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Shui Yu

Publications and source records attributed to Shui Yu.

At least 19 recordsLinked to original sources

BioZKFHE: Scalable Encrypted Biometric Identification via Verifiable Homomorphic Similarity Evaluation

Large-scale biometric identification in outsourced settings requires two properties simultaneously: biometric templates and queries must remain protected during computation, and the encrypted similarity outputs produced by an untrusted compute node must be verifiably correct before any application result is released. Existing FHE-based biometric systems primarily address confidentiality, while practical verifiability introduces two bottlenecks in the underlying encrypted 1:N matching layer: rotation- and bandwidth-heavy similarity evaluation and the high cost of proving repeated homomorphic similarity traces. We present BioZKFHE, a framework for scalable encrypted biometric identification via verifiable homomorphic similarity evaluation that combines BGV homomorphic computation with committee-mediated proof opening/decryption and smart-contract verification of opened proof batches. To reduce encrypted storage and avoid rotation-heavy encrypted 1:N matching, we propose Single-Coefficient Multi-Value (SCMV) packing, which binds multiple quantized embedding values into each plaintext entry through base-T expansion. To make proof generation practical, we propose Parallelizable and Verifiable Similarity Computation (PVSC), which exploits the Double-CRT execution structure of BGV to decompose each blockwise similarity trace into parallel proof instances that are opened and checked before result release. Under standard lattice assumptions and explicit committee/verifier assumptions, we analyze recoverability, noise growth, confidentiality, encrypted-output integrity, and finalized-result integrity. Experiments on FaceNet and MobileFaceNet show near-lossless biometric utility, up to 67 percent encrypted-storage reduction, and about 22 to 44 seconds end-to-end proof-verified runtime for 10k to 40k templates.

cs.CR

Steering Beyond the Support: Adversarial Training on Unsupervised Jailbroken Activation Simulation

Jailbreak prompts can trigger harmful completions on aligned LLMs, In accordance, safety steering has been proposed: test-time activation interventions that steer jailbreak activations to trigger refusal while preserving benign utility. However, existing steering methods are fundamentally supervised and tied to a static, limited training set, whereas real jailbreaks evolve and are often out-of-distributed from the training set, leading to failures on unseen attacks. In this paper, we tackle the failure on unseen jailbreaks problem, base on unsupervised latent direction discovery. We propose a bi-level adversarial training framework for zero-shot jailbreak defense. In the inner step, we simulate diverse jail-broken activations by extrapolating from refusal-state harmful-request activations via unsupervised latent direction discovery, which expands the coverage of real jailbreak activation subspaces. In the outer step, we train a potential-induced steering field to push these adversarial jailbroken states into refusal regions while keeping benign unchanged. Across three LLMs and six classical jailbreak families, our method achieves strong defense with attack success rates mostly below 5%, and rising subspace coverage throughout training helps explain the improved generalization.

cs.CR

Ellipsoid Control: A White-list Jailbreak Defense via Benign Latent Modeling

Representation engineering (RepE) defenses have shown strong robustness against jailbreak attacks on large language models (LLMs). However, these methods fundamentally rely on black-list supervision: they learn jailbreak-to-refusal activation transformations from harmful or jailbreak data that are inherently incomplete and continuously evolving. Hence, the performance of RepE-based defenses becomes tightly coupled to the quality and coverage of collected harmful samples, leaving models vulnerable to unseen attacks. This reliance also obscures the distinction between defenses that fit known harmful distributions and defenses that protect a benign latent region without estimating the harmful distribution. We adopt the opposite, the white-list perspective, by leveraging the accessibility and abundance of benign data. The goal is to elicit refusal on arbitrary inputs while ensuring that harmless inputs are not falsely rejected. This shifts the core research question to: How can we design a robust benign-latent preservation mechanism such that the benign latent distribution remains intact while refusal is elicited? To answer this, we propose Ellipsoid Control, a test-time defense. It performs projected gradient descent that can elicit refusal on arbitrary inputs, aiming to improve defense effectiveness. At the same time, an anisotropic benign-geometry ellipsoid is fitted from abundant benign data to constrain the update to minimize distortion of the benign latent geometry. This tight constraint helps preserve model utility. Across multiple LLMs, jailbreak attacks, benign tasks, and safety-boundary evaluations, Ellipsoid Control consistently enhances safety while better preserving utility, demonstrating the effectiveness of the white-list approach for jailbreak defense

cs.CR

Approximate Machine Unlearning through Manifold Representation Forgetting Guided by Self Mode Connectivity

