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Michail Matthaiou

Publications and source records attributed to Michail Matthaiou.

At least 73 records · Page 4Linked to original sources

Near-Field SWIPT Using XL-MIMO: Power Allocation and Subarray Activation

This paper investigates the simultaneous wireless information and power transfer (SWIPT) capability of a modular extremely large multiple-input multiple-output (XL-MIMO) system, in the context of power consumption (PC) efficiency. The network users are divided into two functional categories: information decoding (ID) users and energy harvesting (EH) users. Non-stationary near-field channels are considered whilst the users are located in spatially distinct visibility regions (VRs). We formulate a two-tier joint optimization problem to minimize the PC, taking into account the power allocation (PA) for ID and EH users, along with the activation of constituent XL-MIMO subarrays. This complicated mixed-integer problem is transformed into more tractable formulations and efficient algorithms are proposed for solving them. The numerical results demonstrate that the overall PC of the XL-MIMO system for the proposed method is reduced by more than 60% in comparison to the benchmark scheme of equal PA with full subarray activation (SA) and 30% against the case of optimized PA with full SA, while satisfying the quality-of-service (QoS) constraints on both the downlink rate of the ID users and harvested energy at the EH users.

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Performance Characterization of Continuous Reconfigurable Intelligent Surfaces

We consider a reconfigurable intelligent surface (RIS) that can implement a phase rotation continuously over the whole surface rather than via a finite number of discrete elements. Such an RIS can be considered a design for future systems where advances in metamaterials make such an implementation feasible or as the limiting case where the number of elements in a traditional RIS increases in a given area. We derive the optimal RIS design for the single-user (SU) scenario assuming a line-of-sight (LoS) from the RIS to the base station (BS) and correlated Rayleigh fading for the other links. We also derive the associated optimal signal-to-noise ratio (SNR) and its mean, a bound on the mean spectral efficiency (SE), an approximation to the SNR outage probability and an approximation to the coefficient of variation for the investigation of channel hardening.

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Optimized Energy Harvesting in Cell-Free Massive MIMO Using Markov Process Evolution

This paper investigates a discrete energy state transition model for energy harvesting (EH) in cell-free massive multiple-input-multiple-output (CF-mMIMO) networks. A Markov chain-based stochastic process is conceived to characterize the temporal evolution of the user equipment (UE) energy level by leveraging state transition probabilities (STP) based on the energy differential ($ΔE$) between the EH and consumed energy within each coherence interval. Tractable mathematical relationships are derived for the STP cases using a new stochastic model of non-linear EH, approximated using a Gamma distribution. This derivation leverages closed-form expressions for the mean and variance of the harvested energy. To improve the positive STP of the minimum energy UE among all network UEs, we aim to maximize the $ΔE$ for this UE using two power allocation (PA) schemes. The first scheme is a heuristic PA using the relative channel characteristics to this UE from all access points (APs). The second scheme is the optimized PA based on the solution of a second-order conic problem to maximize the $ΔE$ using a responsive primal-dual interior point method (PD-IPM) algorithm with modified backtracking line-search, iterating over multiple PA periods. Our simulation results illustrate that both the proposed PA schemes enhance the dynamic minimum UE energy level by around four-fold over full power control, along with the performance improvement attributed to spatial resource diversification of CF-mMIMO systems.

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Cell-Free Massive MIMO-Assisted SWIPT for IoT Networks

This paper studies cell-free massive multiple-input multiple-output (CF-mMIMO) systems that underpin simultaneous wireless information and power transfer (SWIPT) for separate information users (IUs) and energy users (EUs) in Internet of Things (IoT) networks. We propose a joint access point (AP) operation mode selection and power control design, wherein certain APs are designated for energy transmission to EUs, while others are dedicated to information transmission to IUs. The performance of the system, from both a spectral efficiency (SE) and energy efficiency (EE) perspective, is comprehensively analyzed. Specifically, we formulate two mixed-integer nonconvex optimization problems for maximizing the average sum-SE and EE, under realistic power consumption models and constraints on the minimum individual SE requirements for individual IUs, minimum HE for individual EUs, and maximum transmit power at each AP. The challenging optimization problems are solved using successive convex approximation (SCA) techniques. The proposed framework design is further applied to the average sum-HE maximization and energy harvesting fairness problems. Our numerical results demonstrate that the proposed joint AP operation mode selection and power control algorithm can achieve EE performance gains of up to $4$-fold and $5$-fold over random AP operation mode selection, with and without power control respectively.

