arXiv subjects

Sandra Hirche

Publications and source records attributed to Sandra Hirche.

At least 19 recordsLinked to original sources

arXiv2026

A Bayesian Framework for Safe Optimal Control of Unknown Systems from Input-Output Data

As control engineering is applied to increasingly complex systems, learning-based control, which uses empirical data to reduce the reliance on first-principles models, has emerged as a promising paradigm. However, such approaches must cope with nonlinear and stochastic dynamics, the absence of state measurements, and scarce data, while ensuring safe operation under constraints, which requires rigorous uncertainty quantification. Whereas existing methods treat these challenges in isolation, this article proposes a Bayesian framework that jointly addresses them. A prior in state-space form is updated from input-output data using particle Markov chain Monte Carlo methods, yielding a representation of joint uncertainty over dynamics and latent states. Building on this representation, a validation procedure is developed that provides probabilistic guarantees for constraint satisfaction under arbitrary causal control laws. For control synthesis, a formulation penalizing the conditional value-at-risk of the constraint function is proposed, together with an adaptive calibration mechanism that adjusts the performance-robustness trade-off to achieve a desired robustness level. The probability of successful certification is characterized theoretically. The framework is extended to a receding-horizon setting, where posterior updates from new measurements allow the controller to progressively reduce uncertainty and improve performance. The approach is demonstrated on the optimal control of a vertical farm.

eess.SY↗

arXiv2026

Risk-averse learning with delayed feedback

In real-world scenarios, risk-averse learning is valuable for mitigating potential adverse outcomes. However, the delayed feedback makes it challenging to assess and manage risk effectively. In this paper, we investigate risk-averse learning using Conditional Value at Risk (CVaR) as risk measure, while incorporating feedback with random but bounded delays. We develop two risk-averse learning algorithms that rely on one-point and two-point zeroth-order optimization approaches, respectively. The dynamic regrets of the algorithms are analyzed in terms of the cumulative delay and the number of total samplings. In the absence of delay, the regret bounds match the established bounds of zeroth-order stochastic gradient methods for risk-averse learning. Furthermore, the two-point risk-averse learning outperforms the one-point algorithm by achieving a smaller regret bound. We provide numerical experiments on a dynamic pricing problem to demonstrate the performance of the algorithms.

cs.LG↗

arXiv2026

Data-Driven Stochastic Optimal Control in Reproducing Kernel Hilbert Spaces

This paper proposes a fully data-driven approach for optimal control of nonlinear control-affine systems represented by a stochastic diffusion. The focus is on the scenario where both the nonlinear dynamics and stage cost functions are unknown, while only a control penalty function and constraints are provided. To this end, we embed state probability densities into a reproducing kernel Hilbert space (RKHS) to leverage recent advances in operator regression, thereby identifying Markov transition operators associated with controlled diffusion processes. This operator learning approach integrates naturally with convex operator-theoretic Hamilton-Jacobi-Bellman recursions that scale linearly with state dimensionality, effectively solving a wide range of nonlinear optimal control problems. Numerical results demonstrate its ability to address diverse nonlinear control tasks, including the depth regulation of an autonomous underwater vehicle.

math.OC↗

arXiv2026

Infinitesimal Operator World Models: Finite-Sample Guarantees for Offline Reinforcement Learning

Continuous-time stochastic processes underlie many natural and engineered systems. In healthcare, autonomous driving, and industrial control, direct interaction with the environment is often unsafe or impractical, motivating offline reinforcement learning from historical data. However, there is limited statistical understanding of the approximation errors inherent in learning policies from offline datasets. We address this by linking reinforcement learning to the Hamilton-Jacobi-Bellman equation and proposing an operator-theoretic algorithm based on a simple dynamic programming recursion. Specifically, we represent our world model in terms of the infinitesimal generator of controlled diffusion processes learned in a reproducing kernel Hilbert space. By integrating statistical learning methods and operator theory, we establish global convergence of the value function under sufficiently small generator-approximation error and derive explicit finite-sample guarantees with bounds tied directly to system properties such as smoothness and stability. Our theoretical and proof-of-concept results indicate that operator-based approaches may hold promise for solving offline reinforcement learning using continuous-time optimal control.

stat.ML↗

arXiv2026

UniConFlow: A Unified Constrained Flow-Matching Framework for Certified Motion Planning

