration studio designed for excerpt-based question answering tasks \footnote{https://huggingface.co/spaces/golaxy/TrustRAG}. Based on these, we aim to help researchers: 1) systematically enhancing the trustworthiness of \ac{RAG} systems and (2) developing their own \ac{RAG} systems with more reliable outputs.

cs.IR↗

Unbiased Learning to Rank with Query-Level Click Propensity Estimation: Beyond Pointwise Observation and Relevance

Most existing unbiased learning-to-rank (ULTR) approaches are based on the user examination hypothesis, which assumes that users will click a result only if it is both relevant and observed (typically modeled by position). However, in real-world scenarios, users often click only one or two results after examining multiple relevant options, due to limited patience or because their information needs have already been satisfied. Motivated by this, we propose a query-level click propensity model to capture the probability that users will click on different result lists, allowing for non-zero probabilities that users may not click on an observed relevant result. We hypothesize that this propensity increases when more potentially relevant results are present, and refer to this user behavior as relevance saturation bias. Our method introduces a Dual Inverse Propensity Weighting (DualIPW) mechanism -- combining query-level and position-level IPW -- to address both relevance saturation and position bias. Through theoretical derivation, we prove that DualIPW can learn an unbiased ranking model. Experiments on the real-world Baidu-ULTR dataset demonstrate that our approach significantly outperforms state-of-the-art ULTR baselines. The code and dataset information can be found at https://github.com/Trustworthy-Information-Access/DualIPW.

cs.IR↗

Generative Retrieval for Book search

In book search, relevant book information should be returned in response to a query. Books contain complex, multi-faceted information such as metadata, outlines, and main text, where the outline provides hierarchical information between chapters and sections. Generative retrieval (GR) is a new retrieval paradigm that consolidates corpus information into a single model to generate identifiers of documents that are relevant to a given query. How can GR be applied to book search? Directly applying GR to book search is a challenge due to the unique characteristics of book search: The model needs to retain the complex, multi-faceted information of the book, which increases the demand for labeled data. Splitting book information and treating it as a collection of separate segments for learning might result in a loss of hierarchical information. We propose an effective Generative retrieval framework for Book Search (GBS) that features two main components: data augmentation and outline-oriented book encoding. For data augmentation, GBS constructs multiple query-book pairs for training; it constructs multiple book identifiers based on the outline, various forms of book contents, and simulates real book retrieval scenarios with varied pseudo-queries. This includes coverage-promoting book identifier augmentation, allowing the model to learn to index effectively, and diversity-enhanced query augmentation, allowing the model to learn to retrieve effectively. Outline-oriented book encoding improves length extrapolation through bi-level positional encoding and retentive attention mechanisms to maintain context over long sequences. Experiments on a proprietary Baidu dataset demonstrate that GBS outperforms strong baselines, achieving a 9.8\% improvement in terms of MRR@20, over the state-of-the-art RIPOR method...

cs.IR↗