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Kentaro Inui

Publications and source records attributed to Kentaro Inui.

At least 37 records · Page 2Linked to original sources

Why Mean Pooling Works: Quantifying Second-Order Collapse in Text Embeddings

For constructing text embeddings, mean pooling, which averages token embeddings, is the standard approach. This paper examines whether mean pooling actually works well in real models. First, we note that mean pooling can collapse information beyond the first-order statistics of the token embeddings, such as second-order statistics that capture their spatial structure, potentially mapping distinct token embedding distributions to similar text embeddings. Motivated by this concern, we propose a simple metric to quantify such a collapse induced by mean pooling. Then, using this metric, we empirically measure how often this collapse occurs in actual models and texts, and find that modern text encoders are robust to this collapse. In particular, contrastive fine-tuned text encoders tend to be less prone to the collapse than their pretrained backbone models. We also find that the robustness of these text encoders lies in the concentration of token embeddings within each text. In addition, we find that robustness to the collapse, as quantified by our proposed metric, correlates with downstream task performance. Overall, our findings offer a new perspective on why modern text encoders remain effective despite relying on seemingly coarse mean pooling.

cs.CL↗

Cell-Based Representation of Relational Binding in Language Models

Understanding a discourse requires tracking entities and the relations that hold between them. While Large Language Models (LLMs) perform well on relational reasoning, the mechanism by which they bind entities, relations, and attributes remains unclear. We study discourse-level relational binding and show that LLMs encode it via a Cell-based Binding Representation (CBR): a low-dimensional linear subspace in which each ``cell'' corresponds to an entity--relation index pair, and bound attributes are retrieved from the corresponding cell during inference. Using controlled multi-sentence data annotated with entity and relation indices, we identify the CBR subspace by decoding these indices from attribute-token activations with Partial Least Squares regression. Across domains and two model families, the indices are linearly decodable and form a grid-like geometry in the projected space. We further find that context-specific CBR representations are related by translation vectors in activation space, enabling cross-context transfer. Finally, activation patching shows that manipulating this subspace systematically changes relational predictions and that perturbing it disrupts performance, providing causal evidence that LLMs rely on CBR for relational binding.

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Linear Representations of Hierarchical Concepts in Language Models

We investigate how and to what extent hierarchical relations (e.g., Japan $\subset$ Eastern Asia $\subset$ Asia) are encoded in the internal representations of language models. Building on Linear Relational Concepts, we train linear transformations specific to each hierarchical depth and semantic domain, and characterize representational differences associated with hierarchical relations by comparing these transformations. Going beyond prior work on the representational geometry of hierarchies in LMs, our analysis covers multi-token entities and cross-layer representations. Across multiple domains we learn such transformations and evaluate in-domain generalization to unseen data and cross-domain transfer. Experiments show that, within a domain, hierarchical relations can be linearly recovered from model representations. We then analyze how hierarchical information is encoded in representation space. We find that it is encoded in a relatively low-dimensional subspace and that this subspace tends to be domain-specific. Our main result is that hierarchy representation is highly similar across these domain-specific subspaces. Overall, we find that all models considered in our experiments encode concept hierarchies in the form of highly interpretable linear representations.

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LLMs Faithfully and Iteratively Compute Answers During CoT: A Systematic Analysis With Multi-step Arithmetics

This study investigates the internal information flow of large language models (LLMs) while performing chain-of-thought (CoT) style reasoning. Specifically, with a particular interest in the faithfulness of the CoT explanation to LLMs' final answer, we explore (i) when the LLMs' answer is (pre)determined, especially before the CoT begins or after, and (ii) how strongly the information from CoT specifically has a causal effect on the final answer. Our experiments with controlled arithmetic tasks reveal a systematic internal reasoning mechanism of LLMs. They have not derived an answer at the moment when input was fed into the model. Instead, they compute (sub-)answers while generating the reasoning chain on the fly. Therefore, the generated reasoning chains can be regarded as faithful reflections of the model's internal computation.

