arXiv subjects

Peng Cui

Publications and source records attributed to Peng Cui.

At least 55 records · Page 3Linked to original sources

arXiv2025

Understanding the Generalization of In-Context Learning in Transformers: An Empirical Study

Large language models (LLMs) like GPT-4 and LLaMA-3 utilize the powerful in-context learning (ICL) capability of Transformer architecture to learn on the fly from limited examples. While ICL underpins many LLM applications, its full potential remains hindered by a limited understanding of its generalization boundaries and vulnerabilities. We present a systematic investigation of transformers' generalization capability with ICL relative to training data coverage by defining a task-centric framework along three dimensions: inter-problem, intra-problem, and intra-task generalization. Through extensive simulation and real-world experiments, encompassing tasks such as function fitting, API calling, and translation, we find that transformers lack inter-problem generalization with ICL, but excel in intra-task and intra-problem generalization. When the training data includes a greater variety of mixed tasks, it significantly enhances the generalization ability of ICL on unseen tasks and even on known simple tasks. This guides us in designing training data to maximize the diversity of tasks covered and to combine different tasks whenever possible, rather than solely focusing on the target task for testing.

cs.LG↗

arXiv2025

Sample Weight Averaging for Stable Prediction

The challenge of Out-of-Distribution (OOD) generalization poses a foundational concern for the application of machine learning algorithms to risk-sensitive areas. Inspired by traditional importance weighting and propensity weighting methods, prior approaches employ an independence-based sample reweighting procedure. They aim at decorrelating covariates to counteract the bias introduced by spurious correlations between unstable variables and the outcome, thus enhancing generalization and fulfilling stable prediction under covariate shift. Nonetheless, these methods are prone to experiencing an inflation of variance, primarily attributable to the reduced efficacy in utilizing training samples during the reweighting process. Existing remedies necessitate either environmental labels or substantially higher time costs along with additional assumptions and supervised information. To mitigate this issue, we propose SAmple Weight Averaging (SAWA), a simple yet efficacious strategy that can be universally integrated into various sample reweighting algorithms to decrease the variance and coefficient estimation error, thus boosting the covariate-shift generalization and achieving stable prediction across different environments. We prove its rationality and benefits theoretically. Experiments across synthetic datasets and real-world datasets consistently underscore its superiority against covariate shift.

cs.LG↗

arXiv2025

Grammar Control in Dialogue Response Generation for Language Learning Chatbots

Chatbots based on large language models offer cheap conversation practice opportunities for language learners. However, they are hard to control for linguistic forms that correspond to learners' current needs, such as grammar. We control grammar in chatbot conversation practice by grounding a dialogue response generation model in a pedagogical repository of grammar skills. We also explore how this control helps learners to produce specific grammar. We comprehensively evaluate prompting, fine-tuning, and decoding strategies for grammar-controlled dialogue response generation. Strategically decoding Llama3 outperforms GPT-3.5 when tolerating minor response quality losses. Our simulation predicts grammar-controlled responses to support grammar acquisition adapted to learner proficiency. Existing language learning chatbots and research on second language acquisition benefit from these affordances. Code available on GitHub.

cs.CL↗

arXiv2025

Investigating the Zone of Proximal Development of Language Models for In-Context Learning

In this paper, we introduce a learning analytics framework to analyze the in-context learning (ICL) behavior of large language models (LLMs) through the lens of the Zone of Proximal Development (ZPD), an established theory in educational psychology. ZPD delineates the space between what a learner is capable of doing unsupported and what the learner cannot do even with support. We adapt this concept to ICL, measuring the ZPD of LLMs based on model performance on individual examples with and without ICL. Furthermore, we propose an item response theory (IRT) model to predict the distribution of zones for LLMs. Our findings reveal a series of intricate and multifaceted behaviors of ICL, providing new insights into understanding and leveraging this technique. Finally, we demonstrate how our framework can enhance LLM in both inference and fine-tuning scenarios: (1) By predicting a model's zone of proximal development, we selectively apply ICL to queries that are most likely to benefit from demonstrations, achieving a better balance between inference cost and performance; (2) We propose a human-like curriculum for fine-tuning, which prioritizes examples within the model's ZPD. The curriculum results in improved performance, and we explain its effectiveness through an analysis of the training dynamics of LLMs.