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Spectral Efficiency Analysis of Near-Field Holographic MIMO over Ricean Fading Channels

With the denser distribution of antenna elements, stronger mutual coupling effects would kick in among antenna elements, which would eventually affect the communication performance. Meanwhile, as the holographic array usually has large physical size, the possibility of near-field communication increases. This paper investigates a near-field multi-user downlink HMIMO system and characterizes the spectral efficiency (SE) under the mutual coupling effect over Ricean fading channels. Both perfect and imperfect channel state information (CSI) scenarios are considered. (i) For the perfect CSI case, the mutual coupling and radiation efficiency model are first established. Then, the closed-form SE is derived under maximum ratio transmission (MRT). By comparing the SE between the cases with and without mutual coupling, it is unveiled that the system SE with mutual coupling might outperform that without mutual coupling in the low transmit power regime for a given aperture size. Moreover, it is also unveiled that the inter-user interference cannot be eliminated unless the physical size of the array increases to infinity. Fortunately, the additional distance term in the near-field channel can be exploited for the inter-user interference mitigation, especially for the worst case, where the users' angular positions overlap to a great extent. (ii) For the imperfect CSI case, the channel estimation error is considered for the derivation of the closed-form SE under MRT. It shows that in the low transmit power regime, the system SE can be enhanced by increasing the pilot power and the antenna element density, the latter of which will lead to severe mutual coupling. In the high transmit power regime, increasing the pilot power has a limited effect on improving the system SE. However, increasing the antenna element density remains highly beneficial for enhancing the system SE.

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Continuous Aperture Array (CAPA)-Based Multi-Group Multicast Communications

A continuous aperture array (CAPA)-based multi-group multicast communication system is investigated. An integral-based CAPA multi-group multicast beamforming design is formulated for the maximization of the system energy efficiency (EE), subject to a minimum multicast SE constraint of each user group and a total transmit power constraint. To address this non-econvex fractional programming problem, the Dinkelbach's method is employed. Within the Dinkelbach's framework, the non-convex group-wise multicast spectral efficiency (SE) constraint is first equivalently transformed into a tractable form with auxiliary variables. Then, an efficient block coordinate descent (BCD)-based algorithm is developed to solve the reformulated problem. The CAPA beamforming design subproblem can be optimally solved via the Lagrangian dual method and the calculus of variations (CoV) theory. It reveals that the optimal CAPA beamformer should be a combination of all the groups' user channels. To further reduce the computational complexity, a low-complexity zero-forcing (ZF)-based approach is proposed. The closed-form ZF CAPA beamformer is derived using each group's most representative user channel to mitigate the inter-group interference while ensuring the intra-group multicast performance. Then, the beamforming design subproblem in the BCD-based algorithm becomes a convex power allocation subproblem, which can be efficiently solved. Numerical results demonstrate that 1) the CAPA can significantly improve the EE compared to conventional spatially discrete arrays (SPDAs); 2) due to the enhanced spatial resolutions, increasing the aperture size of CAPA is not always beneficial for EE enhancement in multicast scenarios; and 3) wider user distributions of each group cause a significant EE degradation of CAPA compared to SPDA.

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SWIPT in Cell-Free Massive MIMO Using Stacked Intelligent Metasurfaces

We investigate the integration of stacked intelligent metasurfaces (SIMs) into cell-free massive multiple input multiple output (CF-mMIMO) system to enhance the simultaneous wireless information and power transfer (SWIPT) performance. Closed-form expressions for the spectral efficiency (SE) of the information-decoding receivers (IRs) and the average sum of harvested energy (sum-HE) at the energy-harvesting receivers (ERs) in the novel system model are derived to subsequently formulate a maximum total average sum-HE problem under a minimum SE threshold per each IR. This problem jointly optimizes the SIM phase-shift (PS) configuration and access points' (APs) power allocation, relying on long-term statistical channel state information (CSI). This non-convex problem is then transformed into more tractable forms. Then, efficient algorithms are proposed, including a layer-by-layer heuristic method for SIMs PS configuration that prioritizes sum-HE for the ERs and a successive convex approximation (SCA)-based power allocation scheme to improve the achievable SE for the IRs. Numerical results show that our proposed algorithms achieve an almost 7-fold sum-HE gain as we increase the number of SIM layers, while the proposed power allocation (PPA) scheme often gains up to 40% in terms of the achievable minimum SE, compared to the equal power allocation.

