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Kai Shu

Publications and source records attributed to Kai Shu.

At least 19 recordsLinked to original sources

Compositional Unalignment: Auditing Safety in Large Vision-Language Models

Large vision-language models (LVLMs) are vulnerable to compositional harm: an image and a prompt that are benign in isolation become harmful through the model's cross-modal reasoning. Recent alignment methods report strong scores on compositional safety benchmarks, but an LLM judge only measures observed behavior and cannot reveal how robustly safety is integrated into the model. We argue that un-alignment provides a complementary audit of alignment robustness. We first show that minimal supervised fine-tuning reaches an LLM-judge score comparable to a multi-stage reinforcement-learning pipeline, so similar benchmark scores cannot establish robustness by themselves. We then show that recognition and refusal of compositional harm are decoupled: nine standard direction-finding methods detect compositional harm with up to AUC=0.99, yet ablating the recovered directions either leaves refusal intact or destroys model coherence. We therefore propose CMaG, a training-free un-alignment method for compositional safety. CMaG measures refusal intention with a refusal-versus-compliance log-probability margin, takes its gradient with respect to mid-layer activations, and contrasts it against partially benign pairs to isolate the cross-modal interaction term. A single backward pass over 80 examples yields a direction along which steering monotonically converts refusal into compliance. On Qwen2.5-VL-7B and LLaVA-1.5-7B, CMaG reduces compositional safety scores by up to 65 points while over 98% of outputs remain coherent, outperforming gradient-based baselines; the direction also transfers to text-explicit harm and un-aligns models hardened by defensive training. Compositional safety can thus appear behaviorally strong while remaining fragile to targeted internal intervention. Warning: this paper contains unsafe model outputs, including references to self-harm.

cs.LG↗

What Hallucinations Have We Measured? Semantic Illusion, Confabulation, and Expressed Uncertainty

Hallucination remains one of the most critical challenges in deploying large language models (LLMs) reliably and safely. Yet the term is used inconsistently across the research community. We argue for a strict definition of hallucinations in LLMs. First, hallucinations should be confident incorrectness, kept separate from expressed uncertainty (UNK)1. UNK reveals that the model may be wrong, whereas a hallucination does not reveal it and is therefore more dangerous in practice. Conflating the two obscures their distinct behaviors and makes them hard to study. Second, hallucinations should be split by a simple re-elicitation test: does any semantically equivalent prompt recover the correct response? This test probes whether the relevant knowledge2 is accessible. If none does, the knowledge is likely absent or inaccessible, and the error type is a confabulation (CF) that likely requires external knowledge or retraining; if some does, the knowledge is accessible from the model but applied inconsistently, and the error type is a semantic illusion (SI) that simple prompt or decoding changes can mitigate3. Re-evaluating 14 recent hallucination methods under this taxonomy yields three findings. (1) Detection methods flag UNK more often than hallucinated responses (i.e., SI and CF). (2) Mitigation methods are far more effective for SI than for CF. (3) Latent signals are more informative than output-level signals for CF. An audit of recent hallucination papers shows that most conflate these categories. We recommend reporting CF, SI, and UNK separately, and introduce a practical labeling protocol that needs only a modest number of semantically equivalent prompts.

cs.CL↗

DrugReason: Dynamic Multi-View Reasoning over Knowledge Graph and Language Evidence for Drug Repurposing

Drug repurposing aims to identify new therapeutic uses for existing compounds and, compared with de novo drug discovery, offers a faster and more cost-effective path to clinical translation. However, the space of candidate drug-disease pairs is enormous and their underlying relationships often depend on complex multi-hop biological mechanisms, making it difficult to reliably predict which pairs represent true therapeutic relationships. Existing approaches tackle this from two directions: knowledge graph-based methods organize curated biomedical evidence into structured relational networks for grounded multi-hop reasoning, while LLM-based methods leverage pretrained knowledge to generate flexible mechanistic rationales. Yet neither is sufficient alone - KGs are confined to observed graph structure while LLMs lack factual grounding and risk hallucination. To address this gap, we propose DrugReason, a multi-view reasoning framework that integrates grounded KG reasoning with LLM-generated mechanistic inference for drug repurposing. DrugReason adaptively routes diverse reasoning paths to specialized experts conditioned on the query context, while a cross-expert distillation objective enables knowledge sharing without sacrificing expert specialization. Experiments on PharmaDB, DDInter, and DrugBank show that DrugReason improves average performance over strong single-view reasoning baselines and achieves competitive or superior results compared with graph-based alternatives, while providing interpretable routing-based predictions.

