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Sijia Liu

Publications and source records attributed to Sijia Liu.

At least 19 recordsLinked to original sources
arXiv2026

Test-Time Unlearning via Sparse Autoencoder

Machine unlearning aims to remove specific knowledge from a trained large language model (LLM) without retraining from scratch. Existing methods modify model weights via gradient ascent and its advances. While effective on certain benchmarks, these weight-based approaches exhibit a sharp forget-utility trade-off, where stronger forgetting of target knowledge can degrade model utility, and unlearned knowledge may reappear under post-unlearning fine-tuning or prompt attacks. We propose ARIA (autoencoder-gated inference-time unlearning), a test-time unlearning method that leaves model weights intact and gates access to unwanted knowledge only when generation enters a forget-related state. ARIA uses sparse autoencoder (SAE) latents to train a lightweight linear detector, then applies an interpretable intervention on triggered states with negligible test-time overhead. Empirical evaluations on TOFU, R-TOFU, and WMDP show that ARIA improves the forget-retain trade-off over weight-based baselines across both a thinking model (DeepSeek-R1-Distilled-Qwen-1.5B) and an instruction model (Gemma-3-1B-it), e.g., reducing WMDP-cyber forget-set accuracy significantly while keeping MMLU within 1% of the pre-unlearning model. We further introduce three post-unlearning adversarial attacks targeting weight-space and decoding-space recovery, and find that ARIA remains robust under all three, with forgetting changing by less than 1% under attack. A feature-level case study leveraging the interpretability of ARIA suggests that some retain degradation may reflect response styles underlying the unlearning data rather than leakage of the targeted knowledge itself, highlighting a potential source of bias in unlearning task construction.

cs.LG↗
arXiv2026

When Retain Constraints Conflict: Mitigating Forget-Retain Interference in Tabular Data

Machine unlearning aims to remove the influence of designated training data while preserving model utility, but its behavior on tabular data remains underexplored. This gap is important because tabular prediction is widely used in high-stakes domains and is increasingly adapted to language models through record serialization and schema-aware prompting. We identify a key challenge that distinguishes tabular unlearning from unlearning in free-form text or other modalities: schema-induced forget-retain overlap. In serialized tabular data, records share fixed column-name/value slots, similar attribute ranges, and common output spaces. Consequently, a forget row may have nearby retain rows that rely on the same high-signal attributes, causing retain preservation to oppose the update required for forgetting. Motivated by this failure mode, we propose Conflict-Aware Unlearning (CAU), a schema-aware approach that reduces forget-retain interference by relaxing preservation constraints on retained rows that most conflict with the forget set. Across sample-level and feature-level unlearning on clinical and non-medical tabular tasks, CAU more closely matches a retraining oracle while maintaining predictive utility and retain-region behavior. Our results show that reliable tabular LLM unlearning depends not only on the forgetting objective, but also on how retain constraints are constructed.

cs.LG↗
arXiv2026

Forgetting to Forget: Attention Sink as A Gateway for Backdooring LLM Unlearning

Large language model (LLM) unlearning is a key approach for removing undesired data, knowledge, or behaviors from pretrained models while retaining their general utility. Yet, with the rise of open-weight LLMs, we ask: can the unlearning process itself be backdoored, appearing successful under normal conditions yet reverting to pre-unlearned behavior when a hidden trigger is activated? Drawing inspiration from classical backdoor attacks that embed triggers into training data to enforce specific behaviors, we investigate backdooring unlearning, a setting in which models forget as intended in the clean setting but recover forgotten knowledge when the trigger appears. We show that designing such attacks presents unique challenges, hinging on where triggers are placed and how backdoor training is reinforced. We uncover a strong link between the backdoor efficacy and the attention sink phenomenon (i.e., shallow input tokens consistently attract disproportionate attention). Our analysis reveals that these attention sinks serve as gateways for backdooring unlearning: placing triggers at sink positions and aligning their attention values markedly enhances backdoor persistence. Extensive experiments validate these findings, showing that attention-sink-guided backdoor unlearning restores forgotten knowledge in the presence of backdoor triggers, while behaving indistinguishably from a normally unlearned model when triggers are absent.

