arXiv subjects

Jun Xu

Publications and source records attributed to Jun Xu.

At least 163 records · Page 9Linked to original sources

arXiv2025

QE-RAG: A Robust Retrieval-Augmented Generation Benchmark for Query Entry Errors

Retriever-augmented generation (RAG) has become a widely adopted approach for enhancing the factual accuracy of large language models (LLMs). While current benchmarks evaluate the performance of RAG methods from various perspectives, they share a common assumption that user queries used for retrieval are error-free. However, in real-world interactions between users and LLMs, query entry errors such as keyboard proximity errors, visual similarity errors, and spelling errors are frequent. The impact of these errors on current RAG methods against such errors remains largely unexplored. To bridge this gap, we propose QE-RAG, the first robust RAG benchmark designed specifically to evaluate performance against query entry errors. We augment six widely used datasets by injecting three common types of query entry errors into randomly selected user queries at rates of 20\% and 40\%, simulating typical user behavior in real-world scenarios. We analyze the impact of these errors on LLM outputs and find that corrupted queries degrade model performance, which can be mitigated through query correction and training a robust retriever for retrieving relevant documents. Based on these insights, we propose a contrastive learning-based robust retriever training method and a retrieval-augmented query correction method. Extensive in-domain and cross-domain experiments reveal that: (1) state-of-the-art RAG methods including sequential, branching, and iterative methods, exhibit poor robustness to query entry errors; (2) our method significantly enhances the robustness of RAG when handling query entry errors and it's compatible with existing RAG methods, further improving their robustness.

cs.IR↗

arXiv2025

IBCB: Efficient Inverse Batched Contextual Bandit for Behavioral Evolution History

Traditional imitation learning focuses on modeling the behavioral mechanisms of experts, which requires a large amount of interaction history generated by some fixed expert. However, in many streaming applications, such as streaming recommender systems, online decision-makers typically engage in online learning during the decision-making process, meaning that the interaction history generated by online decision-makers includes their behavioral evolution from novice expert to experienced expert. This poses a new challenge for existing imitation learning approaches that can only utilize data from experienced experts. To address this issue, this paper proposes an inverse batched contextual bandit (IBCB) framework that can efficiently perform estimations of environment reward parameters and learned policy based on the expert's behavioral evolution history. Specifically, IBCB formulates the inverse problem into a simple quadratic programming problem by utilizing the behavioral evolution history of the batched contextual bandit with inaccessible rewards. We demonstrate that IBCB is a unified framework for both deterministic and randomized bandit policies. The experimental results indicate that IBCB outperforms several existing imitation learning algorithms on synthetic and real-world data and significantly reduces running time. Additionally, empirical analyses reveal that IBCB exhibits better out-of-distribution generalization and is highly effective in learning the bandit policy from the interaction history of novice experts.

cs.LG↗

arXiv2025

Test-Time Alignment for Tracking User Interest Shifts in Sequential Recommendation

Sequential recommendation is essential in modern recommender systems, aiming to predict the next item a user may interact with based on their historical behaviors. However, real-world scenarios are often dynamic and subject to shifts in user interests. Conventional sequential recommendation models are typically trained on static historical data, limiting their ability to adapt to such shifts and resulting in significant performance degradation during testing. Recently, Test-Time Training (TTT) has emerged as a promising paradigm, enabling pre-trained models to dynamically adapt to test data by leveraging unlabeled examples during testing. However, applying TTT to effectively track and address user interest shifts in recommender systems remains an open and challenging problem. Key challenges include how to capture temporal information effectively and explicitly identifying shifts in user interests during the testing phase. To address these issues, we propose T$^2$ARec, a novel model leveraging state space model for TTT by introducing two Test-Time Alignment modules tailored for sequential recommendation, effectively capturing the distribution shifts in user interest patterns over time. Specifically, T$^2$ARec aligns absolute time intervals with model-adaptive learning intervals to capture temporal dynamics and introduce an interest state alignment mechanism to effectively and explicitly identify the user interest shifts with theoretical guarantees. These two alignment modules enable efficient and incremental updates to model parameters in a self-supervised manner during testing, enhancing predictions for online recommendation. Extensive evaluations on three benchmark datasets demonstrate that T$^2$ARec achieves state-of-the-art performance and robustly mitigates the challenges posed by user interest shifts.

