Search arXiv⌕ Search

arXiv subjects

Lu Cheng

Publications and source records attributed to Lu Cheng.

At least 55 records · Page 3Linked to original sources

Self-correction is Not An Innate Capability in Language Models

Although there has been growing interest in the self-correction capability of Large Language Models (LLMs), there are varying conclusions about its effectiveness. Prior research has largely concentrated on intrinsic self-correction, extrinsic self-correction, particularly the interplay between internal knowledge and external feedback, remains underexplored. In this paper, we aim to comprehensively investigate the underlying mechanism of moral self-correction by addressing a fundamental question: is moral self-correction an innate capability of LLMs? Specifically, we conduct: (1) a behavioral analysis of LLMs' moral sensitivity based on a self-distinguishing task; and (2) a mechanistic analysis of the hidden states to examine how key components of self-correction, such as Chain-of-Thought (CoT) and external feedback, interact to facilitate moral self-correction. Drawing on empirical evidence from both behavioral and mechanistic analyses, we demonstrate that moral self-correction is not an inherent capability of LLMs, as they are neither morally sensitive nor able to effectively incorporate external feedback during the self-correction process.

cs.CL↗

DemoShapley: Valuation of Demonstrations for In-Context Learning

Large language models (LLMs) using in-context learning (ICL) excel in many tasks without task-specific fine-tuning. However, demonstration selection and ordering greatly impact ICL effectiveness. Focus on this issue, we propose DemoShapley, a Shapley-value based method that evaluates each demonstration's contribution by measuring its marginal effect across different prompt permutations. To further account for ICL's limited context windows and frequent low-shot settings, we introduce Beta-DemoShapley, a weighted extension that emphasizes the influence of smaller prompt sizes. Experiments on multiple benchmarks show that DemoShapley consistently outperforms existing influence-based selection strategies, while Beta-DemoShapley further improves performance in low-shot scenarios. Both methods also detect mislabeled data, enhance generalization to out-of-distribution tasks, and reduce demographic bias. Together, they provide a unified and robust framework for demonstration valuation in ICL.

cs.CL↗

Revisiting NLI: Towards Cost-Effective and Human-Aligned Metrics for Evaluating LLMs in Question Answering

Evaluating answers from state-of-the-art large language models (LLMs) is challenging: lexical metrics miss semantic nuances, whereas "LLM-as-Judge" scoring is computationally expensive. We re-evaluate a lightweight alternative -- off-the-shelf Natural Language Inference (NLI) scoring augmented by a simple lexical-match flag and find that this decades-old technique matches GPT-4o's accuracy (89.9%) on long-form QA, while requiring orders-of-magnitude fewer parameters. To test human alignment of these metrics rigorously, we introduce DIVER-QA, a new 3000-sample human-annotated benchmark spanning five QA datasets and five candidate LLMs. Our results highlight that inexpensive NLI-based evaluation remains competitive and offer DIVER-QA as an open resource for future metric research.

cs.CL↗

InsurAgent: A Large Language Model-Empowered Agent for Simulating Individual Behavior in Purchasing Flood Insurance

Flood insurance is an effective strategy for individuals to mitigate disaster-related losses. However, participation rates among at-risk populations in the United States remain strikingly low. This gap underscores the need to understand and model the behavioral mechanisms underlying insurance decisions. Large language models (LLMs) have recently exhibited human-like intelligence across wide-ranging tasks, offering promising tools for simulating human decision-making. This study constructs a benchmark dataset to capture insurance purchase probabilities across factors. Using this dataset, the capacity of LLMs is evaluated: while LLMs exhibit a qualitative understanding of factors, they fall short in estimating quantitative probabilities. To address this limitation, InsurAgent, an LLM-empowered agent comprising five modules including perception, retrieval, reasoning, action, and memory, is proposed. The retrieval module leverages retrieval-augmented generation (RAG) to ground decisions in empirical survey data, achieving accurate estimation of marginal and bivariate probabilities. The reasoning module leverages LLM common sense to extrapolate beyond survey data, capturing contextual information that is intractable for traditional models. The memory module supports the simulation of temporal decision evolutions, illustrated through a roller coaster life trajectory. Overall, InsurAgent provides a valuable tool for behavioral modeling and policy analysis.