cs.LG↗
arXiv2026

The Linear Geometry of Interpretable Tokens: Jailbreaking Attacks and Defenses for Unlearned Diffusion Models

Diffusion models excel at generating high-quality images but can memorize and reproduce harmful concepts when prompted. Although fine-tuning methods have been proposed to unlearn a target concept, they struggle to fully erase it while maintaining generation quality on other concepts, leaving models vulnerable to jailbreak attacks. Existing jailbreak methods demonstrate this vulnerability but offer limited insight into how unlearned models retain harmful concepts, limiting progress on effective defenses. In this work, we show that the erased concept persists as a coherent, interpretable linear subspace of the token embedding space, and that both an attack and a defense follow directly from this structure. We introduce SubAttack, a novel jailbreaking attack that reads out this subspace by learning an orthogonal set of attack token embeddings, each being a linear combination of human-interpretable textual elements, revealing that unlearned models still retain the target concept through related textual components. Furthermore, our attack is also more powerful and transferable across text prompts, initial noises, and unlearned models than prior attacks. Conversely, projecting out the same subspace yields SubDefense, a lightweight plug-and-play defense mechanism that suppresses the residual concept in unlearned models. SubDefense provides stronger robustness than existing defenses while better preserving safe generation quality. Extensive experiments across multiple unlearning methods, concepts, and attack types demonstrate that our approach advances both understanding and mitigation of vulnerabilities in diffusion unlearning.

cs.CV↗
arXiv2026

HarnessRisk: A Lifecycle-Oriented Benchmark for Agent Harness Safety

Large language models are increasingly deployed through agent harnesses that manage tools, extensions, persistent state, permissions, and external actions. Existing safety benchmarks mainly target individual attack mechanisms or a limited subset of operational settings, making it difficult to compare how safety failures emerge across different harness responsibilities. We present HarnessRisk, a lifecycle oriented benchmark that organizes agent harness safety into six operational phases including Harness Configuration, Capability Extension, Runtime Operation, State Persistence, Action Control, and Incident Recovery. HarnessRisk contains 128 sandboxed cases, each pairing a benign user objective with an adversarial instruction embedded in an untrusted workflow artifact. We evaluate each trajectory using Utility, Attack Success Rate, Persistence, and Detection. Across three harnesses, six language models, and 14 model and harness configurations, attack success ranges from 12.6% to 80.9%, while Utility remains between 75.0% and 97.6%. Harness Configuration is the most vulnerable phase across all three harnesses, showing that attacks can succeed by altering security sensitive parameters within otherwise authorized workflows. We also find that explicit risk recognition does not reliably lead to safe action, as some configurations detect risks in more than 90% of runs while retaining substantial attack success. These results highlight the need to evaluate agent safety across multiple harness responsibilities and at the level of the deployed model and harness configuration.

cs.CR↗
arXiv2026

Who Built This Model? Tracing LLM Lineage via Spectral Fingerprints in Weight Space

Open-weight large language models (LLMs) are increasingly developed through complex, multi-stage pipelines, leading to intricate lineage relationships that reflect model origin, ownership, and evolution. Understanding these relationships is important for model provenance, governance, and supply-chain integrity. In this work, we investigate the notion of LLM "biometrics" (analogous to human biometrics) to ask whether LLMs exhibit intrinsic fingerprints in weight space alone, without access to input data, that reveal their origin and lineage. We formulate this as a lineage discrimination problem, distinguishing among independent-origin, same-series, and shared-base models. To characterize these relationships, we propose a unified geometric fingerprinting framework that analyzes weight matrices from two complementary perspectives: (i) spectral energy, captured by singular value distributions to encode global magnitude patterns, and (ii) subspace alignment, quantified via subspace deviations to capture directional geometry. Our analysis uncovers a clear hierarchy of structural similarity in weight space: spectral energy reliably distinguishes independently trained models and different model families, while subspace alignment enables fine-grained discrimination among closely related models, including variations in dataset scale and post-training procedures. Extensive experiments on over 110 diverse open-weight LLM pairs demonstrate that weight-space geometry provides a robust and interpretable signal for model lineage, enabling coarse-grained regime separation and fine-grained discrimination within shared-base models.

cs.AI↗
arXiv2026

LLM Self-Correction with DeCRIM: Decompose, Critique, and Refine for Enhanced Following of Instructions with Multiple Constraints