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Generalized Tensor-Aided Channel Estimation for Hardware Impaired Device Identification

In this paper, we investigate the joint generalized channel estimation and device identification problem in Internet of Things (IoT) networks {under multipath propagation}. To fully utilize the received signal, we decompose the generalized channel into three components: transmitter hardware characteristics, path gains, and angles of arrival. By modelling the received signals as parallel factor (PARAFAC) tensors, we develop alternating least squares (ALS)-based algorithms to simultaneously estimate the generalized channels and identify the transmitters. Simulation results show that the proposed scheme outperforms {both Khatri-Rao Factorization (KRF) and the conventional least squares (LS) method} in terms of channel estimation accuracy and achieves performance close to the derived Cramer-Rao lower bound.

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RIS-enabled Multi-user M-QAM Uplink NOMA Systems: Design, Analysis, and Optimization

Non-orthogonal multiple access (NOMA) is widely recognized for enhancing the energy and spectral efficiency through effective radio resource sharing. However, uplink NOMA systems face greater challenges than their downlink counterparts, as their bit error rate (BER) performance is hindered by an inherent error floor due to error propagation caused by imperfect successive interference cancellation (SIC). This paper investigates BER performance improvements enabled by reconfigurable intelligent surfaces (RISs) in multi-user uplink NOMA transmission. Specifically, we propose a novel RIS-assisted uplink NOMA design, where the RIS phase shifts are optimized to enhance the received signal amplitudes while mitigating the phase rotations induced by the channel. To achieve this, we first develop an accurate channel model for the effective user channels, which facilitates our BER analysis. We then introduce a channel alignment scheme for a two-user scenario, enabling efficient SIC-based detection and deriving closed-form BER expressions. We further extend the analysis to a generalized setup with an arbitrary number of users and modulation orders for quadrature amplitude modulation signaling. Using the derived BER expressions, we develop an optimized uplink NOMA power allocation (PA) scheme that minimizes the average BER while satisfying the user transmit power constraints. It will be shown that the proposed NOMA detection scheme, in conjunction with the optimized PA strategy, eliminate SIC error floors at the base station. The theoretical BER expressions are validated using simulations, which confirms the effectiveness of the proposed design in eliminating BER floors.

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Multiple-Target Detection in Cell-Free Massive MIMO-Assisted ISAC

We propose a distributed implementation for integrated sensing and communication (ISAC) backed by a massive multiple input multiple output (CF-mMIMO) architecture without cells. Distributed multi-antenna access points (APs) simultaneously serve communication users (UEs) and emit probing signals towards multiple specified zones for sensing. The APs can switch between communication and sensing modes, and adjust their transmit power based on the network settings and sensing and communication operations' requirements. By considering local partial zero-forcing and maximum-ratio-transmit precoding at the APs for communication and sensing, respectively, we first derive closed-form expressions for the spectral efficiency (SE) of the UEs and the mainlobe-to-average-sidelobe ratio (MASR) of the sensing zones. Then, a joint operation mode selection and power control design problem is formulated to maximize the SE fairness among the UEs, while ensuring specific levels of MASR for sensing zones. The complicated mixed-integer problem is relaxed and solved via successive convex approximation approach. We further propose a low-complexity design, where AP mode selection is designed through a greedy algorithm and then power control is designed based on this chosen mode. Our findings reveal that the proposed scheme can consistently ensure a sensing success rate of $100\%$ for different network setups with a satisfactory fairness among all UEs.

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Performance Analysis and Optimization of STAR-RIS-Aided Cell-Free Massive MIMO Systems Relying on Imperfect Hardware

Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS)-aided cell-free massive multiple-input multiple-output (CF-mMIMO) systems are investigated under spatially correlated fading channels using realistic imperfect hardware. Specifically, the transceiver distortions, \textcolor{black}{time-varying phase noise, and RIS phase shift errors} are considered. Upon considering imperfect hardware and pilot contamination, we derive a linear minimum mean-square error (MMSE) criterion-based cascaded channel estimator. Moreover, a closed-form expression of the downlink ergodic spectral efficiency (SE) is derived based on maximum ratio (MR) based transmit precoding and channel statistics, where both a finite number of access points (APs) and STAR-RIS elements as well as imperfect hardware are considered. Furthermore, by exploiting the ergodic signal-to-interference-plus-noise ratios (SINRs) among user equipment (UE), a max-min fairness problem is formulated for the joint optimization of the passive transmitting and reflecting beamforming (BF) at the STAR-RIS as well as of the power control coefficients. An alternating optimization (AO) algorithm is proposed for solving the resultant problems, where iterative adaptive particle swarm optimization (APSO) and bisection methods are proposed for circumventing the non-convexity of the RIS passive BF and the quasi-concave power control sub-problems, respectively. Our simulation results illustrate that the STAR-RIS-aided CF-mMIMO system attains higher SE than its RIS-aided counterpart. The performance of different hardware parameters is also evaluated. Additionally, it is demonstrated that the SE of the worst UE can be significantly improved by exploiting the proposed AO-based algorithm compared to conventional solutions associated with random passive BF and equal-power scenarios.

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Cell-Free Full-Duplex Communication -- An Overview

Cell-free (CF) architecture and full-duplex (FD) communication are leading candidates for next-generation wireless networks. The CF framework removes cell boundaries in traditional cell-based systems, thereby mitigating inter-cell interference and improving coverage probability. In contrast, FD communication allows simultaneous transmission and reception on the same frequency-time resources, effectively doubling the spectral efficiency (SE). The integration of these technologies, known as CF FD communication, leverages the advantages of both approaches to enhance the spectral and energy efficiency in wireless networks. CF FD communication is particularly promising due to the low-power and cost-effective FD-enabled access points (APs), which are ideal for short-range transmissions between APs and users. Despite its potential, a comprehensive survey or tutorial on CF FD communication has been notably absent. This paper aims to address this gap in the literature. It begins with an overview of FD communication fundamentals, self-interference cancellation techniques, and CF technology principles, including their implications for current wireless networks. The discussion then moves to the integration and compatibility of CF and FD technologies, focusing on channel estimation, performance analysis, and resource allocation in CF FD massive multiple-input multiple-output (mMIMO) networks, supported by an extensive literature review and case studies.

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Differential Evolution-Based End-Fire Realized Gain Optimization of Active and Parasitic Arrays

We propose a novel approach for boosting the realized gain in enhanced directivity arrays with both active and parasitic dipoles as radiating elements. The optimization process involves two main objectives: maximizing the end-fire gain and minimizing the reflection coefficient to ensure high realized gain. In the first step, the current excitation vector of the fully driven array is selected to maximize the end-fire gain. Then, all but one of the dipoles are reactively loaded according to their input impedance. Following that, the optimization focuses on the inter-element distance, computing the one that offers a favorable balance between the gain and the total efficiency. This multi-objective optimization leverages the differential evolution (DE) algorithm and utilizes a simple wire dipole as the unit element. Full-wave simulations further confirm the accuracy of our theoretical results. Our two- and three-element parasitic arrays achieve realized gain comparable to state-of-the-art designs, without relying on intricate unit elements or resource-intensive simulations. Moreover, our four- and five-element parasitic arrays deliver the highest realized gain values reported in the literature. The simplicity of our approach is validated by significant time savings, with theoretical models completing optimizations much faster than full-wave simulations. Additionally, a sensitivity analysis confirms the robustness of the proposed optimization algorithm, demonstrating that the optimized design parameters remain effective even under small deviations in loads and element positions. Finally, the proposed parasitic arrays are well-suited for base station antennas due to their compact design, reduced power consumption, and simplified hardware requirements, making them ideal for modern communication systems.

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Reconfigurable Massive MIMO: Precoding Design and Channel Estimation in the Electromagnetic Domain

Reconfigurable massive multiple-input multiple-output (RmMIMO), as an electronically-controlled fluid antenna system, offers increased flexibility for future communication systems by exploiting previously untapped degrees of freedom in the electromagnetic (EM) domain. The representation of the traditional spatial domain channel state information (sCSI) limits the insights into the potential of EM domain channel properties, constraining the base station's (BS) utmost capability for precoding design. This paper leverages the EM domain channel state information (eCSI) for antenna radiation pattern design at the BS. We develop an orthogonal decomposition method based on spherical harmonic functions to decompose the radiation pattern into a linear combination of orthogonal bases. By formulating the radiation pattern design as an optimization problem for the projection coefficients over these bases, we develop a manifold optimization-based method for iterative radiation pattern and digital precoder design. To address the eCSI estimation problem, we capitalize on the inherent structure of the channel. Specifically, we propose a subspace-based scheme to reduce the pilot overhead for wideband sCSI estimation. Given the estimated full-band sCSI, we further employ parameterized methods for angle of arrival estimation. Subsequently, the complete eCSI can be reconstructed after estimating the equivalent channel gain via the least squares method. Simulation results demonstrate that, in comparison to traditional mMIMO systems with fixed antenna radiation patterns, the proposed RmMIMO architecture offers significant throughput gains for multi-user transmission at a low channel estimation overhead.