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Nodes Are Early, Edges Are Late: Probing Diagram Representations in Large Vision-Language Models

Large vision-language models (LVLMs) demonstrate strong performance on diagram understanding benchmarks, yet they still struggle with understanding relationships between elements, particularly those represented by nodes and directed edges (e.g., arrows and lines). To investigate the underlying causes of this limitation, we probe the internal representation of LVLMs using a carefully constructed synthetic diagram dataset based on directed graphs. Our probing experiments reveal that edge information is not linearly separable in the vision encoder and becomes linearly encoded only in the text tokens in the language model. In contrast, node information and global structural features are already linearly encoded in individual hidden states of the vision encoder. These findings suggest that the stage at which linearly separable representations are formed varies depending on the type of visual information. In particular, the delayed emergence of edge representations may help explain why LVLMs struggle with relational understanding, such as interpreting edge directions, which require more abstract, compositionally integrated processes.

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WaveSSM: Multiscale State-Space Models for Non-stationary Signal Attention

State-space models (SSMs) have emerged as a powerful foundation for long-range sequence modeling, with the HiPPO framework showing that continuous-time projection operators can be used to derive stable, memory-efficient dynamical systems that encode the past history of the input signal. However, existing projection-based SSMs often rely on polynomial bases with global temporal support, whose inductive biases are poorly matched to signals exhibiting localized or transient structure. In this work, we introduce \emph{WaveSSM}, a collection of SSMs constructed over wavelet frames. Our key observation is that wavelet frames yield a localized support on the temporal dimension, useful for tasks requiring precise localization. Empirically, we show that on equal conditions, \textit{WaveSSM} outperforms orthogonal counterparts as S4 on real-world datasets with transient dynamics, including physiological signals on the PTB-XL dataset and raw audio on Speech Commands.

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Sycophancy Hides Linearly in the Attention Heads

We find that correct-to-incorrect sycophancy signals are most linearly separable within multi-head attention activations. Motivated by the linear representation hypothesis, we train linear probes across the residual stream, multilayer perceptron (MLP), and attention layers to analyze where these signals emerge. Although separability appears in the residual stream and MLPs, steering using these probes is most effective in a sparse subset of middle-layer attention heads. Using TruthfulQA as the base dataset, we find that probes trained on it transfer effectively to other factual QA benchmarks. Furthermore, comparing our discovered direction to previously identified "truthful" directions reveals limited overlap, suggesting that factual accuracy, and deference resistance, arise from related but distinct mechanisms. Attention-pattern analysis further indicates that the influential heads attend disproportionately to expressions of user doubt, contributing to sycophantic shifts. Overall, these findings suggest that sycophancy can be mitigated through simple, targeted linear interventions that exploit the internal geometry of attention activations.

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Can Language Models Handle a Non-Gregorian Calendar? The Case of the Japanese wareki

Temporal reasoning and knowledge are essential capabilities for language models (LMs). While much prior work has analyzed and improved temporal reasoning in LMs, most studies have focused solely on the Gregorian calendar. However, many non-Gregorian systems, such as the Japanese, Hijri, and Hebrew calendars, are in active use and reflect culturally grounded conceptions of time. If and how well current LMs can accurately handle such non-Gregorian calendars has not been evaluated so far. Here, we present a systematic evaluation of how well language models handle one such non-Gregorian system: the Japanese wareki. We create datasets that require temporal knowledge and reasoning in using wareki dates. Evaluating open and closed LMs, we find that some models can perform calendar conversions, but GPT-4o, Deepseek V3, and even Japanese-centric models struggle with Japanese calendar arithmetic and knowledge involving wareki dates. Error analysis suggests corpus frequency of Japanese calendar expressions and a Gregorian bias in the model's knowledge as possible explanations. Our results show the importance of developing LMs that are better equipped for culture-specific tasks such as calendar understanding.

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Understanding and Controlling Repetition Neurons and Induction Heads in In-Context Learning

This paper investigates the relationship between large language models' (LLMs) ability to recognize repetitive input patterns and their performance on in-context learning (ICL). In contrast to prior work that has primarily focused on attention heads, we examine this relationship from the perspective of skill neurons, specifically repetition neurons. Our experiments reveal that the impact of these neurons on ICL performance varies depending on the depth of the layer in which they reside. By comparing the effects of repetition neurons and induction heads, we further identify strategies for reducing repetitive outputs while maintaining strong ICL capabilities.