Instruction following is a key capability for LLMs. However, recent studies have shown that LLMs often struggle with instructions containing multiple constraints (e.g. a request to create a social media post "in a funny tone" with "no hashtag"). Despite this, most evaluations focus solely on synthetic data. To address this, we introduce RealInstruct, the first benchmark designed to evaluate LLMs' ability to follow real-world multi-constrained instructions by leveraging queries real users asked AI assistants. We also investigate model-based evaluation as a cost-effective alternative to human annotation for this task. Our findings reveal that even the proprietary GPT-4 model fails to meet at least one constraint on over 21% of instructions, highlighting the limitations of state-of-the-art models. To address the performance gap between open-source and proprietary models, we propose the Decompose, Critique and Refine (DeCRIM) self-correction pipeline, which enhances LLMs' ability to follow constraints. DeCRIM works by decomposing the original instruction into a list of constraints and using a Critic model to decide when and where the LLM's response needs refinement. Our results show that DeCRIM improves Mistral's performance by 7.3% on RealInstruct and 8.0% on IFEval even with weak feedback. Moreover, we demonstrate that with strong feedback, open-source LLMs with DeCRIM can outperform GPT-4 on both benchmarks.

cs.CL↗
arXiv2026

Stochastic Meta-Unlearning: Bridging Language Backbone and Multimodal Unlearning

Machine unlearning for vision-language models (VLMs) remains underexplored. Unlike language models, VLMs combine a language backbone with visual components, which makes unlearning more complex. There is a surprising phenomenon when moving from single-modality unlearning to VLM unlearning: a target forgotten by the standalone language backbone can still be recovered when image information is given to the full VLM. This shows that text-only feedback is not enough for reliable VLM unlearning. Motivated by this observation, we propose Stochastic Meta-Unlearning (SMU), a bilevel framework that uses VLM-level feedback to learn an unlearning-ready initialization. In the inner loop, SMU applies a few unlearning steps to the language backbone using text data. In the outer loop, SMU recomposes the updated backbone with the frozen VLM and evaluates forgetting and utility at the VLM level. This design makes the unlearning update aware of the final multimodal behavior, while still keeping the update local to the language backbone. Experiments on two VLMs, two multimodal meme datasets, and three baselines show that SMU achieves the best overall forget-retain trade-off. Compared with the strongest baseline for each metric, SMU reduces average Forget accuracy by 10.52 points and improves average Retain and Test accuracy by 20.10 and 17.01 points, respectively. More importantly, SMU also transfers to new forgetting targets and to different meta-test unlearning methods. These results suggest that VLM-level feedback can make language-backbone unlearning more reliable and more transferable for VLMs.

cs.CL↗
arXiv2026

UP: Unbounded Positive Asymmetric Optimization for Breaking the Exploration-Stability Dilemma

Reinforcement learning (RL) has become the standard paradigm for enhancing the complex reasoning capabilities of large language models (LLMs). To achieve sample efficiency, modern RL frameworks rely on importance sampling (IS). However, these algorithms suffer from an exploration-stability dilemma. Pure IS often leads to catastrophic training instability, while standard clipping mechanisms used to mitigate this instability strictly constrain the policy update budget. By formalizing the concept of Probability Capacity (Cap), we reveal that conservative clipping structurally stifles exploration by prematurely truncating the update budget for correct but low-confidence reasoning paths. To break free from these constraints, we propose Unbounded Positive Asymmetric Optimization (UP), a universal and plug-and-play objective. UP theoretically restructures the optimization process by anchoring the policy to its current state via the stop-gradient operator. This asymmetric design unleashes unclipped, stable gradients for positive advantages to maximize exploration, while maintaining standard clipping safeguards for negative advantages to prevent training instability. Furthermore, our formulation readily extends across different optimization granularities, including token-level (GRPO, DAPO) and sequence-level (GSPO) frameworks. Extensive experiments demonstrate that UP enhances exploration capacity and achieves superior reasoning accuracy across diverse RL algorithms (DAPO, GSPO, and GRPO), model architectures (Dense, MoE, and vision-language), and training modalities (language and multimodal), validating UP as a truly universal plug-and-play enhancement for RL-based training.