cs.CL↗

arXiv2024

Inductive Meta-path Learning for Schema-complex Heterogeneous Information Networks

Heterogeneous Information Networks (HINs) are information networks with multiple types of nodes and edges. The concept of meta-path, i.e., a sequence of entity types and relation types connecting two entities, is proposed to provide the meta-level explainable semantics for various HIN tasks. Traditionally, meta-paths are primarily used for schema-simple HINs, e.g., bibliographic networks with only a few entity types, where meta-paths are often enumerated with domain knowledge. However, the adoption of meta-paths for schema-complex HINs, such as knowledge bases (KBs) with hundreds of entity and relation types, has been limited due to the computational complexity associated with meta-path enumeration. Additionally, effectively assessing meta-paths requires enumerating relevant path instances, which adds further complexity to the meta-path learning process. To address these challenges, we propose SchemaWalk, an inductive meta-path learning framework for schema-complex HINs. We represent meta-paths with schema-level representations to support the learning of the scores of meta-paths for varying relations, mitigating the need of exhaustive path instance enumeration for each relation. Further, we design a reinforcement-learning based path-finding agent, which directly navigates the network schema (i.e., schema graph) to learn policies for establishing meta-paths with high coverage and confidence for multiple relations. Extensive experiments on real data sets demonstrate the effectiveness of our proposed paradigm.

cs.AI↗

arXiv2024

Exploring Aleatoric Uncertainty in Object Detection via Vision Foundation Models

Datasets collected from the open world unavoidably suffer from various forms of randomness or noiseness, leading to the ubiquity of aleatoric (data) uncertainty. Quantifying such uncertainty is particularly pivotal for object detection, where images contain multi-scale objects with occlusion, obscureness, and even noisy annotations, in contrast to images with centric and similar-scale objects in classification. This paper suggests modeling and exploiting the uncertainty inherent in object detection data with vision foundation models and develops a data-centric reliable training paradigm. Technically, we propose to estimate the data uncertainty of each object instance based on the feature space of vision foundation models, which are trained on ultra-large-scale datasets and able to exhibit universal data representation. In particular, we assume a mixture-of-Gaussian structure of the object features and devise Mahalanobis distance-based measures to quantify the data uncertainty. Furthermore, we suggest two curial and practical usages of the estimated uncertainty: 1) for defining uncertainty-aware sample filter to abandon noisy and redundant instances to avoid over-fitting, and 2) for defining sample adaptive regularizer to balance easy/hard samples for adaptive training. The estimated aleatoric uncertainty serves as an extra level of annotations of the dataset, so it can be utilized in a plug-and-play manner with any model. Extensive empirical studies verify the effectiveness of the proposed aleatoric uncertainty measure on various advanced detection models and challenging benchmarks.

cs.CV↗

arXiv2024

LDACP: Long-Delayed Ad Conversions Prediction Model for Bidding Strategy

In online advertising, once an ad campaign is deployed, the automated bidding system dynamically adjusts the bidding strategy to optimize Cost Per Action (CPA) based on the number of ad conversions. For ads with a long conversion delay, relying solely on the real-time tracked conversion number as a signal for bidding strategy can significantly overestimate the current CPA, leading to conservative bidding strategies. Therefore, it is crucial to predict the number of long-delayed conversions. Nonetheless, it is challenging to predict ad conversion numbers through traditional regression methods due to the wide range of ad conversion numbers. Previous regression works have addressed this challenge by transforming regression problems into bucket classification problems, achieving success in various scenarios. However, specific challenges arise when predicting the number of ad conversions: 1) The integer nature of ad conversion numbers exacerbates the discontinuity issue in one-hot hard labels; 2) The long-tail distribution of ad conversion numbers complicates tail data prediction. In this paper, we propose the Long-Delayed Ad Conversions Prediction model for bidding strategy (LDACP), which consists of two sub-modules. To alleviate the issue of discontinuity in one-hot hard labels, the Bucket Classification Module with label Smoothing method (BCMS) converts one-hot hard labels into non-normalized soft labels, then fits these soft labels by minimizing classification loss and regression loss. To address the challenge of predicting tail data, the Value Regression Module with Proxy labels (VRMP) uses the prediction bias of aggregated pCTCVR as proxy labels. Finally, a Mixture of Experts (MoE) structure integrates the predictions from BCMS and VRMP to obtain the final predicted ad conversion number.