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SPIRIT: Patching Speech Language Models against Jailbreak Attacks

Speech Language Models (SLMs) enable natural interactions via spoken instructions, which more effectively capture user intent by detecting nuances in speech. The richer speech signal introduces new security risks compared to text-based models, as adversaries can better bypass safety mechanisms by injecting imperceptible noise to speech. We analyze adversarial attacks and find that SLMs are substantially more vulnerable to jailbreak attacks, which can achieve a perfect 100% attack success rate in some instances. To improve security, we propose post-hoc patching defenses used to intervene during inference by modifying the SLM's activations that improve robustness up to 99% with (i) negligible impact on utility and (ii) without any re-training. We conduct ablation studies to maximize the efficacy of our defenses and improve the utility/security trade-off, validated with large-scale benchmarks unique to SLMs.

eess.AS↗

How a Bilingual LM Becomes Bilingual: Tracing Internal Representations with Sparse Autoencoders

This study explores how bilingual language models develop complex internal representations. We employ sparse autoencoders to analyze internal representations of bilingual language models with a focus on the effects of training steps, layers, and model sizes. Our analysis shows that language models first learn languages separately, and then gradually form bilingual alignments, particularly in the mid layers. We also found that this bilingual tendency is stronger in larger models. Building on these findings, we demonstrate the critical role of bilingual representations in model performance by employing a novel method that integrates decomposed representations from a fully trained model into a mid-training model. Our results provide insights into how language models acquire bilingual capabilities.

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SmallPlan: Leverage Small Language Models for Sequential Path Planning with Simulation-Powered, LLM-Guided Distillation

Efficient path planning in robotics, particularly within large-scale, complex environments, remains a significant hurdle. While Large Language Models (LLMs) offer strong reasoning capabilities, their high computational cost and limited adaptability hinder real-time deployment on edge devices. We present SmallPlan - a novel framework leveraging LLMs as teacher models to train lightweight Small Language Models (SLMs) for high-level path planning tasks. In SmallPlan, the SLMs provide optimal action sequences to navigate across scene graphs that compactly represent full-scaled 3D scenes. The SLMs are trained in a simulation-powered, interleaved manner with LLM-guided supervised fine-tuning (SFT) and reinforcement learning (RL). This strategy not only enables SLMs to successfully complete navigation tasks but also makes them aware of important factors like distance travel, providing more efficient path planning. Through experiments, we demonstrate that the fine-tuned SLMs perform competitively with larger models like GPT-4o on sequential path planning, without suffering from hallucination and overfitting. SmallPlan is resource-efficient, making it well-suited for edge-device deployment and advancing practical autonomous robotics. Our source code is available here: https://github.com/quangpham2006/SmallPlan

cs.RO↗

LLMs Can Compensate for Deficiencies in Visual Representations

Many vision-language models (VLMs) that prove very effective at a range of multimodal task, build on CLIP-based vision encoders, which are known to have various limitations. We investigate the hypothesis that the strong language backbone in VLMs compensates for possibly weak visual features by contextualizing or enriching them. Using three CLIP-based VLMs, we perform controlled self-attention ablations on a carefully designed probing task. Our findings show that despite known limitations, CLIP visual representations offer ready-to-read semantic information to the language decoder. However, in scenarios of reduced contextualization in the visual representations, the language decoder can largely compensate for the deficiency and recover performance. This suggests a dynamic division of labor in VLMs and motivates future architectures that offload more visual processing to the language decoder.

cs.CV↗

Uncovering the Spectral Bias in Diagonal State Space Models

Current methods for initializing state space models (SSMs) parameters mainly rely on the \textit{HiPPO framework}, which is based on an online approximation of orthogonal polynomials. Recently, diagonal alternatives have shown to reach a similar level of performance while being significantly more efficient due to the simplification in the kernel computation. However, the \textit{HiPPO framework} does not explicitly study the role of its diagonal variants. In this paper, we take a further step to investigate the role of diagonal SSM initialization schemes from the frequency perspective. Our work seeks to systematically understand how to parameterize these models and uncover the learning biases inherent in such diagonal state-space models. Based on our observations, we propose a diagonal initialization on the discrete Fourier domain \textit{S4D-DFouT}. The insights in the role of pole placing in the initialization enable us to further scale them and achieve state-of-the-art results on the Long Range Arena benchmark, allowing us to train from scratch on very large datasets as PathX-256.