cs.LG↗
arXiv2026

Context-Aware RL for Agentic and Multimodal LLMs

Large language models (LLMs) often fail when answering requires identifying a small but decisive piece of evidence within a long or complex context, such as a single line in a tool trace or a subtle detail in an image. We propose ContextRL, a context-aware reinforcement learning (RL) method that improves long-horizon reasoning and multimodal performance through an \emph{indirect} auxiliary objective. Instead of supervising only the final answer, ContextRL presents the model with a query, an answer, and two highly similar contexts, and rewards it for selecting the context that supports the query--answer pair, thereby encouraging fine-grained grounding. We construct contrastive context data in two domains: for coding agents, trajectories serve as contexts, yielding 1k pairs built via condition filtering; for multimodal reasoning, images serve as contexts, yielding 7K pairs built via generative editing and similarity search. ContextRL achieves average gains of +2.2% over standard GRPO on 5 long-horizon benchmarks, and +1.8% across 12 diverse visual question answering benchmarks. To disentangle the effect of the proposed objective from that of additional data, we compare against data-augmentation baselines that repurpose the same contrastive contexts as standard query--context--answer examples. These baselines provide little to no improvement, showing that the gains arise from the proposed context-selection objective rather than from the contrastive data alone.

cs.CL↗
arXiv2026

See What I See, Know What I Think: Dense Latent Communication Across Heterogeneous Agents

Multi-agent systems communicate mostly through text, paying a lossy and expensive decode and re-encode cost. KV-cache communication is a promising alternative, yet most prior work is homogeneous, using duplicate copies of the same model, and avoids the central challenge of cross-model latent alignment; existing heterogeneous methods are also restrictive, typically assuming shared input and using transferred caches mainly for steering. We study a more fundamental question: can heterogeneous agents be aligned well enough to perform real "mind reading" and transfer both what one agent sees and how it thinks? Our information-structure analysis reveals a duality: context-aware transfer is driven by sparse reasoning signals, while context-unaware transfer, where the receiver sees no input, requires dense contextual knowledge preservation. Motivated by this, we propose dense alignment for heterogeneous KV-cache communication via a lightweight cross-model cache transformation and two-phase training: reconstruction followed by generation. Across all six directions of {Qwen3-4B, 8B, 14B} and six in-domain and out-of-domain benchmarks, our method outperforms prior heterogeneous baselines, matches or exceeds text communication in context-aware settings at roughly 2 to 3 times lower compute, and remains effective in context-unaware transfer where prior methods collapse.

cs.MA↗
arXiv2026

ReasonRec: A Reasoning-Augmented Multimodal Agent for Unified Recommendation

Recent advances in multimodal recommenders excel at feature fusion but remain opaque and inefficient decision-makers, lacking explicit reasoning and self-awareness of uncertainty. We introduce ReasonRec, a reasoning-augmented multimodal agent structured around a three-stage explicit reasoning pipeline. Specifically, we propose a reasoning-aware visual instruction tuning strategy that systematically transforms diverse recommendation tasks into unified CoT prompts, enabling the VLM to explicitly articulate intermediate decision steps. Additionally, our evidence-horizon curriculum progressively enhances the reasoning complexity to better handle cold-start and long-tail user scenarios, significantly boosting model generalization. Furthermore, the uncertainty-guided delegation mechanism empowers the agent to assess its own confidence, strategically allocating computational resources to optimize both recommendation accuracy and inference efficiency. Comprehensive experiments on four standard recommendation tasks across five real-world datasets demonstrate that ReasonRec achieves over 30% relative improvement in key ranking metrics compared to state-of-the-art multimodal recommenders. Crucially, ReasonRec substantially reduces inference latency by dynamically delegating up to 35% of queries to efficient sub-models without compromising accuracy. Extensive ablation studies further confirm that each proposed reasoning and planning mechanism individually contributes substantially to ReasonRec's overall effectiveness. Collectively, our results illustrate a clear pathway towards interpretable, adaptive, and efficient multimodal recommendation through explicit reasoning and agentic design.

cs.IR↗
arXiv2026

Safety Mirage: How Spurious Correlations Undermine VLM Safety Fine-Tuning and Can Be Mitigated by Machine Unlearning