cs.AI↗

Robust Uncertainty Quantification for Self-Evolving Large Language Models via Continual Domain Pretraining

Continual Learning (CL) is essential for enabling self-evolving large language models (LLMs) to adapt and remain effective amid rapid knowledge growth. Yet, despite its importance, little attention has been given to establishing statistical reliability guarantees for LLMs under CL, particularly in the setting of continual domain pretraining (CDP). Conformal Prediction (CP) has shown promise in offering correctness guarantees for LLMs, but it faces major challenges in CDP: testing data often stems from unknown or shifting domain distributions, under which CP may no longer provide valid guarantees. Moreover, when high coverage is required, CP can yield excessively large prediction sets for unanswerable queries, reducing informativeness. To address these challenges, we introduce an adaptive rejection and non-exchangeable CP framework. Our method first estimates the distribution of questions across domains in the test set using transformer-based clustering, then reweights or resamples the calibration data accordingly. Building on this, adaptive rejection CP allows the LLM to selectively abstain from answering when its confidence or competence shifts significantly. Extensive experiments demonstrate that our framework enhances both the effectiveness and reliability of CP under CDP scenarios. Our code is available at: https://anonymous.4open.science/r/CPCL-8C12/

cs.LG↗

P-orbital spin generator with large spin Hall angle and long spin diffusion length

High density data storage and spin-logic devices require highly efficient all-electric control of spin moments. So far, charge-to-spin conversion through the spin Hall effect (SHE) highly limits to d-orbital materials associated with strong spin-orbit coupling (SOC), especially heavy metals. However, d-orbital heavy metals with strong SOC results in a short spin diffusion length, which restricts the spin transport and accumulation in spintronic devices. Therefore, it is urgent to discovery new SHE materials with both large spin Hall conductivity and high spin transport ability beyond d-orbital materials. Here, we experimentally report a large charge to spin conversion in a p-orbital In2Bi alloy, exhibiting the coexistence of a large spin Hall angle and a long spin diffusion length (4 times that of Pt). Our first-principles calculations reveal that small gap openings near the Fermi level lead to large Berry curvature-related spin Hall conductivity. Due to the delocalized nature of p-orbitals of In2Bi, its spin current can overcome the physical barriers between spin Hall angle and spin diffusion length in d-orbital metals, thereby advancing the development of high performance spintronic devices.

cond-mat.mtrl-sci↗

A Lightweight Large Language Model-Based Multi-Agent System for 2D Frame Structural Analysis

Large language models (LLMs) have recently been used to empower autonomous agents in engineering, significantly improving automation and efficiency in labor-intensive workflows. However, their potential remains underexplored in structural engineering, particularly for finite element modeling tasks requiring geometric modeling, complex reasoning, and domain knowledge. To bridge this gap, this paper develops a LLM-based multi-agent system to automate finite element modeling of 2D frames. The system decomposes structural analysis into subtasks, each managed by a specialized agent powered by the lightweight Llama-3.3 70B Instruct model. The workflow begins with a Problem Analysis Agent, which extracts geometry, boundary, and material parameters from the user input. Next, a Geometry Agent incrementally derives node coordinates and element connectivity by applying expert-defined rules. These structured outputs are converted into executable OpenSeesPy code by a Translation Agent and refined by a Model Validation Agent through consistency checks. Then, a Load Agent applies load conditions into the assembled structural model. Experimental evaluations on 20 benchmark problems demonstrate that the system achieves accuracy over 80% in most cases across 10 repeated trials, outperforming Gemini-2.5 Pro and ChatGPT-4o models.

cs.CL↗

What Shapes a Creative Machine Mind? Comprehensively Benchmarking Creativity in Foundation Models