cs.IR↗

arXiv2025

Perplexity Trap: PLM-Based Retrievers Overrate Low Perplexity Documents

Previous studies have found that PLM-based retrieval models exhibit a preference for LLM-generated content, assigning higher relevance scores to these documents even when their semantic quality is comparable to human-written ones. This phenomenon, known as source bias, threatens the sustainable development of the information access ecosystem. However, the underlying causes of source bias remain unexplored. In this paper, we explain the process of information retrieval with a causal graph and discover that PLM-based retrievers learn perplexity features for relevance estimation, causing source bias by ranking the documents with low perplexity higher. Theoretical analysis further reveals that the phenomenon stems from the positive correlation between the gradients of the loss functions in language modeling task and retrieval task. Based on the analysis, a causal-inspired inference-time debiasing method is proposed, called Causal Diagnosis and Correction (CDC). CDC first diagnoses the bias effect of the perplexity and then separates the bias effect from the overall estimated relevance score. Experimental results across three domains demonstrate the superior debiasing effectiveness of CDC, emphasizing the validity of our proposed explanatory framework. Source codes are available at https://github.com/WhyDwelledOnAi/Perplexity-Trap.

cs.CL↗

arXiv2025

CHOP: Mobile Operating Assistant with Constrained High-frequency Optimized Subtask Planning

The advancement of visual language models (VLMs) has enhanced mobile device operations, allowing simulated human-like actions to address user requirements. Current VLM-based mobile operating assistants can be structured into three levels: task, subtask, and action. The subtask level, linking high-level goals with low-level executable actions, is crucial for task completion but faces two challenges: ineffective subtasks that lower-level agent cannot execute and inefficient subtasks that fail to contribute to the completion of the higher-level task. These challenges stem from VLM's lack of experience in decomposing subtasks within GUI scenarios in multi-agent architecture. To address these, we propose a new mobile assistant architecture with constrained high-frequency o}ptimized planning (CHOP). Our approach overcomes the VLM's deficiency in GUI scenarios planning by using human-planned subtasks as the basis vector. We evaluate our architecture in both English and Chinese contexts across 20 Apps, demonstrating significant improvements in both effectiveness and efficiency. Our dataset and code is available at https://github.com/Yuqi-Zhou/CHOP

cs.AI↗

arXiv2025

From Exploration to Mastery: Enabling LLMs to Master Tools via Self-Driven Interactions

Tool learning enables Large Language Models (LLMs) to interact with external environments by invoking tools, serving as an effective strategy to mitigate the limitations inherent in their pre-training data. In this process, tool documentation plays a crucial role by providing usage instructions for LLMs, thereby facilitating effective tool utilization. This paper concentrates on the critical challenge of bridging the comprehension gap between LLMs and external tools due to the inadequacies and inaccuracies inherent in existing human-centric tool documentation. We propose a novel framework, DRAFT, aimed at Dynamically Refining tool documentation through the Analysis of Feedback and Trials emanating from LLMs' interactions with external tools. This methodology pivots on an innovative trial-and-error approach, consisting of three distinct learning phases: experience gathering, learning from experience, and documentation rewriting, to iteratively enhance the tool documentation. This process is further optimized by implementing a diversity-promoting exploration strategy to ensure explorative diversity and a tool-adaptive termination mechanism to prevent overfitting while enhancing efficiency. Extensive experiments on multiple datasets demonstrate that DRAFT's iterative, feedback-based refinement significantly ameliorates documentation quality, fostering a deeper comprehension and more effective utilization of tools by LLMs. Notably, our analysis reveals that the tool documentation refined via our approach demonstrates robust cross-model generalization capabilities.

cs.CL↗

arXiv2025

CitaLaw: Enhancing LLM with Citations in Legal Domain

In this paper, we propose CitaLaw, the first benchmark designed to evaluate LLMs' ability to produce legally sound responses with appropriate citations. CitaLaw features a diverse set of legal questions for both laypersons and practitioners, paired with a comprehensive corpus of law articles and precedent cases as a reference pool. This framework enables LLM-based systems to retrieve supporting citations from the reference corpus and align these citations with the corresponding sentences in their responses. Moreover, we introduce syllogism-inspired evaluation methods to assess the legal alignment between retrieved references and LLM-generated responses, as well as their consistency with user questions. Extensive experiments on 2 open-domain and 7 legal-specific LLMs demonstrate that integrating legal references substantially enhances response quality. Furthermore, our proposed syllogism-based evaluation method exhibits strong agreement with human judgments.