cs.LG↗

AnchorRM: Parallel Intra-Batch State Reconstruction with Anchor-Based Residual Memory for Temporal Graph Neural Networks

Memory-based temporal graph neural networks (TGN) rely on recurrent node memories to capture evolving interaction histories. However, temporal mini-batching introduces a trade-off between computational efficiency and temporal fidelity: when a node appears multiple times within the same batch, later interactions are evaluated using stale pre-batch memory because the intermediate memory updates have not yet been committed. This problem becomes more severe as temporal batch size increases. To overcome this challenge, we propose AnchorRM, an anchor-based residual memory mechanism that reconstructs event-specific intra-batch node states without executing sequential recurrent updates. AnchorRM treats the last committed node memory at the beginning of each batch as a pre-batch fixed anchor and uses causally preceding same-batch interactions to infer the missing state evolution relative to that anchor. The learned residual then calibrates the anchor to reconstruct an event-specific node memory for each interaction. Because each event-specific residual is predicted directly from the fixed anchor and its causal history, reconstructed states do not depend on previously reconstructed states and can therefore be computed in parallel within the batch while preserving temporal causality. Experiments across four temporal graph datasets and three memory-based backbones demonstrate that AnchorRM achieves an average 6.16x training speedup (up to 10.05x) and 28.67x batch scaling (up to 40x). These results demonstrate that AnchorRM substantially improves the scalability and training efficiency of memory-based temporal graph learning while maintaining competitive predictive performance.

cs.LG↗

EpiWorld: Grounding LLM Policy Agents in Epidemiological World Models

Epidemic intervention policies are textual artefacts that human decision-makers interpret, justify, and revise through natural language, making large language models a natural candidate for epidemic policy reasoning. A naive LLM, however, lacks the epidemic dynamics needed to project intervention consequences, the quantitative surveillance signals required to assess severity, and the institutional constraints that define admissible actions. We present EpiWorld, a closed-loop framework that grounds an LLM policy actor in a learned action-conditioned epidemiological world model and a tiered skill library of public-health protocols, surveillance tools, and adaptive lessons accumulated through after-action analysis. Given a candidate intervention, the world model predicts regional epidemic evolution and enables fast counterfactual rollouts that provide feedback for policy selection and refinement. Outcomes of simulated futures are distilled into reusable lessons while protocol constraints remain fixed, allowing the decision process to improve without sacrificing interpretability or controllability. We evaluate both the world model and the end-to-end framework on retrospective COVID-19 and Influenza datasets: the world model achieves the best out-of-distribution Peak-MAE among all forecasting baselines, and the closed-loop framework reduces cumulative hospitalisation by up to 59% across datasets and by an average of ~16% across six LLM backbones, outperforming reinforcement-learning and optimal-control policy baselines.

cs.CL↗

Variability Aware Recursive Neural Network (VARNN): A Residual-Memory Model for Capturing Temporal Deviation in Sequence Regression Modeling

Real-world time-series regression often involves non-stationarity, heteroscedasticity, and regime changes, under which recent prediction errors may contain structured information about local temporal mismatch between model predictions and observations. Learning how to represent and reuse these errors can therefore provide useful information for subsequent prediction. We introduce the Variability-Aware Recursive Neural Network (VARNN), a residual-aware architecture for supervised time-series regression that learns an explicit residual-memory state from recent prediction errors and uses it to condition subsequent predictions. Specifically, VARNN maps scalar prediction innovations into a learned nonlinear, vector-valued residual representation over a short context. Across nine datasets spanning energy, healthcare, and environmental domains, VARNN achieves lower test MSE than the compared static, lag-based, and sequence-model baselines. Targeted ablations further show that learned projected residual memory improves predictive accuracy over direct scalar residual feedback, supporting the benefit of a learned nonlinear representation of prediction deviations.