The meteoric rise of foundation models (FMs) has expanded their capabilities far beyond conventional tasks. Creativity, long regarded as a hallmark of human intelligence and a driver of innovation, is now increasingly recognized as a critical dimension of machine intelligence in the era of generative FMs, complementing traditional measures of accuracy. However, existing evaluation frameworks for creativity remain fragmented, relying on ad hoc metrics not firmly grounded in established theories. To address this gap, we introduce C^2-Eval, a holistic benchmark for unified assessment of creativity in FMs. C^2-Eval distinguishes between two complementary forms of creativity: convergent creativity, where tasks admit constrained solutions (e.g., code generation), and divergent creativity, where tasks are open-ended (e.g., storytelling). It evaluates both dimensions using fine-grained criteria derived from social-science theory, focusing on Usefulness, Originality, and Surprise (U-O-S). Through extensive experiments on leading proprietary and open-source models, we analyze trade-offs in their creative capabilities. Our results highlight both the strengths and challenges of current FMs in pursuing a creative machine mind, showing that C^2-Eval is an effective lens for examining the evolving landscape of creative AI.

cs.AI↗

From Generation to Judgment: Opportunities and Challenges of LLM-as-a-judge

Assessment and evaluation have long been critical challenges in artificial intelligence (AI) and natural language processing (NLP). Traditional methods, usually matching-based or small model-based, often fall short in open-ended and dynamic scenarios. Recent advancements in Large Language Models (LLMs) inspire the "LLM-as-a-judge" paradigm, where LLMs are leveraged to perform scoring, ranking, or selection for various machine learning evaluation scenarios. This paper presents a comprehensive survey of LLM-based judgment and assessment, offering an in-depth overview to review this evolving field. We first provide the definition from both input and output perspectives. Then we introduce a systematic taxonomy to explore LLM-as-a-judge along three dimensions: what to judge, how to judge, and how to benchmark. Finally, we also highlight key challenges and promising future directions for this emerging area. More resources on LLM-as-a-judge are on the website: https://llm-as-a-judge.github.io and https://github.com/llm-as-a-judge/Awesome-LLM-as-a-judge.

cs.AI↗

Large Vision-Language Model Alignment and Misalignment: A Survey Through the Lens of Explainability

Large Vision-Language Models (LVLMs) have demonstrated remarkable capabilities in processing both visual and textual information. However, the critical challenge of alignment between visual and textual representations is not fully understood. This survey presents a comprehensive examination of alignment and misalignment in LVLMs through an explainability lens. We first examine the fundamentals of alignment, exploring its representational and behavioral aspects, training methodologies, and theoretical foundations. We then analyze misalignment phenomena across three semantic levels: object, attribute, and relational misalignment. Our investigation reveals that misalignment emerges from challenges at multiple levels: the data level, the model level, and the inference level. We provide a comprehensive review of existing mitigation strategies, categorizing them into parameter-frozen and parameter-tuning approaches. Finally, we outline promising future research directions, emphasizing the need for standardized evaluation protocols and in-depth explainability studies.

cs.CV↗

Understanding the Uncertainty of LLM Explanations: A Perspective Based on Reasoning Topology

Understanding the uncertainty in large language model (LLM) explanations is important for evaluating their faithfulness and reasoning consistency, and thus provides insights into the reliability of LLM's output regarding a question. In this work, we propose a novel framework that quantifies uncertainty in LLM explanations through a reasoning topology perspective. By designing a structural elicitation strategy, we guide the LLMs to frame the explanations of an answer into a graph topology. This process decomposes the explanations into the knowledge related sub-questions and topology-based reasoning structures, which allows us to quantify uncertainty not only at the semantic level but also from the reasoning path. It further brings convenience to assess knowledge redundancy and provide interpretable insights into the reasoning process. Our method offers a systematic way to interpret the LLM reasoning, analyze limitations, and provide guidance for enhancing robustness and faithfulness. This work pioneers the use of graph-structured uncertainty measurement in LLM explanations and demonstrates the potential of topology-based quantification.

cs.CL↗

Smart Trial: Evaluating the Use of Large Language Models for Recruiting Clinical Trial Participants via Social Media

