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Lei Ying

Publications and source records attributed to Lei Ying.

At least 19 recordsLinked to original sources

SP3O: Reinforcement Learning from Segment Preferences without Reward Modeling

Preference-based reinforcement learning (PbRL) for general stochastic MDPs often requires training a reward model. Existing reward-model-free methods are either restricted to bandits or deterministic MDPs, such as DPO or P3O, or use zeroth-order, gradient-free optimization, which in general exhibits a slower convergence rate than gradient-based algorithms. Furthermore, existing reward-model-free preference-based RL algorithms almost exclusively use trajectory-level feedback, which can require significant effort from a human evaluator when trajectories are long. On the other hand, segments are much shorter, so they are easier to compare and evaluate. In this paper, we introduce a novel reward-model-free, critic-free, and gradient-based PbRL algorithm compatible with segment preferences named Segment Pairwise Proximal Policy Optimization (SP3O). SP3O utilizes segment-level preference feedback to construct an accurate policy value difference estimator via off-policy importance sampling, and then uses the estimator to compute the policy gradient via a PPO-type loss function. We provide a theoretical basis for the algorithm and analyze the tradeoff in choosing the segment length. We also evaluate it experimentally against other PbRL/RLHF algorithms in robotic control and LLM finetuning settings to show its improved performance, especially in long-horizon tasks.

cs.LG

Quantum many-body mixed phase space revealed by hybrid feedback control

Understanding how complex systems transition between order and chaos is a central challenge of nonequilibrium physics. While weak perturbations of classical integrable systems give rise to a mixed phase space of coexisting regular and chaotic trajectories, analogous behavior in interacting quantum many-body systems has remained elusive. Here we develop and experimentally implement a hybrid quantum-classical feedback protocol that autonomously discovers and stabilizes long-lived regular trajectories in a superconducting quantum processor. Each iteration combines short-time quantum evolution with classical optimization that projects the dynamics back onto a low-entanglement variational manifold, effectively distilling coherence from chaotic evolution. The stabilized trajectories reveal a quantum many-body mixed phase space emerging from nonlinear variational dynamics, without a direct analogue in classical or few-body quantum systems. Our results establish a versatile framework for algorithmic discovery and control of coherent dynamics previously inaccessible to experiment.

quant-ph

Achieving Almost Exact Recovery in Almost Quadratic Time: Rank-Based Graph Matching via Local Tree Correlation Tests

This paper studies graph matching under the correlated $\text{Erd\H{o}s-R\'{e}nyi}$ (ER) graph pair model. This model first samples an $\mathrm{ER}(n,\frac{\lambda}{ns})$ base graph, whose edges are then independently subsampled twice with probability $s$ to produce two correlated $\mathrm{ER}(n,\frac{\lambda}{n})$ graphs. We propose a graph matching algorithm that has $n^{2+o(1)}$ time complexity and achieves almost exact recovery with high probability under the assumptions $\lambda=(\log n)^{\alpha+o(1)}$ for some $\alpha\in(0,1)$ and $s\in(\sqrt{C_{\mathrm{Otter}}},1]$, where $C_{\mathrm{Otter}}\approx 0.338$ is Otter's tree-counting constant. This is the first algorithm with almost quadratic time complexity in this regime of $\lambda$, while the best known result in this regime is the chandelier-counting algorithm with time complexity $O(n^{c(s)})$, where $c(s)\rightarrow \infty$ as $s$ approaches $\sqrt{C_\mathrm{Otter}}$ from above. The proposed algorithm is based on local tree correlation tests. It uses a rank-based algorithm to match the vertex pairs instead of threshold-based rules in the literature. This avoids the need of computing an explicit threshold, which is computationally difficult to obtain. To prove the almost exact recovery result, we establish a new analysis of tree correlation tests in the diverging-degree regime, where both the mean degree and the tree depth grow with $n$. Based on this new result, we establish the existence of a threshold for a threshold-based graph matching algorithm via local tree correlation tests. Finally, we couple the performance of the rank-based algorithm with the threshold-based algorithm to show almost exact recovery.

cs.DS

Diffusion-Network Alignment: An Efficient Algorithm and Explicit Probability Bounds

This paper studies a variation of the classic network alignment problem, named diffusion-network alignment. The goal is to align the vertices of a rooted diffusion tree to the vertices of a network, where the diffusion tree could be from a communication trace or contact tracing, and the network could be an online or offline social network. Different from the classic network alignment where both networks are fully observed, this model captures the information asymmetry of two networks. To solve this problem, this paper presents an efficient algorithm based on tree correlation tests to extract alignment information from local neighborhoods. We analyze the performance of the algorithm in the sparse graph regime and show that with high probability, all matched pairs are correct. Furthermore, for each vertex on the diffusion tree, this paper establishes an explicit lower bound on the probability that the vertex is correctly matched. These lower bounds are depth-dependent and increase as vertices get closer to the root.