Generative models have become increasingly powerful tools for robot motion generation, enabling flexible and multimodal trajectory generation across various tasks. Yet, most existing approaches remain limited in handling multiple types of constraints, such as collision avoidance, actuation limits, and dynamic consistency, which are typically addressed individually or heuristically. In this work, we propose UniConFlow, a unified constrained flow matching-based framework for trajectory generation that systematically incorporates both equality and inequality constraints. Moreover, UniConFlow introduces a novel prescribed-time zeroing function that shapes a time-varying guidance field during inference, allowing the generation process to adapt to varying system models and task requirements. Furthermore, to further address the computational challenges of long-horizon and high-dimensional trajectory generation, we propose two practical strategies for the terminal constraint enforcement and inference process: a violation-segment extraction protocol that precisely localizes and refines only the constraint-violating portions of trajectories, and a trajectory compression method that accelerates optimization in a reduced-dimensional space while preserving high-fidelity reconstruction after decoding. Empirical validation across three experiments, including a double inverted pendulum, a real-to-sim car racing task, and a sim-to-real manipulation task, demonstrates that UniConFlow outperforms state-of-the-art generative planners and conventional optimization baselines, achieving superior performance on certified motion planning metrics such as safety, kinodynamic consistency, and action feasibility. Project page is available at: https://uniconflow.github.io.

cs.RO↗

arXiv2026

HumanHalo: Safe and Efficient 3D Navigation Among Humans via Minimally Conservative MPC

Safe and efficient robotic navigation among humans is essential for integrating robots into everyday environments. Most existing approaches focus on simplified 2D crowd navigation and fail to account for the full complexity of human body dynamics beyond root motion. We present HumanHalo, an MPC framework for 3D MAV navigation among humans that combines theoretical safety guarantees with data-driven models for realistic human motion forecasting. Our approach introduces a novel reachability-based safety formulation that constrains only the initial control input for safety while modeling its effects over the entire planning horizon, enabling safe yet efficient navigation. We validate HumanHalo in both simulated experiments using real human trajectories and in the real world, demonstrating its effectiveness across tasks ranging from goal-directed navigation to visual servoing for human tracking. While we apply our method to MAV in this work, it is generic and can be adapted to other platforms. Our results show that the method preserves safety without excessive conservatism, even under imperfect human prediction and in constrained workspaces, while remaining efficient enough for real-time onboard execution.

cs.RO↗

arXiv2026

Task-Oriented Active Learning of Residual Dynamics for Model Predictive Path Integral Control

Online residual learning can reduce model mismatch in predictive control, but passive data collection may fail to adequately cover states that become important later in the task. Task-agnostic active learning targets uncertain or informative regions, but information acquired in such regions does not necessarily improve task performance. This paper introduces Task-Oriented Information Acquisition (ToIA), an active-learning criterion for model predictive path integral control (MPPI) with online Gaussian process (GP) residual learning. For each sampled control sequence, ToIA estimates how much an observation obtained early in the rollout would reduce predictive uncertainty at later states on the same rollout, and weights this reduction by the rollout's relevance to the task. The score is evaluated over the existing MPPI rollout batch without sampling future observations or re-optimizing control under hypothetical posterior updates. In simulated off-road navigation across held-out maps with heterogeneous terrain, ToIA improved the goal-reaching success rate over passive GP learning by 19.3 and 27.4 percentage points and outperformed task-agnostic active-learning baselines across dense and sparse online-learning intervals. An ablation study indicates that task relevance is particularly important under sparse model updates. The implementation supports online control at 20 Hz on an NVIDIA RTX 2080 Ti.

cs.RO↗

arXiv2026

Demystifying Linear Operator Learning for Control Systems

This paper proposes a structured approach to learning linear operators for control systems from data. We address both structural and learning-theoretic aspects of the problem. To derive structural assumptions, we propose using the well-established framework of (semi)groups for evolution equations, as operators in control systems are of the same type. Further, we propose analyzing learning algorithms through the lens of the inverse problems framework. This reveals how a learned model depends on the data via error decompositions, convergence guarantees, and optimal regularization -- enabling us to compare existing methods and derive provably advantageous algorithms. In order to obtain these results, we restrict our scope to bounded operators on Hilbert spaces. Although this may appear restrictive, existing approaches often make this assumption implicitly to obtain matrix-like representations. We demonstrate the power of using these frameworks by deriving a convergent estimator for time-varying systems.

eess.SY↗

arXiv2026

Asynchronous Cooperative Online Learning for Multi-Robot Control under Computational Delays