Clinical trials (CT) are essential for advancing medical research and treatment, yet efficiently recruiting eligible participants -- each of whom must meet complex eligibility criteria -- remains a significant challenge. Traditional recruitment approaches, such as advertisements or electronic health record screening within hospitals, are often time-consuming and geographically constrained. This work addresses the recruitment challenge by leveraging the vast amount of health-related information individuals share on social media platforms. With the emergence of powerful large language models (LLMs) capable of sophisticated text understanding, we pose the central research question: Can LLM-driven tools facilitate CT recruitment by identifying potential participants through their engagement on social media? To investigate this question, we introduce TRIALQA, a novel dataset comprising two social media collections from the subreddits on colon cancer and prostate cancer. Using eligibility criteria from public real-world CTs, experienced annotators are hired to annotate TRIALQA to indicate (1) whether a social media user meets a given eligibility criterion and (2) the user's stated reasons for interest in participating in CT. We benchmark seven widely used LLMs on these two prediction tasks, employing six distinct training and inference strategies. Our extensive experiments reveal that, while LLMs show considerable promise, they still face challenges in performing the complex, multi-hop reasoning needed to accurately assess eligibility criteria.

cs.CY↗

Long-Term Fairness Inquiries and Pursuits in Machine Learning: A Survey of Notions, Methods, and Challenges

The widespread integration of Machine Learning systems in daily life, particularly in high-stakes domains, has raised concerns about the fairness implications. While prior works have investigated static fairness measures, recent studies reveal that automated decision-making has long-term implications and that off-the-shelf fairness approaches may not serve the purpose of achieving long-term fairness. Additionally, the existence of feedback loops and the interaction between models and the environment introduces additional complexities that may deviate from the initial fairness goals. In this survey, we review existing literature on long-term fairness from different perspectives and present a taxonomy for long-term fairness studies. We highlight key challenges and consider future research directions, analyzing both current issues and potential further explorations.

cs.LG↗

A Large Language Model-Empowered Agent for Reliable and Robust Structural Analysis

Large language models (LLMs) have exhibited remarkable capabilities across diverse open-domain tasks, yet their application in specialized domains such as civil engineering remains largely unexplored. This paper starts bridging this gap by evaluating and enhancing the reliability and robustness of LLMs in structural analysis of beams. Reliability is assessed through the accuracy of correct outputs under repetitive runs of the same problems, whereas robustness is evaluated via the performance across varying load and boundary conditions. A benchmark dataset, comprising eight beam analysis problems, is created to test the Llama-3.3 70B Instruct model. Results show that, despite a qualitative understanding of structural mechanics, the LLM lacks the quantitative reliability and robustness for engineering applications. To address these limitations, a shift is proposed that reframes the structural analysis as code generation tasks. Accordingly, an LLM-empowered agent is developed that (a) integrates chain-of-thought and few-shot prompting to generate accurate OpeeSeesPy code, and (b) automatically executes the code to produce structural analysis results. Experimental results demonstrate that the agent achieves accuracy exceeding 99.0% on the benchmark dataset, exhibiting reliable and robust performance across diverse conditions. Ablation studies highlight the complete example and function usage examples as the primary contributors to the agent's enhanced performance.

cs.CL↗

Accelerating Causal Network Discovery of Alzheimer Disease Biomarkers via Scientific Literature-based Retrieval Augmented Generation

The causal relationships between biomarkers are essential for disease diagnosis and medical treatment planning. One notable application is Alzheimer's disease (AD) diagnosis, where certain biomarkers may influence the presence of others, enabling early detection, precise disease staging, targeted treatments, and improved monitoring of disease progression. However, understanding these causal relationships is complex and requires extensive research. Constructing a comprehensive causal network of biomarkers demands significant effort from human experts, who must analyze a vast number of research papers, and have bias in understanding diseases' biomarkers and their relation. This raises an important question: Can advanced large language models (LLMs), such as those utilizing retrieval-augmented generation (RAG), assist in building causal networks of biomarkers for further medical analysis? To explore this, we collected 200 AD-related research papers published over the past 25 years and then integrated scientific literature with RAG to extract AD biomarkers and generate causal relations among them. Given the high-risk nature of the medical diagnosis, we applied uncertainty estimation to assess the reliability of the generated causal edges and examined the faithfulness and scientificness of LLM reasoning using both automatic and human evaluation. We find that RAG enhances the ability of LLMs to generate more accurate causal networks from scientific papers. However, the overall performance of LLMs in identifying causal relations of AD biomarkers is still limited. We hope this study will inspire further foundational research on AI-driven analysis of AD biomarkers causal network discovery.