Machine unlearning is a fundamental mechanism that enforces the right to be forgotten. Existing unlearning studies that rely on label manipulation or task-gradient reversal often deliver limited unlearning effectiveness. Moreover, they can undermine the original learning objective and typically do not guarantee equivalence to standard unlearning by retraining. In this paper, we propose \textbf{ManiF-SMC} (\textbf{Mani}fold \textbf{F}orgetting with \textbf{S}elf \textbf{M}ode \textbf{C}onnectivity), motivated by the observation that a model retrained on the remaining data tends to classify erased samples by their semantic similarity to the retained data. We begin with systematically recasting the approximate unlearning as pushing each erased sample away from its original learned manifold representation centroid toward its nearest semantic neighbors in the retained data. This reformulation aligns unlearning with retraining behavior and operates purely in representation space, reducing reliance on labels and task-specific gradients. To tackle the manifold representation-based unlearning problem, ManiF-SMC encapsulates the unlearning and representation preservation goals in a margin-based triplet loss. Because finding a suitable margin for unlearning is challenging, we propose a self-mode-connectivity module that rapidly reconstructs the local manifold to guide the adaptive margins generation for each unlearning case. Extensive experiments on four representative datasets show that ManiF-SMC achieves unlearning effectiveness comparable to state-of-the-art approximate methods while operating solely within the model's representation space.

cs.LG

From Human Interfaces to Agent Interfaces: Rethinking Software Design in the Age of AI-Native Systems

Software systems have traditionally been designed for human interaction, emphasizing graphical user interfaces, usability, and cognitive alignment with end users. However, recent advances in large language model (LLM)-based agents are changing the primary consumers of software systems. Increasingly, software is no longer only used by humans, but also invoked autonomously by AI agents through structured interfaces. In this paper, we argue that software engineering is undergoing a paradigm shift from human-oriented interfaces to agent-oriented invocation systems. We formalize the notion of agent interfaces, introduce invocable capabilities as the fundamental building blocks of AI-oriented software, and outline design principles for such systems, including machine interpretability, composability, and invocation reliability. We then discuss architectural and organizational implications of this shift, highlighting a transition from monolithic applications to capability-based systems that can be dynamically composed by AI agents. The paper aims to provide a conceptual foundation for the emerging paradigm of AI-native software design.

cs.SE

ZK-AMS: Credibly Anonymous Admission for Web 3.0 Platforms via Recursive Proof Aggregation

Web 3.0 platforms need an onboarding mechanism that can admit real users at scale without forcing them to reveal identity documents or pay one on-chain verification cost per user. Existing approaches typically rely on KYC-style disclosure, per-request on-chain verification, or trusted batching, making onboarding cost and latency difficult to predict under bursty demand. We present \textbf{ZK-AMS}, a credibly anonymous admission infrastructure that maps Personhood Credentials to anonymous on-chain Soul Accounts. Rather than introducing a new primitive, ZK-AMS composes zero-knowledge credential validation, permissionless batch submission, recursive proof aggregation, and anonymous post-admission account provisioning into one end-to-end workflow. Its key design feature is a confidential batching pipeline in which admission instances of a common relation are folded off-chain under multi-key homomorphic encryption, allowing an untrusted batch submitter to coordinate aggregation without direct access to individual user witnesses during batching; the confidentiality scope is characterized explicitly in the security analysis. The resulting batch is settled on-chain with constant verification cost per batch rather than per admitted user. We implement ZK-AMS on an Ethereum testbed and evaluate admission throughput, end-to-end latency, gas consumption, and parameter trade-offs. Results show stable batch-verification gas across evaluated batch sizes, substantially lower amortized on-chain cost than the non-recursive baseline, and practical cost-latency trade-offs for high-concurrency onboarding in Web 3.0 platforms.