cs.CL↗

arXiv2025

Beyond Guilt: Legal Judgment Prediction with Trichotomous Reasoning

In legal practice, judges apply the trichotomous dogmatics of criminal law, sequentially assessing the elements of the offense, unlawfulness, and culpability to determine whether an individual's conduct constitutes a crime. Although current legal large language models (LLMs) show promising accuracy in judgment prediction, they lack trichotomous reasoning capabilities due to the absence of an appropriate benchmark dataset, preventing them from predicting innocent outcomes. As a result, every input is automatically assigned a charge, limiting their practical utility in legal contexts. To bridge this gap, we introduce LJPIV, the first benchmark dataset for Legal Judgment Prediction with Innocent Verdicts. Adhering to the trichotomous dogmatics, we extend three widely-used legal datasets through LLM-based augmentation and manual verification. Our experiments with state-of-the-art legal LLMs and novel strategies that integrate trichotomous reasoning into zero-shot prompting and fine-tuning reveal: (1) current legal LLMs have significant room for improvement, with even the best models achieving an F1 score of less than 0.3 on LJPIV; and (2) our strategies notably enhance both in-domain and cross-domain judgment prediction accuracy, especially for cases resulting in an innocent verdict.

cs.CL↗

arXiv2025

Inference Computation Scaling for Feature Augmentation in Recommendation Systems

Large language models have become a powerful method for feature augmentation in recommendation systems. However, existing approaches relying on quick inference often suffer from incomplete feature coverage and insufficient specificity in feature descriptions, limiting their ability to capture fine-grained user preferences and undermining overall performance. Motivated by the recent success of inference scaling in math and coding tasks, we explore whether scaling inference can address these limitations and enhance feature quality. Our experiments show that scaling inference leads to significant improvements in recommendation performance, with a 12% increase in NDCG@10. The gains can be attributed to two key factors: feature quantity and specificity. In particular, models using extended Chain-of-Thought (CoT) reasoning generate a greater number of detailed and precise features, offering deeper insights into user preferences and overcoming the limitations of quick inference. We further investigate the factors influencing feature quantity, revealing that model choice and search strategy play critical roles in generating a richer and more diverse feature set. This is the first work to apply inference scaling to feature augmentation in recommendation systems, bridging advances in reasoning tasks to enhance personalized recommendation.

cs.IR↗

arXiv2025

FairDiverse: A Comprehensive Toolkit for Fair and Diverse Information Retrieval Algorithms

In modern information retrieval (IR). achieving more than just accuracy is essential to sustaining a healthy ecosystem, especially when addressing fairness and diversity considerations. To meet these needs, various datasets, algorithms, and evaluation frameworks have been introduced. However, these algorithms are often tested across diverse metrics, datasets, and experimental setups, leading to inconsistencies and difficulties in direct comparisons. This highlights the need for a comprehensive IR toolkit that enables standardized evaluation of fairness- and diversity-aware algorithms across different IR tasks. To address this challenge, we present FairDiverse, an open-source and standardized toolkit. FairDiverse offers a framework for integrating fair and diverse methods, including pre-processing, in-processing, and post-processing techniques, at different stages of the IR pipeline. The toolkit supports the evaluation of 28 fairness and diversity algorithms across 16 base models, covering two core IR tasks (search and recommendation) thereby establishing a comprehensive benchmark. Moreover, FairDiverse is highly extensible, providing multiple APIs that empower IR researchers to swiftly develop and evaluate their own fairness and diversity aware models, while ensuring fair comparisons with existing baselines. The project is open-sourced and available on https://github.com/XuChen0427/FairDiverse.

cs.IR↗

arXiv2025

Bridging Jensen Gap for Max-Min Group Fairness Optimization in Recommendation

Group max-min fairness (MMF) is commonly used in fairness-aware recommender systems (RS) as an optimization objective, as it aims to protect marginalized item groups and ensures a fair competition platform. However, our theoretical analysis indicates that integrating MMF constraint violates the assumption of sample independence during optimization, causing the loss function to deviate from linear additivity. Such nonlinearity property introduces the Jensen gap between the model's convergence point and the optimal point if mini-batch sampling is applied. Both theoretical and empirical studies show that as the mini-batch size decreases and the group size increases, the Jensen gap will widen accordingly. Some methods using heuristic re-weighting or debiasing strategies have the potential to bridge the Jensen gap. However, they either lack theoretical guarantees or suffer from heavy computational costs. To overcome these limitations, we first theoretically demonstrate that the MMF-constrained objective can be essentially reformulated as a group-weighted optimization objective. Then we present an efficient and effective algorithm named FairDual, which utilizes a dual optimization technique to minimize the Jensen gap. Our theoretical analysis demonstrates that FairDual can achieve a sub-linear convergence rate to the globally optimal solution and the Jensen gap can be well bounded under a mini-batch sampling strategy with random shuffle. Extensive experiments conducted using six large-scale RS backbone models on three publicly available datasets demonstrate that FairDual outperforms all baselines in terms of both accuracy and fairness. Our data and codes are shared at https://github.com/XuChen0427/FairDual.