cs.IR↗

CP-Router: An Uncertainty-Aware Router Between LLM and LRM

Recent advances in Large Reasoning Models (LRMs) have significantly improved long-chain reasoning capabilities over Large Language Models (LLMs). However, LRMs often produce unnecessarily lengthy outputs even for simple queries, leading to inefficiencies or even accuracy degradation compared to LLMs. To overcome this, we propose CP-Router, a training-free and model-agnostic routing framework that dynamically selects between an LLM and an LRM, demonstrated with multiple-choice question answering (MCQA) prompts. The routing decision is guided by the prediction uncertainty estimates derived via Conformal Prediction (CP), which provides rigorous coverage guarantees. To further refine the uncertainty differentiation across inputs, we introduce Full and Binary Entropy (FBE), a novel entropy-based criterion that adaptively selects the appropriate CP threshold. Experiments across diverse MCQA benchmarks, including mathematics, logical reasoning, and Chinese chemistry, demonstrate that CP-Router efficiently reduces token usage while maintaining or even improving accuracy compared to using LRM alone. We also extend CP-Router to diverse model pairings and open-ended QA, where it continues to demonstrate strong performance, validating its generality and robustness.

cs.CL↗

COPU: Conformal Prediction for Uncertainty Quantification in Natural Language Generation

Uncertainty Quantification (UQ) for Natural Language Generation (NLG) is crucial for assessing the performance of Large Language Models (LLMs), as it reveals confidence in predictions, identifies failure modes, and gauges output reliability. Conformal Prediction (CP), a model-agnostic method that generates prediction sets with a specified error rate, has been adopted for UQ in classification tasks, where the size of the prediction set indicates the model's uncertainty. However, when adapting CP to NLG, the sampling-based method for generating candidate outputs cannot guarantee the inclusion of the ground truth, limiting its applicability across a wide range of error rates. To address this, we propose \ourmethod, a method that explicitly adds the ground truth to the candidate outputs and uses logit scores to measure nonconformity. Our experiments with six LLMs on four NLG tasks show that \ourmethod outperforms baseline methods in calibrating error rates and empirical cover rates, offering accurate UQ across a wide range of user-specified error rates.

cs.CL↗

Beyond Accuracy: The Role of Calibration in Self-Improving Large Language Models

Large Language Models (LLMs) have demonstrated remarkable self-improvement capabilities, whereby models iteratively revise their outputs through self-generated feedback. While this reflective mechanism has shown promise in enhancing task performance, recent studies suggest that it may also introduce undesirable biases-most notably, self-bias, or the tendency of LLMs to favor their own prior outputs. In this work, we extend this line of inquiry by investigating the impact on confidence estimation. We evaluate three representative self-improvement paradigms-basic prompting, Chain-of-Thought (CoT) prompting, and tuning-based methods and find that iterative self-improvement can lead to systematic overconfidence, as evidenced by a steadily increasing Expected Calibration Error (ECE) and lower accuracy with high confidence. We then further explore the integration of confidence calibration techniques with self-improvement. Specifically, we compare three strategies: (1) applying calibration after multiple rounds of self-improvement, (2) calibrating before self-improvement, and (3) applying calibration iteratively at each self-improvement step. Our results show that iterative calibration is most effective in reducing ECE, yielding improved calibration. Our work pioneers the study of self-improving LLMs from a calibration perspective, offering valuable insights into balancing model performance and reliability.

cs.CL↗