cs.NI

EVE: Efficient Verification of Data Erasure through Customized Perturbation in Approximate Unlearning

Verifying whether the machine unlearning process has been properly executed is critical but remains underexplored. Some existing approaches propose unlearning verification methods based on backdooring techniques. However, these methods typically require participation in the model's initial training phase to backdoor the model for later verification, which is inefficient and impractical. In this paper, we propose an efficient verification of erasure method (EVE) for verifying machine unlearning without requiring involvement in the model's initial training process. The core idea is to perturb the unlearning data to ensure the model prediction of the specified samples will change before and after unlearning with perturbed data. The unlearning users can leverage the observation of the changes as a verification signal. Specifically, the perturbations are designed with two key objectives: ensuring the unlearning effect and altering the unlearned model's prediction of target samples. We formalize the perturbation generation as an adversarial optimization problem, solving it by aligning the unlearning gradient with the gradient of boundary change for target samples. We conducted extensive experiments, and the results show that EVE can verify machine unlearning without involving the model's initial training process, unlike backdoor-based methods. Moreover, EVE significantly outperforms state-of-the-art unlearning verification methods, offering significant speedup in efficiency while enhancing verification accuracy. The source code of EVE is released at \uline{https://anonymous.4open.science/r/EVE-C143}, providing a novel tool for verification of machine unlearning.

cs.LG

GeoIB: Geometry-Aware Information Bottleneck via Statistical-Manifold Compression

Information Bottleneck (IB) is widely used, but in deep learning, it is usually implemented through tractable surrogates, such as variational bounds or neural mutual information (MI) estimators, rather than directly controlling the MI I(X;Z) itself. The looseness and estimator-dependent bias can make IB "compression" only indirectly controlled and optimization fragile. We revisit the IB problem through the lens of information geometry and propose a \textbf{Geo}metric \textbf{I}nformation \textbf{B}ottleneck (\textbf{GeoIB}) that dispenses with mutual information (MI) estimation. We show that I(X;Z) and I(Z;Y) admit exact projection forms as minimal Kullback-Leibler (KL) distances from the joint distributions to their respective independence manifolds. Guided by this view, GeoIB controls information compression with two complementary terms: (i) a distribution-level Fisher-Rao (FR) discrepancy, which matches KL to second order and is reparameterization-invariant; and (ii) a geometry-level Jacobian-Frobenius (JF) term that provides a local capacity-type upper bound on I(Z;X) by penalizing pullback volume expansion of the encoder. We further derive a natural-gradient optimizer consistent with the FR metric and prove that the standard additive natural-gradient step is first-order equivalent to the geodesic update. We conducted extensive experiments and observed that the GeoIB achieves a better trade-off between prediction accuracy and compression ratio in the information plane than the mainstream IB baselines on popular datasets. GeoIB improves invariance and optimization stability by unifying distributional and geometric regularization under a single bottleneck multiplier. The source code of GeoIB is released at "https://anonymous.4open.science/r/G-IB-0569".

cs.LG

Towards Fair Large Language Model-based Recommender Systems without Costly Retraining

Large Language Models (LLMs) have revolutionized Recommender Systems (RS) through advanced generative user modeling. However, LLM-based RS (LLM-RS) often inadvertently perpetuates bias present in the training data, leading to severe fairness issues. Addressing these fairness problems in LLM-RS faces two significant challenges. 1) Existing debiasing methods, designed for specific bias types, lack the generality to handle diverse or emerging biases in real-world applications. 2) Debiasing methods relying on retraining are computationally infeasible given the massive parameter scale of LLMs. To overcome these challenges, we propose FUDLR (Fast Unified Debiasing for LLM-RS). The core idea is to reformulate the debiasing problem as an efficient machine unlearning task with two stages. First, FUDLR identifies bias-inducing samples to unlearn through a novel bias-agnostic mask, optimized to balance fairness improvement with accuracy preservation. Its bias-agnostic design allows adaptability to various or co-existing biases simply by incorporating different fairness metrics. Second, FUDLR performs efficient debiasing by estimating and removing the influence of identified samples on model parameters. Extensive experiments demonstrate that FUDLR effectively and efficiently improves fairness while preserving recommendation accuracy, offering a practical path toward socially responsible LLM-RS. The code and data are available at https://github.com/JinLi-i/FUDLR.

