arXiv subjects

Rui Pan

Publications and source records attributed to Rui Pan.

98 records · Page 6Linked to original sources

arXiv2021

A Sequential Addressing Subsampling Method for Massive Data Analysis under Memory Constraint

The emergence of massive data in recent years brings challenges to automatic statistical inference. This is particularly true if the data are too numerous to be read into memory as a whole. Accordingly, new sampling techniques are needed to sample data from a hard drive. In this paper, we propose a sequential addressing subsampling (SAS) method, that can sample data directly from the hard drive. The newly proposed SAS method is time saving in terms of addressing cost compared to that of the random addressing subsampling (RAS) method. Estimators (e.g., the sample mean) based on the SAS subsamples are constructed, and their properties are studied. We conduct a series of simulation studies to verify the finite sample performance of the proposed SAS estimators. The time cost is also compared between the SAS and RAS methods. An analysis of the airline data is presented for illustration purpose.

stat.ME↗

arXiv2019

Quantum corrections to the entropy and its application in the study of quantum Carnot engines

Entropy is one of the most basic concepts in thermodynamics and statistical mechanics. The most widely used definition of statistical mechanical entropy for a quantum system is introduced by von Neumann. While in classical systems, the statistical mechanical entropy is defined by Gibbs. The relation between these two definitions of entropy is still not fully explored. In this work, we study this problem by employing the phase-space formulation of quantum mechanics. For those quantum states having well-defined classical counterparts, we study the quantum-classical correspondence and quantum corrections of the entropy. We expand the von Neumann entropy in powers of ${\hbar}$ by using the phase-space formulation, and the zeroth order term reproduces the Gibbs entropy. We also obtain the explicit expression of the quantum corrections of the entropy. Moreover, we find that for the thermodynamic equilibrium state, all terms odd in ${\hbar}$ are exactly zero. As an application, we derive quantum corrections for the net work extraction during a quantum Carnot cycle. Our results bring important insights to the understanding of quantum entropy and may have potential applications in the study of quantum heat engines.

quant-ph↗

arXiv2019

Path integral approach to the calculation of the characteristic function of work

Work statistics characterizes important features of a non-equilibrium thermodynamic process. But the calculation of the work statistics in an arbitrary non-equilibrium process is usually a cumbersome task. In this work, we study the work statistics in quantum systems by employing Feynman's path-integral approach. We derive the analytical work distributions of two prototype quantum systems. The results are proved to be equivalent to the results obtained based on Schrödinger's formalism. We also calculate the work distributions in their classical counterparts by employing the path-integral approach. Our study demonstrates the effectiveness of the path-integral approach to the calculation of work statistics in both quantum and classical thermodynamics, and brings important insights to the understanding of the trajectory work in quantum systems.

cond-mat.stat-mech↗

arXiv2019

Quantum-classical correspondence of work distributions for initial states with quantum coherence

The standard definition of quantum fluctuating work is based on the two-projective energy measurement, which however does not apply to systems with initial quantum coherence because the first projective energy measurement destroys the initial coherence, and affects the subsequent evolution of the system. To address this issue, several alternative definitions, such as those based on the full counting statistics and the Margenau-Hill distribution, have been proposed recently. These definitions seem ad hoc because justifications for them are still lacking. In the current study, by utilizing the quantum Feynman-Kac formula and the phase space formulation of quantum mechanics, we prove that the leading order of work distributions is equal to the classical work distribution. Thus we prove the validity of the quantum-classical correspondence of work distributions for initial states with quantum coherence, and provide some justification for those definitions of work. We use an exactly solvable model of the linearly dragged harmonic oscillator to demonstrate our main results.

quant-ph↗

arXiv2019

Quantum work distributions associated with the dynamical Casimir effect

We study the joint probability distribution function of the work and the change of photon number of the nonequilibrium process of driving the electromagnetic (EM) field in a three-dimensional cavity with an oscillating boundary. The system is initially prepared in a grand canonical equilibrium state and we obtain the analytical expressions of the characteristic functions of work distributions in the single-resonance and multiple-resonance conditions. Our study demonstrates the validity of the fluctuation theorems of the grand canonical ensemble in nonequilibrium processes with particle creation and annihilation. In addition, our work illustrates that in the high temperature limit, the work done on the quantized EM field approaches its classical counterpart; while in the low temperature limit, similar to Casimir effect, it differs significantly from its classical counterpart.