cs.LG↗

Annotating Errors in English Learners' Written Language Production: Advancing Automated Written Feedback Systems

Recent advances in natural language processing (NLP) have contributed to the development of automated writing evaluation (AWE) systems that can correct grammatical errors. However, while these systems are effective at improving text, they are not optimally designed for language learning. They favor direct revisions, often with a click-to-fix functionality that can be applied without considering the reason for the correction. Meanwhile, depending on the error type, learners may benefit most from simple explanations and strategically indirect hints, especially on generalizable grammatical rules. To support the generation of such feedback, we introduce an annotation framework that models each error's error type and generalizability. For error type classification, we introduce a typology focused on inferring learners' knowledge gaps by connecting their errors to specific grammatical patterns. Following this framework, we collect a dataset of annotated learner errors and corresponding human-written feedback comments, each labeled as a direct correction or hint. With this data, we evaluate keyword-guided, keyword-free, and template-guided methods of generating feedback using large language models (LLMs). Human teachers examined each system's outputs, assessing them on grounds including relevance, factuality, and comprehensibility. We report on the development of the dataset and the comparative performance of the systems investigated.

cs.CL↗

Tell Me Who Your Students Are: GPT Can Generate Valid Multiple-Choice Questions When Students' (Mis)Understanding Is Hinted

The primary goal of this study is to develop and evaluate an innovative prompting technique, AnaQuest, for generating multiple-choice questions (MCQs) using a pre-trained large language model. In AnaQuest, the choice items are sentence-level assertions about complex concepts. The technique integrates formative and summative assessments. In the formative phase, students answer open-ended questions for target concepts in free text. For summative assessment, AnaQuest analyzes these responses to generate both correct and incorrect assertions. To evaluate the validity of the generated MCQs, Item Response Theory (IRT) was applied to compare item characteristics between MCQs generated by AnaQuest, a baseline ChatGPT prompt, and human-crafted items. An empirical study found that expert instructors rated MCQs generated by both AI models to be as valid as those created by human instructors. However, IRT-based analysis revealed that AnaQuest-generated questions - particularly those with incorrect assertions (foils) - more closely resembled human-crafted items in terms of difficulty and discrimination than those produced by ChatGPT.

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Large Language Models Are Human-Like Internally

Recent cognitive modeling studies have reported that larger language models (LMs) exhibit a poorer fit to human reading behavior (Oh and Schuler, 2023b; Shain et al., 2024; Kuribayashi et al., 2024), leading to claims of their cognitive implausibility. In this paper, we revisit this argument through the lens of mechanistic interpretability and argue that prior conclusions were skewed by an exclusive focus on the final layers of LMs. Our analysis reveals that next-word probabilities derived from internal layers of larger LMs align with human sentence processing data as well as, or better than, those from smaller LMs. This alignment holds consistently across behavioral (self-paced reading times, gaze durations, MAZE task processing times) and neurophysiological (N400 brain potentials) measures, challenging earlier mixed results and suggesting that the cognitive plausibility of larger LMs has been underestimated. Furthermore, we first identify an intriguing relationship between LM layers and human measures: earlier layers correspond more closely with fast gaze durations, while later layers better align with relatively slower signals such as N400 potentials and MAZE processing times. Our work opens new avenues for interdisciplinary research at the intersection of mechanistic interpretability and cognitive modeling.

cs.CL↗

On Entity Identification in Language Models

We analyze the extent to which internal representations of language models (LMs) identify and distinguish mentions of named entities, focusing on the many-to-many correspondence between entities and their mentions. We first formulate two problems of entity mentions -- ambiguity and variability -- and propose a framework analogous to clustering quality metrics. Specifically, we quantify through cluster analysis of LM internal representations the extent to which mentions of the same entity cluster together and mentions of different entities remain separated. Our experiments examine five Transformer-based autoregressive models, showing that they effectively identify and distinguish entities with metrics analogous to precision and recall ranging from 0.66 to 0.9. Further analysis reveals that entity-related information is compactly represented in a low-dimensional linear subspace at early LM layers. Additionally, we clarify how the characteristics of entity representations influence word prediction performance. These findings are interpreted through the lens of isomorphism between LM representations and entity-centric knowledge structures in the real world, providing insights into how LMs internally organize and use entity information.

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