Recent vision language models (VLMs) have made remarkable strides in generative modeling with multimodal inputs, particularly text and images. However, their susceptibility to generating harmful content when exposed to unsafe queries raises critical safety concerns. While current alignment strategies primarily rely on supervised safety fine-tuning with curated datasets, we identify a fundamental limitation we call the ''safety mirage'', where supervised fine-tuning inadvertently reinforces spurious correlations between superficial textual patterns and safety responses, rather than fostering deep, intrinsic mitigation of harm. We show that these spurious correlations leave fine-tuned VLMs vulnerable even to a simple one-word modification-based attack, where substituting a single word in text queries with a spurious correlation-inducing alternative can effectively bypass safeguards. Additionally, these correlations contribute to the over-prudence, causing fine-tuned VLMs to refuse benign queries unnecessarily. To address these issues, we show machine unlearning (MU) as a powerful alternative to supervised safety fine-tuning, as it avoids biased feature-label mappings and directly removes harmful knowledge from VLMs while preserving their general capabilities. Extensive evaluations across safety benchmarks show that under MU-based alignment reduces the attack success rate by up to 60.27% and cuts unnecessary rejections by over 84.20%. WARNING: There exist AI generations that may be offensive in nature.

cs.AI↗
arXiv2026

Unlearning Isn't Invisible: Detecting Unlearning Traces in LLMs from Model Outputs

Machine unlearning (MU) for large language models (LLMs), commonly referred to as LLM unlearning, seeks to remove specific undesirable data or knowledge from a trained model, while maintaining its performance on standard tasks. While unlearning plays a vital role in protecting data privacy, enforcing copyright, and mitigating sociotechnical harms in LLMs, we identify a new vulnerability post-unlearning: unlearning trace detection. We discover that unlearning leaves behind persistent "fingerprints" in LLMs, detectable traces in both model behavior and internal representations. These traces can be identified from output responses, even when prompted with forget-irrelevant inputs. Specifically, even a simple supervised classifier can determine whether a model has undergone unlearning, using only its prediction logits or even its textual outputs. Further analysis shows that these traces are embedded in intermediate activations and propagate nonlinearly to the final layer, forming low-dimensional, learnable manifolds in activation space. Through extensive experiments, we demonstrate that unlearning traces can be detected with over 90% accuracy even under forget-irrelevant inputs, and that larger LLMs exhibit stronger detectability. These findings reveal that unlearning leaves measurable signatures, introducing a new risk of reverse-engineering forgotten information when a model is identified as unlearned, given an input query.

cs.LG↗
arXiv2026

Leak@$k$: Unlearning Does Not Make LLMs Forget Under Probabilistic Decoding

Unlearning in large language models (LLMs) is critical for regulatory compliance and for building ethical generative AI systems that avoid producing private, toxic, illegal, or copyrighted content. Despite rapid progress, in this work, we show that \textit{almost all} existing unlearning methods fail to achieve true forgetting in practice. Specifically, while evaluations of these `unlearned' models under deterministic (greedy) decoding often suggest successful knowledge removal using standard benchmarks, we show that sensitive information reliably resurfaces when models are sampled with standard probabilistic decoding. To rigorously capture this vulnerability, we introduce \texttt{leak@$k$}, a new meta-evaluation metric that quantifies the likelihood of forgotten knowledge reappearing when generating $k$ samples from the model under realistic decoding strategies. Using three widely adopted benchmarks, TOFU, MUSE, and WMDP, we conduct the first large-scale, systematic study of unlearning reliability using \texttt{leak@$k$} metric. Our findings demonstrate that knowledge leakage persists across methods and tasks, underscoring that current state-of-the-art (SOTA) unlearning techniques provide only limited forgetting. We propose an algorithm, termed Robust Unlearning under LEak@$k$ metric (\texttt{RULE}) to address this concern. We demonstrate that \texttt{RULE} provides an unlearned model for TOFU benchmark with no information leakage for a large number of generation samples. On the MUSE benchmark, \texttt{RULE} outperforms SOTA unlearning methods under the \texttt{leak@$k$} metric across most sampling budgets $k$. Codes are available at https://github.com/OptimAI-Lab/Leak-k.