cs.DS

Steady-State Approximation Error of Heterogeneous Mean-Field Models

This paper studies heterogeneous mean-field models in which agent parameters are sampled from a population distribution. We establish an $O(1/M)$ bound on the steady-state mean-square error between the occupancy measure of the $M$-agent system and the corresponding annealed mean-field equilibrium. The analysis extends Stein's method for homogeneous mean-field models and reveals a fundamental difference between homogeneous and heterogeneous systems. While stability of the mean-field dynamics is sufficient in the homogeneous setting, heterogeneous systems further require uniform robustness of the occupancy dynamics with respect to perturbations of the initial condition. The results are illustrated through a heterogeneous SIS epidemic model.

math.PR

Nonlinear Photonic Tripartite Phase

Anderson localization is usually understood as a transition between extended and localized phases, with criticality confined to a single mobility edge. Recent advances predict that quasiperiodic systems can instead host a finite critical window bounded by mobility edges, in which localized, critical and extended states coexist. Yet both the experimental realization of this regime and whether interactions can provide controlled access to it remain unknown. Here, we realize such a tripartite phase in a nonlinear quasiperiodic photonic lattice and show that Kerr nonlinearity, acting as an effective interaction, enables state-selective access to the critical window. By tracking wavepacket dynamics, we distinguish localized, critical and extended transport regimes and uncover a state-selective response: rather than simply reinforcing localization through self-trapping, weak nonlinearity drives low-energy localized states into the critical window, whereas stronger nonlinearity restores localization. By contrast, critical, extended and high-energy localized states evolve monotonically towards self-trapped behaviour. Our results reveal a state-selective mechanism by which interactions provide controlled access to a pre-existing critical window in quasiperiodic systems.

cond-mat.mes-hall

Interaction-enabled metal-insulator phase transition in a driven quantum gas

Particle transport and energy flow are central to a wide range of phenomena in the natural sciences. While interactions generically promote ergodicity and diffusion, quantum interference can arrest transport, defying classical expectations. Here, we experimentally investigate their interplay in a periodically driven 3D quantum gas with tunable interactions. Strikingly, we find a sharp dynamical boundary separating localization from diffusive energy absorption. By tuning the driving amplitude and interaction strength, we map the localization-delocalization phase diagram and characterize this boundary via finite-time scaling. On the insulating side, we observe many-body dynamical localization (MBDL) featuring arrested momentum-space transport. Transport becomes subdiffusive near the boundary and diffusive in the delocalized regime, yielding a metal-insulator transition that we interpret as localization in many-body Hilbert space. Our results exemplify an interaction-enabled dynamical phase transition in a closed Floquet many-body system, and clarify how coherence and interactions jointly govern the quantum-to-classical transition.

cond-mat.quant-gas

Efficient Federated RLHF via Zeroth-Order Policy Optimization

This paper considers reinforcement learning from human feedback in a federated learning setting with resource-constrained agents, such as edge devices. We propose an efficient federated RLHF algorithm, named Partitioned, Sign-based Stochastic Zeroth-order Policy Optimization (Par-S$^2$ZPO). The algorithm is built on zeroth-order optimization with binary perturbation, resulting in low communication, computation, and memory complexity by design. Our theoretical analysis establishes an upper bound on the convergence rate of Par-S$^2$ZPO, revealing that it is as efficient as its centralized counterpart in terms of sample complexity but converges faster in terms of policy update iterations. Our experimental results show that it outperforms a FedAvg-based RLHF on four MuJoCo RL tasks.

cs.LG

Interaction-induced moir\'e lattices: from mosaic mobility edges to many-body localization

We study localization driven solely by interparticle interactions in moir\'e lattice systems without intrinsic disorder or externally imposed quasiperiodic potentials. We consider a one-dimensional bilayer with incommensurate lattice constants, described by a spin-dependent Fermi-Hubbard-type model with short-range interlayer interactions, where quasiperiodicity emerges only through interactions. Exact diagonalization shows that quenching hopping in one layer generates an interaction-induced mosaic potential with multiple mobility edges. When both layers are dynamical, increasing interlayer interactions drives transitions among ergodic, critical, and many-body localized regimes, with energy-dependent coexistence in certain parameter ranges. An exact mapping to a noninteracting single-particle model on a higher-dimensional structured graph provides a unified interpretation of these results and suggests an experimentally accessible route to interaction-induced moir\'e physics and localization.