cs.IR

BlindU: Blind Machine Unlearning without Revealing Erasing Data

Machine unlearning enables data holders to remove the contribution of their specified samples from trained models to protect their privacy. However, it is paradoxical that most unlearning methods require the unlearning requesters to firstly upload their data to the server as a prerequisite for unlearning. These methods are infeasible in many privacy-preserving scenarios where servers are prohibited from accessing users' data, such as federated learning (FL). In this paper, we explore how to implement unlearning under the condition of not uncovering the erasing data to the server. We propose \textbf{Blind Unlearning (BlindU)}, which carries out unlearning using compressed representations instead of original inputs. BlindU only involves the server and the unlearning user: the user locally generates privacy-preserving representations, and the server performs unlearning solely on these representations and their labels. For the FL model training, we employ the information bottleneck (IB) mechanism. The encoder of the IB-based FL model learns representations that distort maximum task-irrelevant information from inputs, allowing FL users to generate compressed representations locally. For effective unlearning using compressed representation, BlindU integrates two dedicated unlearning modules tailored explicitly for IB-based models and uses a multiple gradient descent algorithm to balance forgetting and utility retaining. While IB compression already provides protection for task-irrelevant information of inputs, to further enhance the privacy protection, we introduce a noise-free differential privacy (DP) masking method to deal with the raw erasing data before compressing. Theoretical analysis and extensive experimental results illustrate the superiority of BlindU in privacy protection and unlearning effectiveness compared with the best existing privacy-preserving unlearning benchmarks.

cs.CR

Privacy-Preserving Semantic Communication over Wiretap Channels with Learnable Differential Privacy

While semantic communication (SemCom) improves transmission efficiency by focusing on task-relevant information, it also raises critical privacy concerns. Many existing secure SemCom approaches rely on restrictive or impractical assumptions, such as favorable channel conditions for the legitimate user or prior knowledge of the eavesdropper's model. To address these limitations, this paper proposes a novel secure SemCom framework for image transmission over wiretap channels, leveraging differential privacy (DP) to provide approximate privacy guarantees. Specifically, our approach first extracts disentangled semantic representations from source images using generative adversarial network (GAN) inversion method, and then selectively perturbs private semantic representations with approximate DP noise. Distinct from conventional DP-based protection methods, we introduce DP noise with learnable pattern, instead of traditional white Gaussian or Laplace noise, achieved through adversarial training of neural networks (NNs). This design mitigates the inherent non-invertibility of DP while effectively protecting private information. Moreover, it enables explicitly controllable security levels by adjusting the privacy budget according to specific security requirements, which is not achieved in most existing secure SemCom approaches. Experimental results demonstrate that, compared with the previous DP-based method and direct transmission, the proposed method significantly degrades the reconstruction quality for the eavesdropper, while introducing only slight degradation in task performance. Under comparable security levels, our approach achieves an LPIPS advantage of 0.06-0.29 and an FPPSR advantage of 0.10-0.86 for the legitimate user compared with the previous DP-based method.

cs.CR

Diffusion Models for Reinforcement Learning: Foundations, Taxonomy, and Development

Diffusion Models (DMs), as a leading class of generative models, offer key advantages for reinforcement learning (RL), including multi-modal expressiveness, stable training, and trajectory-level planning. This survey delivers a comprehensive and up-to-date synthesis of diffusion-based RL. We first provide an overview of RL, highlighting its challenges, and then introduce the fundamental concepts of DMs, investigating how they are integrated into RL frameworks to address key challenges in this research field. We establish a dual-axis taxonomy that organizes the field along two orthogonal dimensions: a function-oriented taxonomy that clarifies the roles DMs play within the RL pipeline, and a technique-oriented taxonomy that situates implementations across online versus offline learning regimes. We also provide a comprehensive examination of this progression from single-agent to multi-agent domains, thereby forming several frameworks for DM-RL integration and highlighting their practical utility. Furthermore, we outline several categories of successful applications of diffusion-based RL across diverse domains, discuss open research issues of current methodologies, and highlight key directions for future research to advance the field. Finally, we summarize the survey to identify promising future development directions. We are actively maintaining a GitHub repository (https://github.com/ChangfuXu/D4RL-FTD) for papers and other related resources to apply DMs for RL.