cs.LG↗

Anchoring Bias: A Persistent Fairness Backdoor Attack against MLLMs under Continual Learning

Multimodal Large Language Models (MLLMs) are increasingly deployed in high-stakes domains where fairness is a critical safety requirement. In practice, these models are continually updated through continual learning (CL) to adapt to evolving tasks and data distributions. Prior work has shown that backdoor attacks can manipulate MLLM responses through hidden triggers, but naively implanted backdoors degrade as models undergo subsequent updates of CL. Although fairness has emerged as a central concern for MLLM deployment, whether backdoor-induced fairness violations can survive CL remains unexplored, leaving two critical questions unanswered: (1) whether a backdoor can reliably induce fairness violations in MLLMs, and (2) whether such fairness-targeted backdoors can persist through continual learning. We bridge this gap by proposing Persistent Fairness Backdoor Attack (PFBA) to inject persistent and group-specific discrimination into MLLMs. Specifically, PFBA achieves this through two novel mechanisms. The Latent Space Fairness Reinforcement reshapes the model's deep feature geometry by anchoring privileged-group representations to preserve utility while repelling and clustering targeted-group representations to sustain discrimination, and the Continual Learning Simulation iteratively optimizes the trigger against simulated parameter drift to ensure backdoor persistence across future updates. Extensive experiments demonstrate that PFBA induces severe fairness disparities that persist across continual learning rounds, evading standard backdoor defenses. The data and code are publicly available at https://github.com/lyygua/PFBA.

cs.LG↗

Beyond Tokens: A Survey on Decoding Methods for Large Language and Vision-Language Models

Large language models (LLMs) and large vision-language models (LVLMs) have demonstrated impressive generative capabilities, yet ensuring their outputs align with user intent is still challenging. While most existing approaches address this issue at the training stage, inference-time approaches like decoding methods offer a more efficient and scalable solution. Decoding methods control model generation by guiding token-level selection, performing sequence-level generation, or generating tokens in parallel to accelerate the process. In this survey, we identify three emerging paradigms from recent works on decoding methods for LLMs and LVLMs, provide a systematic review of these methods, highlight ongoing challenges, and discuss potential future research directions. Our goal is to underscore the efficiency and effectiveness of decoding methods and offer a practical view of their applications. Paper lists and more resources on decoding methods for LLMs and LVLMs can be found at https://github.com/wang2226/Awesome-LLM-Decoding.

cs.CL↗

Query-Only Backdoor Attacks on Self-Evolving Skills via Trajectory Poisoning

Agentic skills improve large language model (LLM) agents by encoding reusable procedures for complex tasks. However, manually authored skills often adapt poorly to long-horizon tasks and changing environments. To address the limitation, self-evolving skill systems have been developed to automatically construct and update skills from execution trajectories, shifting skill acquisition from external marketplaces to a trusted evolution pipeline. By replacing external skill acquisition with trusted internal construction, self-evolving skill systems reduce exposure to skill injection attacks that rely on direct skill manipulation. However, this skill evolution pipeline may introduce a new attack surface in which an attacker can indirectly steer skill evolution by inducing compromised trajectories through agent interactions. To demonstrate the threat, we propose Trajectory Backdoor Attack (TBA), a query-only attack that steers a trusted skill-evolution pipeline toward producing a backdoored skill. Specifically, we craft attacker-submitted queries to lead the agent to perform the target action and explicitly state the corresponding activation condition in the trajectory. We repeat the same condition-action pattern across diverse triggered tasks, while leaving clean queries unchanged, encouraging the evolver to consolidate the pattern as a reusable trigger-dependent rule into the evolved skill. Experiments on three benchmarks across two skill-evolution systems using four open- and closed-source backbone models demonstrate that TBA reliably implants conditional backdoors while preserving clean-task utility, matching or even surpassing direct skill injection. The results reveal a critical vulnerability in trajectory-driven skill evolution.