cond-mat.dis-nn

Unconventional Distance Scaling of Casimir-Polder Force between Atomic Arrays

Conventionally, dispersion forces mediated by quantum vacuum fluctuations are known to exhibit universal distance scalings, with retardation typically leading to a faster decay of the interaction. Here, we show that this expectation fails for intrinsically discrete systems. Using the microscopic scattering approach, we study the Casimir-Polder interaction between two atomic arrays, and uncover an unconventional distance scaling in which the force crosses over from a faster decay at short separations to a slower decay in the retarded regime. This behavior originates from the discrete lattice structure and can be consistently understood within the scattering picture. Extending our analysis to Rydberg atomic arrays, we predict an even stronger deviation from conventional scaling and propose an experimentally feasible scheme for direct measurement. Our results provide a new platform for exploring dispersion forces beyond the continuum limit.

quant-ph

Temperature effect on a kicked Tonks-Girardeau gas

It is widely recognized that finite temperatures degrade quantum coherence and can induce thermalization. Here, we study the effect of finite temperature on a kicked Tonks--Girardeau gas, which is known to exhibit many--body dynamical localization and delocalization under periodic and quasiperiodic kicks, respectively. We find that many--body dynamical localization persists at finite--and even high--temperatures, although the coherence of the localized state is further degraded. In particular, we demonstrate a modified effective thermalization of the localized state by considering the initial temperature. Moreover, we show many--body dynamical localization transition at intermediate temperature. Our work extends the study of many--body dynamical localization and delocalization to the finite--temperature regime, providing guidance for cold-atom experiments, particularly in the strongly-interacting regime.

quant-ph

Early Lung Cancer Diagnosis from Virtual Follow-up LDCT Generation via Correlational Autoencoder and Latent Flow Matching

Lung cancer is one of the most commonly diagnosed cancers, and early diagnosis is critical because the survival rate declines sharply once the disease progresses to advanced stages. However, achieving an early diagnosis remains challenging, particularly in distinguishing subtle early signals of malignancy from those of benign conditions. In clinical practice, a patient with a high risk may need to undergo an initial baseline and several annual follow-up examinations (e.g., CT scans) before receiving a definitive diagnosis, which can result in missing the optimal treatment. Recently, Artificial Intelligence (AI) methods have been increasingly used for early diagnosis of lung cancer, but most existing algorithms focus on radiomic features extraction from single early-stage CT scans. Inspired by recent advances in diffusion models for image generation, this paper proposes a generative method, named CorrFlowNet, which creates a virtual, one-year follow-up CT scan after the initial baseline scan. This virtual follow-up would allow for an early detection of malignant/benign nodules, reducing the need to wait for clinical follow-ups. During training, our approach employs a correlational autoencoder to encode both early baseline and follow-up CT images into a latent space that captures the dynamics of nodule progression as well as the correlations between them, followed by a flow matching algorithm on the latent space with a neural ordinary differential equation. An auxiliary classifier is used to further enhance the diagnostic accuracy. Evaluations on a real clinical dataset show our method can significantly improve downstream lung nodule risk assessment compared with existing baseline models. Moreover, its diagnostic accuracy is comparable with real clinical CT follow-ups, highlighting its potential to improve cancer diagnosis.

cs.CV

Low-Energy Free-Electron Nonclassical Lasing

Harnessing a beam of slow free electrons in artificial photonic structures offers a powerful, tunable platform for generating nonclassical light without the need for heavy physical equipment. Here we present a theory of nonclassical lasing, demonstrating how incoherent electrons in photonic crystal cavities can coherently emit photons through collective dynamics. When photon emission rate exceeds cavity losses, nonclassical lasing with sub-Poissonian photon statistics emerges, driven by multi-photon Rabi oscillations. At specific coupling strengths, quantum state trapping effect emerges, producing high-fidelity Fock states at room temperature (e.g. nearly 90%-fidelity of four photon Fock state). Notably, the frequency of the emitted photons can be readily tuned via the velocity of the injected electrons to match cavity modes. This approach supports photonic integration and offers a scalable, energy-efficient platform for room-temperature quantum light sources and advanced studies in quantum electrodynamics.

physics.optics

Near-Optimal Regret-Queue Length Tradeoff in Online Learning for Two-Sided Markets

We study a two-sided market, wherein, price-sensitive heterogeneous customers and servers arrive and join their respective queues. A compatible customer-server pair can then be matched by the platform, at which point, they leave the system. Our objective is to design pricing and matching algorithms that maximize the platform's profit, while maintaining reasonable queue lengths. As the demand and supply curves governing the price-dependent arrival rates may not be known in practice, we design a novel online-learning-based pricing policy and establish its near-optimality. In particular, we prove a tradeoff among three performance metrics: $\tilde{O}(T^{1-\gamma})$ regret, $\tilde{O}(T^{\gamma/2})$ average queue length, and $\tilde{O}(T^{\gamma})$ maximum queue length for $\gamma \in (0, 1/6]$, significantly improving over existing results [1]. Moreover, barring the permissible range of $\gamma$, we show that this trade-off between regret and average queue length is optimal up to logarithmic factors under a class of policies, matching the optimal one as in [2] which assumes the demand and supply curves to be known. Our proposed policy has two noteworthy features: a dynamic component that optimizes the tradeoff between low regret and small queue lengths; and a probabilistic component that resolves the tension between obtaining useful samples for fast learning and maintaining small queue lengths.