cs.LG

SMS: Self-supervised Model Seeding for Verification of Machine Unlearning

Many machine unlearning methods have been proposed recently to uphold users' right to be forgotten. However, offering users verification of their data removal post-unlearning is an important yet under-explored problem. Current verifications typically rely on backdooring, i.e., adding backdoored samples to influence model performance. Nevertheless, the backdoor methods can merely establish a connection between backdoored samples and models but fail to connect the backdoor with genuine samples. Thus, the backdoor removal can only confirm the unlearning of backdoored samples, not users' genuine samples, as genuine samples are independent of backdoored ones. In this paper, we propose a Self-supervised Model Seeding (SMS) scheme to provide unlearning verification for genuine samples. Unlike backdooring, SMS links user-specific seeds (such as users' unique indices), original samples, and models, thereby facilitating the verification of unlearning genuine samples. However, implementing SMS for unlearning verification presents two significant challenges. First, embedding the seeds into the service model while keeping them secret from the server requires a sophisticated approach. We address this by employing a self-supervised model seeding task, which learns the entire sample, including the seeds, into the model's latent space. Second, maintaining the utility of the original service model while ensuring the seeding effect requires a delicate balance. We design a joint-training structure that optimizes both the self-supervised model seeding task and the primary service task simultaneously on the model, thereby maintaining model utility while achieving effective model seeding. The effectiveness of the proposed SMS scheme is evaluated through extensive experiments, which demonstrate that SMS provides effective verification for genuine sample unlearning, addressing existing limitations.

cs.AI

Revealing Multimodal Causality with Large Language Models

Uncovering cause-and-effect mechanisms from data is fundamental to scientific progress. While large language models (LLMs) show promise for enhancing causal discovery (CD) from unstructured data, their application to the increasingly prevalent multimodal setting remains a critical challenge. Even with the advent of multimodal LLMs (MLLMs), their efficacy in multimodal CD is hindered by two primary limitations: (1) difficulty in exploring intra- and inter-modal interactions for comprehensive causal variable identification; and (2) insufficiency to handle structural ambiguities with purely observational data. To address these challenges, we propose MLLM-CD, a novel framework for multimodal causal discovery from unstructured data. It consists of three key components: (1) a novel contrastive factor discovery module to identify genuine multimodal factors based on the interactions explored from contrastive sample pairs; (2) a statistical causal structure discovery module to infer causal relationships among discovered factors; and (3) an iterative multimodal counterfactual reasoning module to refine the discovery outcomes iteratively by incorporating the world knowledge and reasoning capabilities of MLLMs. Extensive experiments on both synthetic and real-world datasets demonstrate the effectiveness of the proposed MLLM-CD in revealing genuine factors and causal relationships among them from multimodal unstructured data.

cs.LG

"X of Information'' Continuum: A Survey on AI-Driven Multi-dimensional Metrics for Next-Generation Networked Systems

The development of next-generation networking systems has inherently shifted from throughput-based paradigms towards intelligent, information-aware designs that emphasize the quality, relevance, and utility of transmitted information, rather than sheer data volume. While classical network metrics, such as latency and packet loss, remain significant, they are insufficient to quantify the nuanced information quality requirements of modern intelligent applications, including autonomous vehicles, digital twins, and metaverse environments. In this survey, we present the first comprehensive study of the ``X of Information'' continuum by introducing a systematic four-dimensional taxonomic framework that structures information metrics along temporal, quality/utility, reliability/robustness, and network/communication dimensions. We uncover the increasing interdependencies among these dimensions, whereby temporal freshness triggers quality evaluation, which in turn helps with reliability appraisal, ultimately enabling effective network delivery. Our analysis reveals that artificial intelligence technologies, such as deep reinforcement learning, multi-agent systems, and neural optimization models, enable adaptive, context-aware optimization of competing information quality objectives. In our extensive study of six critical application domains, covering autonomous transportation, industrial IoT, healthcare digital twins, UAV communications, LLM ecosystems, and metaverse settings, we illustrate the revolutionary promise of multi-dimensional information metrics for meeting diverse operational needs. Our survey identifies prominent implementation challenges, including ...