cs.AI↗

Do LLMs Know What Is Private Internally? Probing and Steering Contextual Privacy Norms in Large Language Model Representations

Large language models (LLMs) are increasingly deployed in high-stakes settings, yet they frequently violate contextual privacy by disclosing private information in situations where humans would exercise discretion. This raises a fundamental question: do LLMs internally encode contextual privacy norms, and if so, why do violations persist? We present the first systematic study of contextual privacy as a structured latent representation in LLMs, grounded in contextual integrity (CI) theory. Probing multiple models, we find that the three norm-determining CI parameters (information type, recipient, and transmission principle) are encoded as linearly separable and functionally independent directions in activation space. Despite this internal structure, models still leak private information in practice, revealing a clear gap between concept representation and model behavior. To bridge this gap, we introduce CI-parametric steering, which independently intervenes along each CI dimension. This structured control reduces privacy violations more effectively and predictably than monolithic steering. Our results demonstrate that contextual privacy failures arise from misalignment between representation and behavior rather than missing awareness, and that leveraging the compositional structure of CI enables more reliable contextual privacy control, shedding light on potential improvement of contextual privacy understanding in LLMs.

cs.CL↗

A Survey of Agent Memory in the Second Half: Towards Self-Evolving and Long-Horizon Agents

Research in artificial intelligence is shifting from model innovations and benchmark scores towards problem definition and rigorous real-world evaluation. As the field enters the "second half," the central challenge becomes real utility in long-horizon, dynamic, and user-dependent settings such as agentic coding, deep research, and computer use, where LLM-based agents face context explosion beyond fixed context windows and must continuously accumulate, manage, and selectively reuse information across extended interactions. Memory, with hundreds of papers released in 2025, therefore emerges as the critical solution to fill this utility gap. Beyond passive storage, memory is increasingly the substrate through which agents self-evolve: short-term memory gates which experiences are perceived and abstracted during execution, while long-term memory consolidates them into reusable knowledge and skills, forming the loop through which agents improve from their own experience. In this survey, we provide a unified view of foundation agent memory along three dimensions: memory substrate (internal parametric state and external retrieval-augmented stores), cognitive mechanism (sensory, working, episodic, semantic, and procedural), and memory subject (user-centric personalization and agent-centric experience). We then analyze how memory is operated under single- and multi-agent topologies and highlight learning policies over memory operations, showing how memory management itself is becoming a trainable capability spanning reinforcement-learned context curation, experience consolidation at decision time, and the emerging ecosystem of portable, shareable agent skills. Finally, we review evaluation benchmarks and metrics for memory utility, and outline open challenges and future directions.

cs.CL↗

EmoFeedback$^2$: Reinforcement of Continuous Emotional Image Generation via LVLM-based Reward and Textual Feedback

Continuous emotional image content generation (C-EICG) is emerging rapidly due to its ability to produce images aligned with both user descriptions and continuous emotional values. However, existing approaches lack emotional feedback from generated images, limiting the control of emotional continuity. Additionally, their simple emotion-text alignment fails to adaptively adjust emotional prompts according to image content, leading to insufficient emotional fidelity. To address these concerns, we propose a novel generation-understanding-feedback reinforcement paradigm (EmoFeedback$^2$) for C-EICG, which exploits the reasoning capability of the fine-tuned large vision-language model (LVLM) to provide reward and textual feedback for generating high-quality images with continuous emotions. Specifically, we introduce an emotion-aware reward feedback strategy, where the LVLM evaluates the emotional values of generated images and computes the reward against target emotions, guiding the reinforcement fine-tuning of the generative model and enhancing the emotional continuity of images. Furthermore, we design a self-promotion textual feedback framework, in which the LVLM iteratively analyzes the emotional content of generated images and adaptively produces refinement suggestions for the next-round prompt, improving the emotional fidelity with fine-grained content. Extensive experimental results demonstrate that our approach effectively generates high-quality images with the desired emotions, outperforming existing state-of-the-art methods on both our custom dataset and public dataset.

cs.CV↗

Dependency-Guided Code Generation: Structured Matrix Decomposition and Consistency-Guided Refinement