cs.LG↗
arXiv2026

Rethinking Muon Beyond Pretraining: Spectral Failures and High-Pass Remedies for VLA and RLVR

Muon is a matrix-aware optimizer that leverages Newton-Schulz (NS) iterations to enforce spectral gradient orthogonalization by driving all singular values of the momentum matrix toward 1. While this uniform spectral whitening enhances exploration and outperforms AdamW in LLM pretraining, we show it could lead to fundamental limitations beyond pretraining in two regimes: (i) cross-modality vision-language-action (VLA) training, where inherently low-rank action-module gradients cause amplification of noisy tail directions, and (ii) reinforcement learning with verifiable rewards (RLVR), where low-SNR gradients and the need to preserve per-head specialization from prior training make whitening unstable. To address these challenges, we propose Pion, a drop-in replacement for Muon that preserves its computational efficiency while replacing uniform spectral whitening with a two-stage Promotion+Suppression mechanism, which we call the high-pass NS iteration. This design induces a sharp spectral high-pass effect, anchoring dominant singular values at 1 while suppressing noisy tail components toward 0, with controllable filter strength. To preserve pretrained per-head heterogeneity, Pion also supports a per-head mode that applies updates independently across attention heads via a simple reshape, at no extra cost. In VLA training on LIBERO and LIBERO-Plus, Pion consistently outperforms both baselines across l_1-regression (VLA-Adapter) and flow-matching (VLANeXt) architectures, e.g., reaching 100% success rate on LIBERO Object after 1,500 training steps with VLA-Adapter, vs. 97.0% for Muon and only 32.2% for AdamW. The advantage of Pion further extends to a real Franka Research 3 robot with a pi_0.5 backbone under the DROID setup on three grasp-and-place tasks. In RLVR post-training on Qwen3-1.7B/4B with GRPO and GMPO, Pion also outperforms AdamW on MATH and GSM8K while Muon collapses to zero.

cs.LG↗
arXiv2026

Position: Zeroth-Order Optimization in Deep Learning Is Underexplored, Not Underpowered

Zeroth-order (ZO) optimization, learning from finite differences of function evaluations without backpropagation, has recently regained attention in deep learning due to its memory efficiency and applicability to gray- or black-box pipelines. Yet, ZO methods are often dismissed as fundamentally unscalable because of estimator variance and unfavorable query complexity. We argue that this conclusion might be misguided: ZO optimization is underexplored, not underpowered. We show that many perceived limitations stem from myopic development practices, most notably full-space, element-wise, estimator-centric designs. We articulate six positions spanning the algorithmic, systems, and evaluation stack. First, we revisit the feasibility boundaries of estimator-centric ZO methods through variance control, variance-query tradeoffs, and directional-derivative lenses. Then, we identify three underexplored opportunities: (i) subspace and spectral views of ZO that enable interpretable variance reduction with graceful query scaling, (ii) the forward-only nature of ZO as a systems advantage for communication-efficient, pipeline-friendly, and resource-constrained training, and (iii) the need to de-obfuscate ZO evaluations from task complexity. We strongly advocate rethinking ZO optimization around its unique strengths and acting accordingly, opening a viable path toward large-scale, system-aware, and resource-efficient learning with ZO optimization.

cs.LG↗
arXiv2026

Tackling Fake Forgetting through Uncertainty Quantification

Machine unlearning seeks to remove the influence of specified data from a trained model. While the unlearning accuracy provides a widely used metric for assessing unlearning performance, it falls short in assessing the reliability of forgetting. In this paper, we find that the forgetting data points misclassified by unlearning accuracy still have their ground truth labels included in the conformal prediction set from the uncertainty quantification perspective, leading to a phenomenon we term fake forgetting. To address this issue, we propose a novel metric CR, inspired by conformal prediction, that offers a more reliable assessment of forgetting quality. Building on these insights, we further propose an unlearning framework CPU that incorporates conformal prediction into the Carlini & Wagner adversarial attack loss, enabling the ground truth label to be effectively removed from the conformal prediction set. Through extensive experiments on image classification tasks, we demonstrate both the effectiveness of our proposed metric and the superior forgetting quality achieved by our framework. Code is available at https://github.com/TIML-Group/Conformal-Prediction-Unlearning.

cs.LG↗