Ensuring the safe operation of multi-agent systems (MASs) under uncertain environments is crucial for cooperative robotic, where external disturbances and inaccurate dynamic models can significantly compromise performance and reliability. To address this challenge, calibrated machine learning models, particularly Gaussian process (GP) regression, are extensively employed due to their interpretable performance quantification. As the interconnected communication of MASs facilitates cooperative learning, agents are able to enhance learning performance by exchanging local GP inferences with their neighbors and aggregating the received information via distributed GP strategies. However, variations in computational power and prediction tasks among agents inevitably lead to heterogeneous computational delays and differences in query points, which are often overlooked in existing aggregation methods. To overcome these limitations, this work proposes an asynchronous cooperative learning strategy that explicitly accounts for prediction accuracy, query point variations and delay effects. Additionally, a distributed control law based on an adjoint MAS is developed to ensure the desired control performance. Simulations on unmanned surface vehicles validate the effectiveness of the proposed approach, demonstrating substantial improvements in both learning and control performance compared to the state-of-the-art approaches.

cs.LG↗

arXiv2026

Event-triggered Control and Online Learning for Networked Systems under Computational Delays

Online learning-based control is a promising approach to control uncertain systems, where unknown components are identified during operation to improve control performance. However, resource-intensive online learning algorithms introduce non-negligible computational delays, especially when executed on systems with limited local computational resources. To mitigate this, an in-network online learning-based control structure is employed by deploying the learning-based controller on a remote computation node and connecting it via a communication channel. In this paper, control performance guarantee is first established by deriving tracking error bound for the in-network control architecture, while accounting for computational delays. The derived tracking error bound allows for diverse communication and computation strategies under a specific condition, including time-/event-triggered mechanisms. Additionally, the trade-off between communication and computation performances is shown for a given desired control performance. Furthermore, to enhance the efficiency in both communication and computation, an efficient control framework with an asynchronous event-triggered mechanism in both control and online learning is devised under the existence of computational delay. The proposed event-triggered strategy is proven to achieve the same control performance as time-triggered scenario while excluding Zeno behavior. Finally, we derive an explicit expression of the proposed event-trigger condition for exponentially stabilizable systems, and demonstrate its effectiveness through simulations.

cs.LG↗

arXiv2026

Nonparametric Control Koopman Operators

This paper presents a novel Koopman composition operator representation framework for control systems in reproducing kernel Hilbert spaces (RKHSs) that is free of explicit dictionary or input parametrizations. By establishing fundamental equivalences between different model representations, we are able to close the gap of control system operator learning and infinite-dimensional regression, enabling various empirical estimators and the connection to the well-understood learning theory in RKHSs under one unified framework. Consequently, our proposed framework allows for arbitrarily accurate finite-rank approximations in infinite-dimensional spaces and leads to finite-dimensional predictors without a priori restrictions to a finite span of functions or inputs. To enable applications to high-dimensional control systems, we improve the scalability of our proposed control Koopman operator estimates by utilizing sketching techniques. Numerical experiments demonstrate superior prediction accuracy compared to bilinear EDMD, especially in high dimensions. Finally, we show that our learned models are readily interfaced with linear-parameter-varying techniques for model predictive control.

eess.SY↗

arXiv2026

Where to Put Safety? Control Barrier Function Placement in Networked Control Systems

Control barrier functions (CBFs) are widely used to enforce safety in autonomous systems, yet their placement within networked control architectures remains largely unexplored. In this work, we investigate where to enforce safety in a networked control system in which a remote model predictive controller (MPC) communicates with the plant over a delayed network. We compare two safety strategies: i) a local myopic CBF filter applied at the plant and ii) predictive CBF constraints embedded in the remote MPC. For both architectures, we derive state-dependent disturbance tolerance bounds and show that safety placement induces a fundamental trade-off: local CBFs provide higher disturbance tolerance due to access to fresh state measurements, whereas MPC-CBF enables improved performance through anticipatory behavior, but yields stricter admissible disturbance levels. Motivated by this insight, we propose a combined architecture that integrates predictive and local safety mechanisms. The theoretical findings are illustrated in simulations on a planar three-degree-of-freedom robot performing a collision-avoidance task.

eess.SY↗

arXiv2026

SAD-Flower: Flow Matching for Safe, Admissible, and Dynamically Consistent Planning

Flow matching (FM) has shown promising results in data-driven planning. However, it inherently lacks formal guarantees for ensuring state and action constraints, whose satisfaction is a fundamental and crucial requirement for the safety and admissibility of planned trajectories on various systems. Moreover, existing FM planners do not ensure the dynamical consistency, which potentially renders trajectories inexecutable. We address these shortcomings by proposing SAD-Flower, a novel framework for generating Safe, Admissible, and Dynamically consistent trajectories. Our approach relies on an augmentation of the flow with a virtual control input. Thereby, principled guidance can be derived using techniques from nonlinear control theory, providing formal guarantees for state constraints, action constraints, and dynamic consistency. Crucially, SAD-Flower operates without retraining, enabling test-time satisfaction of unseen constraints. Through extensive experiments across several tasks, we demonstrate that SAD-Flower outperforms various generative-model-based baselines in ensuring constraint satisfaction.