The increasing complexity of modern software systems has made automated code generation a fundamental task in software engineering. However, existing approaches often fail to adequately capture the intricate, multi-level dependencies among code entities, leading to generated code that is logically incomplete or difficult to integrate into real-world systems. To address this limitation, we propose a dependency-aware code generation framework that explicitly models interactions among code entities through a graph-based representation. We decompose dependencies into two complementary components: a quantized matrix that captures strong, explicit relations, and a sparse low-rank factorization that models weaker, implicit interactions. The decomposition is efficiently learned via an alternating optimization procedure. During code generation, the learned dependency structure is incorporated as a constraint, ensuring both semantic coherence and structural consistency of the generated code. Furthermore, we introduce a sparse triplet representation for strong dependencies, significantly improving storage efficiency and computational scalability. Extensive experiments demonstrate that our approach consistently produces code with superior semantic alignment and structural fidelity compared to existing methods.

cs.SE↗

FSB-Net: Frequency-Spatial Boundary Network for Brain Stroke Lesion Segmentation in Non-Contrast CT

Accurate segmentation of brain stroke lesions in non-contrast computed tomography (NCCT) scans is critical for rapid clinical decision-making, yet remains difficult due to the low contrast between lesion and normal brain tissue, heterogeneous lesion morphology across ischemic and hemorrhagic subtypes, and ambiguous boundaries caused by partial volume effects. Current deep learning approaches primarily optimize region-level overlap but lack explicit boundary modeling, leading to imprecise delineation that can affect volumetric assessment and treatment planning. We propose FSB-Net, a frequency-spatial boundary network that leverages frequency-domain analysis for boundary-aware stroke lesion segmentation. FSB-Net introduces three components: (i) a Wavelet Boundary Detection Head (WBDH) that applies the discrete wavelet transform to multi-scale encoder features, extracting high-frequency sub-bands as boundary representations; (ii) a Frequency-Spatial Cross-Attention Module (FSCAM) that performs bidirectional attention between wavelet boundary features and spatial decoder features for selective boundary enhancement; and (iii) a Spectral Boundary Loss that penalizes high-frequency discrepancies in the Fourier domain to optimize boundary sharpness. Built on a PVTv2-B2 encoder, FSB-Net is evaluated on a public Brain Stroke CT dataset containing both ischemic and hemorrhagic cases. Experimental results show that FSB-Net outperforms U-Net, UNet++, MANet, and DeepLabV3+ across all metrics, achieving state-of-the-art performance in mean Dice, mean IoU, and HD95.

cs.CV↗

StateFlow: Dual-State Recurrent Modeling for Long-Horizon Time Series Forecasting

Long-horizon multivariate time series forecasting (LTSF) remains challenging due to non-stationarity, regime shifts, and error accumulation. The Variability-Aware Recursive Neural Network (VARNN) is designed to track such variability by maintaining a residual-memory state driven by one-step prediction errors. However, its original formulation is limited to one-step sequence regression and does not directly support multi-step forecasting. In this work, we extend VARNN to long-horizon forecasting and introduce StateFlow, a recurrent forecasting framework that uses VARNN as a dual-state recurrent backbone to capture two complementary signals from the lookback sequence: a hidden-state trajectory representing primary temporal dynamics, including trend, seasonality, level changes, and recurring patterns, and a residual-memory trajectory representing structured local prediction deviations, driven from a nonlinear recurrent transformation of errors between one-step base predictions and observed values. A chunk-based decoder separately summarizes these trajectories and maps them to the future horizon for direct multi-step forecasting. We further employ a two-stage optimization strategy that first trains the VARNN encoder through a one-step base prediction objective to optimize the internal representations over the lookback sequence, and then trains a horizon-specific decoder for direct multi-step forecasting. Experiments on standard LTSF benchmarks show that StateFlow achieves competitive performance against strong linear, recurrent, convolutional, and Transformer-based baselines while preserving linear recurrent encoding and a compact model design.

cs.LG↗

ClinicalBench: Can LLMs Beat Traditional ML Models in Clinical Prediction?