cs.LG↗

arXiv2024

How to Engage Your Readers? Generating Guiding Questions to Promote Active Reading

Using questions in written text is an effective strategy to enhance readability. However, what makes an active reading question good, what the linguistic role of these questions is, and what is their impact on human reading remains understudied. We introduce GuidingQ, a dataset of 10K in-text questions from textbooks and scientific articles. By analyzing the dataset, we present a comprehensive understanding of the use, distribution, and linguistic characteristics of these questions. Then, we explore various approaches to generate such questions using language models. Our results highlight the importance of capturing inter-question relationships and the challenge of question position identification in generating these questions. Finally, we conduct a human study to understand the implication of such questions on reading comprehension. We find that the generated questions are of high quality and are almost as effective as human-written questions in terms of improving readers' memorization and comprehension.

cs.CL↗

arXiv2024

Topology-Aware Dynamic Reweighting for Distribution Shifts on Graph

Graph Neural Networks (GNNs) are widely used for node classification tasks but often fail to generalize when training and test nodes come from different distributions, limiting their practicality. To overcome this, recent approaches adopt invariant learning techniques from the out-of-distribution (OOD) generalization field, which seek to establish stable prediction methods across environments. However, the applicability of these invariant assumptions to graph data remains unverified, and such methods often lack solid theoretical support. In this work, we introduce the Topology-Aware Dynamic Reweighting (TAR) framework, which dynamically adjusts sample weights through gradient flow in the geometric Wasserstein space during training. Instead of relying on strict invariance assumptions, we prove that our method is able to provide distributional robustness, thereby enhancing the out-of-distribution generalization performance on graph data. By leveraging the inherent graph structure, TAR effectively addresses distribution shifts. Our framework's superiority is demonstrated through standard testing on four graph OOD datasets and three class-imbalanced node classification datasets, exhibiting marked improvements over existing methods.

cs.LG↗

arXiv2024

Bridging Multicalibration and Out-of-distribution Generalization Beyond Covariate Shift

We establish a new model-agnostic optimization framework for out-of-distribution generalization via multicalibration, a criterion that ensures a predictor is calibrated across a family of overlapping groups. Multicalibration is shown to be associated with robustness of statistical inference under covariate shift. We further establish a link between multicalibration and robustness for prediction tasks both under and beyond covariate shift. We accomplish this by extending multicalibration to incorporate grouping functions that consider covariates and labels jointly. This leads to an equivalence of the extended multicalibration and invariance, an objective for robust learning in existence of concept shift. We show a linear structure of the grouping function class spanned by density ratios, resulting in a unifying framework for robust learning by designing specific grouping functions. We propose MC-Pseudolabel, a post-processing algorithm to achieve both extended multicalibration and out-of-distribution generalization. The algorithm, with lightweight hyperparameters and optimization through a series of supervised regression steps, achieves superior performance on real-world datasets with distribution shift.