quant-ph↗

arXiv2018

Quantifying the validity and breakdown of the overdamped approximation in stochastic thermodynamics: Theory and experiment

Stochastic thermodynamics provides an important framework to explore small physical systems where thermal fluctuations are inevitable. In the studies of stochastic thermodynamics, some thermodynamic quantities, such as the trajectory work, associated with the complete Langevin equation (the Kramers equation) are often assumed to converge to those associated with the overdamped Langevin equation (the Smoluchowski equation) in the overdamped limit under the overdamped approximation. Nevertheless, a rigorous mathematical proof of the convergence of the work distributions to our knowledge has not been reported so far. Here we study the convergence of the work distributions explicitly. In the overdamped limit, we rigorously prove the convergence of the extended Fokker-Planck equations including work using a multiple timescale expansion approach. By taking the linearly dragged harmonic oscillator as an exactly solvable example, we analytically calculate the work distribution associated with the Kramers equation, and verify its convergence to that associated with the Smoluchowski equation in the overdamped limit. We quantify the accuracy of the overdamped approximation as a function of the damping coefficient. In addition, we experimentally demonstrate that the data of the work distribution of a levitated silica nanosphere agrees with the overdamped approximation in the overdamped limit, but deviates from the overdamped approximation in the low-damping case. Our work fills a gap between the stochastic thermodynamics based on the complete Langevin equation (the Kramers equation) and the overdamped Langevin equation (the Smoluchowski equation), and deepens our understanding of the overdamped approximation in stochastic thermodynamics.

cond-mat.stat-mech↗

arXiv2018

Experimental test of the differential fluctuation theorem and a generalized Jarzynski equality for arbitrary initial states

Nonequilibrium processes of small systems such as molecular machines are ubiquitous in biology, chemistry and physics, but are often challenging to comprehend. In the past two decades, several exact thermodynamic relations of nonequilibrium processes, collectively known as fluctuation theorems, have been discovered and provided critical insights. These fluctuation theorems are generalizations of the second law, and can be unified by a differential fluctuation theorem. Here we perform the first experimental test of the differential fluctuation theorem, using an optically levitated nanosphere in both underdamped and overdamped regimes, and in both spatial and velocity spaces. We also test several theorems that can be obtained from it directly, including a generalized Jarzynski equality that is valid for arbitrary initial states, and the Hummer-Szabo relation. Our study experimentally verifies these fundamental theorems, and initiates the experimental study of stochastic energetics with the instantaneous velocity measurement.

cond-mat.stat-mech↗

arXiv2017

Experimental realization of Feynman's ratchet

Feynman's ratchet is a microscopic machine in contact with two heat reservoirs, at temperatures $T_A$ and $T_B$, that was proposed by Richard Feynman to illustrate the second law of thermodynamics. In equilibrium ($T_A=T_B$), thermal fluctuations prevent the ratchet from generating directed motion. When the ratchet is maintained away from equilibrium by a temperature difference ($T_A \ne T_B$), it can operate as a heat engine, rectifying thermal fluctuations to perform work. While it has attracted much interest, the operation of Feynman's ratchet as a heat engine has not been realized experimentally, due to technical challenges. In this work, we realize Feynman's ratchet with a colloidal particle in a one dimensional optical trap in contact with two heat reservoirs: one is the surrounding water, while the effect of the other reservoir is generated by a novel feedback mechanism, using the Metropolis algorithm to impose detailed balance. We verify that the system does not produce work when $T_A=T_B$, and that it becomes a microscopic heat engine when $T_A \ne T_B$. We analyze work, heat and entropy production as functions of the temperature difference and external load. Our experimental realization of Feynman's ratchet and the Metropolis algorithm can also be used to study the thermodynamics of feedback control and information processing, the working mechanism of molecular motors, and controllable particle transportation.

cond-mat.stat-mech↗