cs.IR↗

arXiv2025

Directly probing existence of $α$-cluster structure in $^{20}$Ne by relativistic heavy-ion collisions

Can relativistic heavy-ion collisions only probe the global shape of colliding nuclei, or their detailed internal structure as well? Taking $^{20}$Ne as an example, we attempt to directly probe its internal $α$-cluster structure, by comparing experimentally measured observables in collisions at relativistic energies from density distributions of $^{20}$Ne with and without $α$-cluster structure. Since the two density distributions give the same nucleus size and deformation, they lead to similar mid-rapidity observables. However, the $α$-cluster structure may considerably reduce the free spectator nucleon yield and enhance the spectator light nuclei yield, as a result of more compact initial phase-space distribution of nucleons inside $α$ clusters. We propose to measure the scaled yield ratio of free spectator neutrons to charged particles with mass-to-charge ratio $A/Z = 3$, 3/2, and 2 in ultra-central $^{20}$Ne+$^{20}$Ne collisions, which is found to be reduced by about $25\%$ at $\sqrt{s_\mathrm{NN}} = 7$ TeV and about $20\%$ at $\sqrt{s_\mathrm{NN}} = 200$ GeV with $α$-cluster structure in $^{20}$Ne. This scaled yield ratio thus serves as a robust and direct probe of the existence of $α$-cluster structure in $^{20}$Ne free from the uncertainty of mid-rapidity dynamics.

nucl-th↗

arXiv2025

CreAgent: Towards Long-Term Evaluation of Recommender System under Platform-Creator Information Asymmetry

Ensuring the long-term sustainability of recommender systems (RS) emerges as a crucial issue. Traditional offline evaluation methods for RS typically focus on immediate user feedback, such as clicks, but they often neglect the long-term impact of content creators. On real-world content platforms, creators can strategically produce and upload new items based on user feedback and preference trends. While previous studies have attempted to model creator behavior, they often overlook the role of information asymmetry. This asymmetry arises because creators primarily have access to feedback on the items they produce, while platforms possess data on the entire spectrum of user feedback. Current RS simulators, however, fail to account for this asymmetry, leading to inaccurate long-term evaluations. To address this gap, we propose CreAgent, a Large Language Model (LLM)-empowered creator simulation agent. By incorporating game theory's belief mechanism and the fast-and-slow thinking framework, CreAgent effectively simulates creator behavior under conditions of information asymmetry. Additionally, we enhance CreAgent's simulation ability by fine-tuning it using Proximal Policy Optimization (PPO). Our credibility validation experiments show that CreAgent aligns well with the behaviors between real-world platform and creator, thus improving the reliability of long-term RS evaluations. Moreover, through the simulation of RS involving CreAgents, we can explore how fairness- and diversity-aware RS algorithms contribute to better long-term performance for various stakeholders. CreAgent and the simulation platform are publicly available at https://github.com/shawnye2000/CreAgent.

cs.IR↗

arXiv2025

Probing properties of nuclear spin-orbit interaction with nucleon spin polarization in intermediate-energy heavy-ion collisions

The nucleon spin polarization perpendicular to the reaction plane ($P_y$) and along the beam direction ($P_z$) in Au+Au collisions at the beam energy of 100A MeV with different nuclear spin-orbit interactions has been studied based on a spin- and isospin-dependent Boltzmann-Uehling-Uhlenbeck (SIBUU) transport model. While the spin polarization is weaker with a weaker nuclear spin-orbit coupling as intuitively expected, a density-dependent nuclear spin-orbit coupling enhances the $P_y$ at large rapidities and leads to a less negative or large $P_y$ at high transverse momenta. The difference in the $P_y$ of free neutrons and protons at midrapidities and at small transverse momenta is sensitive to the isospin dependence of the nuclear spin-orbit interaction. While the $P_z$ is also affected by the properties of nuclear spin-orbit interaction in some sense, the behavior of the $P_y$ serves as a good probe of the strength, density dependence, and isospin dependence of nuclear spin-orbit interaction.

nucl-th↗

arXiv2025

Improving Natural Language Understanding for LLMs via Large-Scale Instruction Synthesis