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Anti-Malicious ISAC Using Proactive Monitoring

In this paper, we investigate proactive monitoring to mitigate malicious activities in integrated sensing and communication (ISAC) systems. Our focus is on a scenario where a cell-free massive multiple-input multiple-output (CF-mMIMO) architecture is exploited by malicious actors. Malicious actors use multiple access points (APs) to illegally sense a legitimate target while communicating with users (UEs), one of which is suspected of illegal activities. In our approach, a proactive monitor overhears the suspicious UE and simultaneously sends a jamming signal to degrade the communication links between the APs and suspicious UE. Simultaneously, the monitor sends a precoded jamming signal toward the legitimate target to hinder the malicious sensing attempts. We derive closed-form expressions for the sensing signal-to-interference-noise ratio (SINR), as well as the received SINR at the UEs and overheard SINR at the monitor. The simulation results show that our anti-malicious CF-mMIMO ISAC strategy can significantly reduce the sensing performance while offering excellent monitoring performance.

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CSI Acquisition in Cell-Free Massive MIMO Surveillance Systems

We consider a cell-free massive multiple-input multiple-output (CF-mMIMO) surveillance system, in which multiple multi-antenna monitoring nodes (MNs) are deployed in either observing or jamming mode to disrupt the communication between a multi-antenna untrusted pair. We propose a simple and effective channel state information (CSI) acquisition scheme at the MNs. Specifically, our approach leverages pilot signals in both the uplink and downlink phases of the untrusted link, coupled with minimum mean-squared error (MMSE) estimation. This enables the MNs to accurately estimate the effective channels to both the untrusted transmitter (UT) and untrusted receiver (UR), thereby yielding robust monitoring performance. We analyze the spectral efficiency (SE) performance of the untrusted links and of the monitoring system, taking into account the proposed CSI acquisition and successive MMSE cancellation schemes. The monitoring success probability (MSP) is then derived. Simulation results show that the CF-mMIMO surveillance system, relying on the proposed CSI acquisition scheme, can achieve monitoring performance close to that achieved by having perfect CSI knowledge of the untrusted link (theoretical upper bound), especially when the number of MNs is large.

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Unicast-Multicast Cell-Free Massive MIMO: Gradient-Based Resource Allocation

We consider a cell-free massive multiple-input multiple-output (CF-mMIMO) system with joint unicast and multi-group multicast transmissions. We derive exact closed-form expressions for the downlink achievable spectral efficiency (SE) of both unicast and multicast users. Based on these expressions, we formulate a joint optimization problem of access point (AP) selection and power control subject to quality of service (QoS) requirements of all unicast and multicast users and per-AP maximum transmit power constraint. The challenging formulated problem is transformed into a tractable form and a novel accelerated projected gradient (APG)-based algorithm is developed to solve the optimization problem. Simulation results show that our joint optimization strategy enhances notably the sum SE (SSE) (up to 58%) compared to baseline schemes, while maintaining low complexity.

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Analysis of Cross-Domain Message Passing for OTFS Transmissions

In this paper, we investigate the performance of the cross-domain iterative detection (CDID) framework with orthogonal time frequency space (OTFS) modulation, where two distinct CDID algorithms are presented. The proposed schemes estimate/detect the information symbols iteratively across the frequency domain and the delay-Doppler (DD) domain via passing either the a posteriori or extrinsic information. Building upon this framework, we investigate the error performance by considering the bias evolution and state evolution. Furthermore, we discuss their error performance in convergence and the DD domain error state lower bounds in each iteration. Specifically, we demonstrate that in convergence, the ultimate error performance of the CDID passing the a posteriori information can be characterized by two potential convergence points. In contrast, the ultimate error performance of the CDID passing the extrinsic information has only one convergence point, which, interestingly, aligns with the matched filter bound. Our numerical results confirm our analytical findings and unveil the promising error performance achieved by the proposed designs.

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