cs.LG

Zero-Waiting Load Balancing with Heterogeneous Servers in Heavy Traffic

We study the steady-state delay performance of load balancing in large-scale systems with heterogeneous servers in the heavy-traffic regimes. The system consists of $N$ servers, each with a local buffer of size $b-1$, serving jobs in the first-in-first-out (FIFO) order. Jobs arrive according to a Poisson process with rate $\lambda N$, where $\lambda = 1 - N^{-\alpha}$ for any $\alpha \in (0,1)$. Service times are assumed to be exponentially distributed with fully heterogeneous rates, where the service rate of each server can differ and may scale with the system size $N$. We study a queue length aware and service rate aware load balancing policy, Join-the-Fastest-Shortest-Queue (JFSQ), and demonstrate that it achieves asymptotic zero waiting time and probability under the heavy traffic regimes, including both the Sub-Halfin-Whitt ($\alpha \in (0,0.5)$) and Super-Halfin-Whitt ($\alpha \in [0.5,1)$) regimes. The performance bounds of waiting time and probability explicitly capture the convergence rate w.r.t. the system size $N$ and show the negative effect of server heterogeneity. Our analysis builds on the general framework of Stein's method with iterative state-space peeling, where we design a sequence of Lyapunov functions to analyze the high-dimensional heterogeneous system without assuming exchangeability and monotonicity. Our analysis shows that JFSQ efficiently utilizes servers with higher capacities, and the steady-state system can be coupled with a single-server queue via Stein's method. To the best of our knowledge, this is the first work to establish delay performance bounds of a load-balancing system with size $N$ and fully heterogeneous servers in heavy traffic.

math.PR

Dynamical phase evolution of Coulomb-focused electrons in strong-field ionization probed by a standing light wave

We investigate the dynamical phase evolution of Coulomb-focused electrons in strong-field ionization. We diffract the electrons with an ultrashort standing light wave to track their time-dependent phase. Our findings show that low-energy electrons exhibit a unique chromosome-shaped diffraction pattern, distinct from higher-energy electrons. Our numerical model quantitatively reproduces the experimental results, confirming this pattern maps the electron's time-dependent phase evolution as it escapes from a Coulomb potential. Our pulsed diffraction grating technique offers a new way to sense an electron's quantum phase without interfering its release mechanism.

physics.atom-ph

Sign-SZPO: Provable Preference-based Reinforcement Learning with an Unknown Link Function

The link function, which characterizes the relationship between the preference for two trajectories and their returns, is a crucial component in designing RL algorithms that learn from preference feedback. Most existing methods, both theoretical and empirical, assume that the link function is known (often a logistic function based on the Bradley-Terry model), which is arguably restrictive given the complex nature of preferences, especially those of humans. To avoid mis-specification, this paper studies preference-based RL with an unknown link function and proposes a novel zeroth-order policy optimization algorithm called Sign-SZPO. Unlike typical zeroth-order methods, which rely on the known link function to estimate the value function differences and form a gradient estimator, Sign-SZPO only estimates the sign of the value function difference. It then constructs a parameter update direction that is positively correlated with the true policy gradient, eliminating the need to know the link function exactly. Under mild conditions, Sign-SZPO provably converges to a stationary policy with a polynomial rate in the number of policy iterations and trajectories per iteration. Empirical evaluations further demonstrate the robustness of Sign-SZPO under link function mis-specifications.

cs.LG

Liouvillian Spectral Transition in Noisy Quantum Many-Body Scars

Understanding the behavior of quantum many-body systems under decoherence is essential for developing robust quantum technologies. Here, we examine the fate of weak ergodicity breaking in systems hosting quantum many-body scars when subject to local pure dephasing -- an experimentally relevant form of environmental noise. Focusing on a large class of models with an approximate su(2)-structured scar subspace, we show that scarred eigenmodes of the Liouvillean exhibit a transition reminiscent of spontaneous $\mathbb{PT}$-symmetry breaking as the dephasing strength increases. Unlike previously studied non-Hermitian mechanisms, this transition arises from a distinct quantum jump effect. Remarkably, in platforms such as the XY spin ladder and PXP model of Rydberg atom arrays, the critical dephasing rate shows only weak dependence on the system size, revealing an unexpected robustness of scarred dynamics in noisy environments.

quant-ph