cs.NI

Automated CAD Modeling Sequence Generation from Text Descriptions via Transformer-Based Large Language Models

Designing complex computer-aided design (CAD) models is often time-consuming due to challenges such as computational inefficiency and the difficulty of generating precise models. We propose a novel language-guided framework for industrial design automation to address these issues, integrating large language models (LLMs) with computer-automated design (CAutoD).Through this framework, CAD models are automatically generated from parameters and appearance descriptions, supporting the automation of design tasks during the detailed CAD design phase. Our approach introduces three key innovations: (1) a semi-automated data annotation pipeline that leverages LLMs and vision-language large models (VLLMs) to generate high-quality parameters and appearance descriptions; (2) a Transformer-based CAD generator (TCADGen) that predicts modeling sequences via dual-channel feature aggregation; (3) an enhanced CAD modeling generation model, called CADLLM, that is designed to refine the generated sequences by incorporating the confidence scores from TCADGen. Experimental results demonstrate that the proposed approach outperforms traditional methods in both accuracy and efficiency, providing a powerful tool for automating industrial workflows and generating complex CAD models from textual prompts. The code is available at https://jianxliao.github.io/cadllm-page/

cs.AI

A Framework to Prevent Biometric Data Leakage in the Immersive Technologies Domain

Doubtlessly, the immersive technologies have potential to ease people's life and uplift economy, however the obvious data privacy risks cannot be ignored. For example, a participant wears a 3D headset device which detects participant's head motion to track the pose of participant's head to match the orientation of camera with participant's eyes positions in the real-world. In a preliminary study, researchers have proved that the voice command features on such headsets could lead to major privacy leakages. By analyzing the facial dynamics captured with the motion sensors, the headsets suffer security vulnerabilities revealing a user's sensitive speech without user's consent. The psychography data (such as voice command features, facial dynamics, etc.) is sensitive data and it should not be leaked out of the device without users consent else it is a privacy breach. To the best of our literature review, the work done in this particular research problem is very limited. Motivated from this, we develop a simple technical framework to mitigate sensitive data (or biometric data) privacy leaks in immersive technology domain. The performance evaluation is conducted in a robust way using six data sets, to show that the proposed solution is effective and feasible to prevent this issue.

cs.CR

Data Sharing, Privacy and Security Considerations in the Energy Sector: A Review from Technical Landscape to Regulatory Specifications

Decarbonization, decentralization and digitalization are the three key elements driving the twin energy transition. The energy system is evolving to a more data driven ecosystem, leading to the need of communication and storage of large amount of data of different resolution from the prosumers and other stakeholders in the energy ecosystem. While the energy system is certainly advancing, this paradigm shift is bringing in new privacy and security issues related to collection, processing and storage of data - not only from the technical dimension, but also from the regulatory perspective. Understanding data privacy and security in the evolving energy system, regarding regulatory compliance, is an immature field of research. Contextualized knowledge of how related issues are regulated is still in its infancy, and the practical and technical basis for the regulatory framework for data privacy and security is not clear. To fill this gap, this paper conducts a comprehensive review of the data-related issues for the energy system by integrating both technical and regulatory dimensions. We start by reviewing open-access data, data communication and data-processing techniques for the energy system, and use it as the basis to connect the analysis of data-related issues from the integrated perspective. We classify the issues into three categories: (i) data-sharing among energy end users and stakeholders (ii) privacy of end users, and (iii) cyber security, and then explore these issues from a regulatory perspective. We analyze the evolution of related regulations, and introduce the relevant regulatory initiatives for the categorized issues in terms of regulatory definitions, concepts, principles, rights and obligations in the context of energy systems. Finally, we provide reflections on the gaps that still exist, and guidelines for regulatory frameworks for a truly participatory energy system.

cs.CR