High-quality, large-scale instructions are crucial for aligning large language models (LLMs), however, there is a severe shortage of instruction in the field of natural language understanding (NLU). Previous works on constructing NLU instructions mainly focus on information extraction (IE), neglecting tasks such as machine reading comprehension, question answering, and text classification. Furthermore, the lack of diversity in the data has led to a decreased generalization ability of trained LLMs in other NLU tasks and a noticeable decline in the fundamental model's general capabilities. To address this issue, we propose Hum, a large-scale, high-quality synthetic instruction corpus for NLU tasks, designed to enhance the NLU capabilities of LLMs. Specifically, Hum includes IE (either close IE or open IE), machine reading comprehension, text classification, and instruction generalist tasks, thereby enriching task diversity. Additionally, we introduce a human-LLMs collaborative mechanism to synthesize instructions, which enriches instruction diversity by incorporating guidelines, preference rules, and format variants. We conduct extensive experiments on 5 NLU tasks and 28 general capability evaluation datasets for LLMs. Experimental results show that Hum enhances the NLU capabilities of six LLMs by an average of 3.1\%, with no significant decline observed in other general capabilities.

cs.CL↗

arXiv2025

MAQInstruct: Instruction-based Unified Event Relation Extraction

Extracting event relations that deviate from known schemas has proven challenging for previous methods based on multi-class classification, MASK prediction, or prototype matching. Recent advancements in large language models have shown impressive performance through instruction tuning. Nevertheless, in the task of event relation extraction, instruction-based methods face several challenges: there are a vast number of inference samples, and the relations between events are non-sequential. To tackle these challenges, we present an improved instruction-based event relation extraction framework named MAQInstruct. Firstly, we transform the task from extracting event relations using given event-event instructions to selecting events using given event-relation instructions, which reduces the number of samples required for inference. Then, by incorporating a bipartite matching loss, we reduce the dependency of the instruction-based method on the generation sequence. Our experimental results demonstrate that MAQInstruct significantly improves the performance of event relation extraction across multiple LLMs.

cs.CL↗

arXiv2025

Patch Triplet Similarity Purification for Guided Real-World Low-Dose CT Image Denoising

Image denoising of low-dose computed tomography (LDCT) is an important problem for clinical diagnosis with reduced radiation exposure. Previous methods are mostly trained with pairs of synthetic or misaligned LDCT and normal-dose CT (NDCT) images. However, trained with synthetic noise or misaligned LDCT/NDCT image pairs, the denoising networks would suffer from blurry structure or motion artifacts. Since non-contrast CT (NCCT) images share the content characteristics to the corresponding NDCT images in a three-phase scan, they can potentially provide useful information for real-world LDCT image denoising. To exploit this aspect, in this paper, we propose to incorporate clean NCCT images as useful guidance for the learning of real-world LDCT image denoising networks. To alleviate the issue of spatial misalignment in training data, we design a new Patch Triplet Similarity Purification (PTSP) strategy to select highly similar patch (instead of image) triplets of LDCT, NDCT, and NCCT images for network training. Furthermore, we modify two image denoising transformers of SwinIR and HAT to accommodate the NCCT image guidance, by replacing vanilla self-attention with cross-attention. On our collected clinical dataset, the modified transformers trained with the data selected by our PTSP strategy show better performance than 15 comparison methods on real-world LDCT image denoising. Ablation studies validate the effectiveness of our NCCT image guidance and PTSP strategy. We will publicly release our data and code.

eess.IV↗

arXiv2025

ReDeEP: Detecting Hallucination in Retrieval-Augmented Generation via Mechanistic Interpretability

Retrieval-Augmented Generation (RAG) models are designed to incorporate external knowledge, reducing hallucinations caused by insufficient parametric (internal) knowledge. However, even with accurate and relevant retrieved content, RAG models can still produce hallucinations by generating outputs that conflict with the retrieved information. Detecting such hallucinations requires disentangling how Large Language Models (LLMs) utilize external and parametric knowledge. Current detection methods often focus on one of these mechanisms or without decoupling their intertwined effects, making accurate detection difficult. In this paper, we investigate the internal mechanisms behind hallucinations in RAG scenarios. We discover hallucinations occur when the Knowledge FFNs in LLMs overemphasize parametric knowledge in the residual stream, while Copying Heads fail to effectively retain or integrate external knowledge from retrieved content. Based on these findings, we propose ReDeEP, a novel method that detects hallucinations by decoupling LLM's utilization of external context and parametric knowledge. Our experiments show that ReDeEP significantly improves RAG hallucination detection accuracy. Additionally, we introduce AARF, which mitigates hallucinations by modulating the contributions of Knowledge FFNs and Copying Heads.

cs.CL↗