cs.LG↗

arXiv2024

Accurate and Reliable Predictions with Mutual-Transport Ensemble

Deep Neural Networks (DNNs) have achieved remarkable success in a variety of tasks, especially when it comes to prediction accuracy. However, in complex real-world scenarios, particularly in safety-critical applications, high accuracy alone is not enough. Reliable uncertainty estimates are crucial. Modern DNNs, often trained with cross-entropy loss, tend to be overconfident, especially with ambiguous samples. To improve uncertainty calibration, many techniques have been developed, but they often compromise prediction accuracy. To tackle this challenge, we propose the ``mutual-transport ensemble'' (MTE). This approach introduces a co-trained auxiliary model and adaptively regularizes the cross-entropy loss using Kullback-Leibler (KL) divergence between the prediction distributions of the primary and auxiliary models. We conducted extensive studies on various benchmarks to validate the effectiveness of our method. The results show that MTE can simultaneously enhance both accuracy and uncertainty calibration. For example, on the CIFAR-100 dataset, our MTE method on ResNet34/50 achieved significant improvements compared to previous state-of-the-art method, with absolute accuracy increases of 2.4%/3.7%, relative reductions in ECE of $42.3%/29.4%, and relative reductions in classwise-ECE of 11.6%/15.3%.

cs.AI↗

arXiv2024

Stability Evaluation via Distributional Perturbation Analysis

The performance of learning models often deteriorates when deployed in out-of-sample environments. To ensure reliable deployment, we propose a stability evaluation criterion based on distributional perturbations. Conceptually, our stability evaluation criterion is defined as the minimal perturbation required on our observed dataset to induce a prescribed deterioration in risk evaluation. In this paper, we utilize the optimal transport (OT) discrepancy with moment constraints on the \textit{(sample, density)} space to quantify this perturbation. Therefore, our stability evaluation criterion can address both \emph{data corruptions} and \emph{sub-population shifts} -- the two most common types of distribution shifts in real-world scenarios. To further realize practical benefits, we present a series of tractable convex formulations and computational methods tailored to different classes of loss functions. The key technical tool to achieve this is the strong duality theorem provided in this paper. Empirically, we validate the practical utility of our stability evaluation criterion across a host of real-world applications. These empirical studies showcase the criterion's ability not only to compare the stability of different learning models and features but also to provide valuable guidelines and strategies to further improve models.

stat.ML↗

arXiv2024

Debiased Collaborative Filtering with Kernel-Based Causal Balancing

Debiased collaborative filtering aims to learn an unbiased prediction model by removing different biases in observational datasets. To solve this problem, one of the simple and effective methods is based on the propensity score, which adjusts the observational sample distribution to the target one by reweighting observed instances. Ideally, propensity scores should be learned with causal balancing constraints. However, existing methods usually ignore such constraints or implement them with unreasonable approximations, which may affect the accuracy of the learned propensity scores. To bridge this gap, in this paper, we first analyze the gaps between the causal balancing requirements and existing methods such as learning the propensity with cross-entropy loss or manually selecting functions to balance. Inspired by these gaps, we propose to approximate the balancing functions in reproducing kernel Hilbert space and demonstrate that, based on the universal property and representer theorem of kernel functions, the causal balancing constraints can be better satisfied. Meanwhile, we propose an algorithm that adaptively balances the kernel function and theoretically analyze the generalization error bound of our methods. We conduct extensive experiments to demonstrate the effectiveness of our methods, and to promote this research direction, we have released our project at https://github.com/haoxuanli-pku/ICLR24-Kernel-Balancing.

cs.IR↗

arXiv2024

Rethinking the Evaluation Protocol of Domain Generalization

Domain generalization aims to solve the challenge of Out-of-Distribution (OOD) generalization by leveraging common knowledge learned from multiple training domains to generalize to unseen test domains. To accurately evaluate the OOD generalization ability, it is required that test data information is unavailable. However, the current domain generalization protocol may still have potential test data information leakage. This paper examines the risks of test data information leakage from two aspects of the current evaluation protocol: supervised pretraining on ImageNet and oracle model selection. We propose modifications to the current protocol that we should employ self-supervised pretraining or train from scratch instead of employing the current supervised pretraining, and we should use multiple test domains. These would result in a more precise evaluation of OOD generalization ability. We also rerun the algorithms with the modified protocol and introduce new leaderboards to encourage future research in domain generalization with a fairer comparison.