cs.LG↗

arXiv2026

Learning Dynamics from Infrequent Output Measurements for Uncertainty-Aware Optimal Control

Reliable optimal control is challenging when the dynamics of a nonlinear system are unknown and only infrequent, noisy output measurements are available. This work addresses this setting of limited sensing by formulating a Bayesian prior over the continuous-time dynamics and latent state trajectory in state-space form and updating it through a targeted Metropolis-Hastings sampler equipped with a numerical ODE integrator. The resulting posterior samples are used to formulate a scenario-based optimal control problem that accounts for the uncertainty in the dynamics and latent state and is solved using standard nonlinear programming methods. The approach is validated in a numerical case study on glucose regulation using a Type 1 diabetes model.

eess.SY↗

arXiv2026

Optimal Delay Compensation in Networked Predictive Control

Networked Predictive Control is widely used to mitigate the effect of delays and dropouts in Networked Control Systems, particularly when these exceed the sampling time. A key design choice of these methods is the delay bound, which determines the prediction horizon and the robustness to information loss. This work develops a systematic method to select the optimal bound by quantifying the trade-off between prediction errors and open-loop operation caused by communication losses. Simulation studies demonstrate the performance gains achieved with the optimal bound.

eess.SY↗

arXiv2026

On the Existence of Quadratic Control Lyapunov Functions for Koopman-Operator based Bilinear Systems

Koopman operator-based methods enable data-driven bilinear representations of unknown nonlinear control systems. Accurate representations often demand significantly higher dimensions than the original system, making control design challenging. Control Lyapunov Functions (CLFs) are widely used for controller synthesis, with quadratic CLF candidates being the most common due to their simplicity. Yet, we show that this class is highly restrictive, especially when the state dimension is large: under mild conditions, their existence implies stabilizability of the bilinear system by a constant input -- that is, the control remains fixed over time. We establish this result by formulating a quadratically constrained quadratic program (QCQP) that exactly characterizes valid CLFs. Since QCQPs are NP-hard, we propose a convex semidefinite relaxation that offers a sufficient validity condition. For single-input systems, we prove that a quadratic CLF requires constant control stabilizability, and empirically demonstrate that this extends to high-dimensional multi-input systems in many cases.

eess.SY↗

arXiv2026

Interactive Force-Impedance Control

Human collaboration with robots requires flexible role adaptation, enabling the robot to switch between an active leader and a passive follower. Effective role switching depends on accurately estimating human intentions, which is typically achieved through external force analysis, nominal robot dynamics, or data-driven approaches. However, these methods are primarily effective in contact-sparse environments. When robots under hybrid or unified force-impedance control physically interact with active humans or non-passive environments, the robotic system may lose passivity and thus compromise safety. To address this challenge, this paper proposes a unified Interactive Force-Impedance Control (IFIC) framework that adapts to interaction power flow, ensuring safe and effortless interaction in contact-rich environments. The proposed control architecture is formulated within a port-Hamiltonian framework, incorporating both interaction and task control ports, thereby guaranteeing autonomous system passivity. Experiments in both rigid and soft contact scenarios demonstrate that IFIC ensures stable collaboration under active human interaction, reduces contact impact forces and interaction force oscillations.

cs.RO↗

arXiv2026

Barrier Certificates for Unknown Systems with Latent States and Polynomial Dynamics using Bayesian Inference

Certifying safety in dynamical systems is crucial, but barrier certificates - widely used to verify that system trajectories remain within a safe region - typically require explicit system models. When dynamics are unknown, data-driven methods can be used instead, yet obtaining a valid certificate requires rigorous uncertainty quantification. For this purpose, existing methods usually rely on full-state measurements, limiting their applicability. This paper proposes a novel approach for synthesizing barrier certificates for unknown systems with latent states and polynomial dynamics. A Bayesian framework is employed, where a prior in state-space representation is updated using output data via a targeted marginal Metropolis-Hastings sampler. The resulting samples are used to construct a barrier certificate through a sum-of-squares program. Probabilistic guarantees for its validity with respect to the true, unknown system are obtained by testing on an additional set of posterior samples. The approach and its probabilistic guarantees are illustrated through a numerical simulation.

eess.SY↗