Large Language Models (LLMs) hold great promise to revolutionize current clinical systems for their superior capacities on medical text processing tasks and medical licensing exams. Meanwhile, traditional ML models such as SVM and XGBoost have still been mainly adopted in clinical prediction tasks. An emerging question is: Can LLMs beat traditional ML models in clinical prediction? Thus, we build a new benchmark ClinicalBench to comprehensively study the clinical predictive modeling capacities of both general-purpose and medical LLMs, and compare them with traditional ML models. ClinicalBench embraces three common clinical prediction tasks, two databases, 14 general-purpose LLMs, 8 medical LLMs, and 11 traditional ML models. Through extensive empirical investigation, we discover that both general-purpose and medical LLMs, even with different model scales, diverse prompting or fine-tuning strategies, still cannot beat traditional ML models in clinical prediction yet, shedding light on their potential deficiency in clinical reasoning and decision-making. We call for caution when practitioners adopt LLMs in clinical applications. ClinicalBench can be utilized to bridge the gap between LLMs' development for healthcare and real-world clinical practice.

cs.CL↗

Privacy-Aware Decoding: Mitigating Privacy Leakage of Large Language Models in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) enhances the factual accuracy of large language models (LLMs) by conditioning outputs on external knowledge sources. However, when retrieval involves private or sensitive data, RAG systems are susceptible to extraction attacks that can leak confidential information through generated responses. We propose Privacy-Aware Decoding (PAD), a lightweight, inference-time defense that adaptively injects calibrated Gaussian noise into token logits during generation. PAD integrates confidence-based screening to selectively protect high-risk tokens, efficient sensitivity estimation to minimize unnecessary noise, and context-aware noise calibration to balance privacy with generation quality. A \renyi Differential Privacy (RDP) accountant rigorously tracks cumulative privacy loss, enabling explicit per-response $(\varepsilon, δ)$-DP guarantees for sensitive outputs. Unlike prior approaches requiring retraining or corpus-level filtering, PAD is model-agnostic and operates entirely at decoding time with minimal computational overhead. Experiments on three real-world datasets demonstrate that PAD substantially reduces private information leakage while preserving response utility, outperforming existing retrieval- and post-processing-based defenses. Our work takes an important step toward mitigating privacy risks in RAG via decoding strategies, paving the way for universal and scalable privacy solutions in sensitive domains. Our code is available: https://github.com/wang2226/PAD.

cs.CL↗

EHRBench: An Automated and Reliable EHR-based Benchmark for Clinical Decision Making with LLMs

Clinical decision-making (CDM) is central to real-world clinical workflows, where clinicians infer diagnoses, select treatments, or anticipate future health outcomes under incomplete evidence. LLMs are increasingly used to support these decisions due to strong language capabilities, broad biomedical knowledge, and efficiency, yet the reliability of LLMs on real-world clinical decision tasks remains insufficiently understood. To evaluate CDM models, especially LLM-based models, an ideal and practical medical decision benchmark should be constructed via an automated yet reliable pipeline to ensure both scale and quality. Moreover, the grounding of a CDM benchmark in real patient EHRs can better support evaluation on practical CDM tasks that require substantive biomedical knowledge and clinical inference. To fill the gaps, we introduce EHRBench, an automated and reliable EHR-grounded benchmark for evaluating LLM-based clinical decision-making at scale. To ensure scalability and reliability, EHRBench is constructed through an EHR-LLM-KB(knowledge-base) interaction pipeline. For efficiency, we use a specialized LLM to automatically convert encounter-level EHR trajectories into structured templates and deterministically instantiate the templates into QA items. In parallel, we apply systematic KB-based verification and enrichment to filter hallucinated or ambiguous relations and to improve reliability. Using this pipeline, we construct nearly 1M (960,067) QA items spanning three core inference-required clinical decision tasks: diagnosis, treatment, and prognosis. We benchmark more than 30 representative LLMs on EHRBench and provide detailed analyses of performance and robustness. The results show consistent capability trends across settings, further validating the reliability of EHRBench and highlighting actionable gaps toward clinically reliable LLM systems.

cs.AI↗