cs.LG↗

arXiv2024

Generalizing Graph Neural Networks on Out-Of-Distribution Graphs

Graph Neural Networks (GNNs) are proposed without considering the agnostic distribution shifts between training and testing graphs, inducing the degeneration of the generalization ability of GNNs on Out-Of-Distribution (OOD) settings. The fundamental reason for such degeneration is that most GNNs are developed based on the I.I.D hypothesis. In such a setting, GNNs tend to exploit subtle statistical correlations existing in the training set for predictions, even though it is a spurious correlation. However, such spurious correlations may change in testing environments, leading to the failure of GNNs. Therefore, eliminating the impact of spurious correlations is crucial for stable GNNs. To this end, we propose a general causal representation framework, called StableGNN. The main idea is to extract high-level representations from graph data first and resort to the distinguishing ability of causal inference to help the model get rid of spurious correlations. Particularly, we exploit a graph pooling layer to extract subgraph-based representations as high-level representations. Furthermore, we propose a causal variable distinguishing regularizer to correct the biased training distribution. Hence, GNNs would concentrate more on the stable correlations. Extensive experiments on both synthetic and real-world OOD graph datasets well verify the effectiveness, flexibility and interpretability of the proposed framework.

cs.LG↗

arXiv2024

A Survey on Evaluation of Out-of-Distribution Generalization

Machine learning models, while progressively advanced, rely heavily on the IID assumption, which is often unfulfilled in practice due to inevitable distribution shifts. This renders them susceptible and untrustworthy for deployment in risk-sensitive applications. Such a significant problem has consequently spawned various branches of works dedicated to developing algorithms capable of Out-of-Distribution (OOD) generalization. Despite these efforts, much less attention has been paid to the evaluation of OOD generalization, which is also a complex and fundamental problem. Its goal is not only to assess whether a model's OOD generalization capability is strong or not, but also to evaluate where a model generalizes well or poorly. This entails characterizing the types of distribution shifts that a model can effectively address, and identifying the safe and risky input regions given a model. This paper serves as the first effort to conduct a comprehensive review of OOD evaluation. We categorize existing research into three paradigms: OOD performance testing, OOD performance prediction, and OOD intrinsic property characterization, according to the availability of test data. Additionally, we briefly discuss OOD evaluation in the context of pretrained models. In closing, we propose several promising directions for future research in OOD evaluation.

cs.LG↗

arXiv2024

Emergence and Causality in Complex Systems: A Survey on Causal Emergence and Related Quantitative Studies

Emergence and causality are two fundamental concepts for understanding complex systems. They are interconnected. On one hand, emergence refers to the phenomenon where macroscopic properties cannot be solely attributed to the cause of individual properties. On the other hand, causality can exhibit emergence, meaning that new causal laws may arise as we increase the level of abstraction. Causal emergence theory aims to bridge these two concepts and even employs measures of causality to quantify emergence. This paper provides a comprehensive review of recent advancements in quantitative theories and applications of causal emergence. Two key problems are addressed: quantifying causal emergence and identifying it in data. Addressing the latter requires the use of machine learning techniques, thus establishing a connection between causal emergence and artificial intelligence. We highlighted that the architectures used for identifying causal emergence are shared by causal representation learning, causal model abstraction, and world model-based reinforcement learning. Consequently, progress in any of these areas can benefit the others. Potential applications and future perspectives are also discussed in the final section of the review.

physics.soc-ph↗

arXiv2024

Enhancing Distributional Stability among Sub-populations

Enhancing the stability of machine learning algorithms under distributional shifts is at the heart of the Out-of-Distribution (OOD) Generalization problem. Derived from causal learning, recent works of invariant learning pursue strict invariance with multiple training environments. Although intuitively reasonable, strong assumptions on the availability and quality of environments are made to learn the strict invariance property. In this work, we come up with the ``distributional stability" notion to mitigate such limitations. It quantifies the stability of prediction mechanisms among sub-populations down to a prescribed scale. Based on this, we propose the learnability assumption and derive the generalization error bound under distribution shifts. Inspired by theoretical analyses, we propose our novel stable risk minimization (SRM) algorithm to enhance the model's stability w.r.t. shifts in prediction mechanisms ($Y|X$-shifts). Experimental results are consistent with our intuition and validate the effectiveness of our algorithm. The code can be found at https://github.com/LJSthu/SRM.

cs.LG↗