Search arXivSearch

arXiv subjects

Wanshan Lin

Publications and source records attributed to Wanshan Lin.

12 recordsLinked to original sources

Realizing prescribed entropy functions by smooth diffeomorphisms of closed manifolds of dimension at least three

Let $M$ be a closed smooth manifold of dimension $d\geq3$. Given a compact metrizable Choquet simplex $\mathscr S$ and a bounded nonnegative affine upper semicontinuous function $\mathfrak e$ on $\mathscr S$, we construct a $C^\infty$ diffeomorphism $h$ of $M$, isotopic to $\operatorname{id}_M$ and supported in an embedded $d$-dimensional solid torus $D^{d-1}\times S^1$, with an isolated minimal invariant Cantor set $K$. The invariant-measure simplex of $h|_K$ is affinely homeomorphic to $\mathscr S$ with entropy function $\mathfrak e$, whereas every ergodic $h$-invariant measure not supported on $K$ is a Dirac measure at a fixed point. Consequently, the set of measure-theoretic entropies of ergodic $h$-invariant probability measures and the topological entropy of $h$ are \[ \mathscr H_{\mathrm e}(h)=\{0\}\cup\mathfrak e(\operatorname{ex}\mathscr S), \qquad h_{\mathrm{top}}(h)=\max_{p\in\mathscr S}\mathfrak e(p). \] The map $h$ is $C^\infty$-approximable by zero-entropy diffeomorphisms isotopic to $\operatorname{id}_M$. Taking $\mathscr S$ to be a singleton yields counterexamples to Katok's intermediate-entropy conjecture on every such $M$. We also construct such counterexamples $h_j$ and numbers $c_j>0$ with $h_j\to\operatorname{id}_M$ in $C^\infty$, $c_j\to0$, and \[ \mathscr H_{\mathrm e}(h_j)=\{0,c_j\}, \qquad h_{\mathrm{top}}(h_j)=c_j. \] Hence the intermediate-entropy property is not $C^\infty$ open among diffeomorphisms isotopic to the identity.

math.DS

Conditional entropy realization and approximation by uniquely ergodic measures

This paper studies conditional entropy realization and weak* approximation by uniquely ergodic measures with compact support. We prove that, after fixing an admissible potential average and an entropy strictly below the entropy supremum over the corresponding average fiber, every invariant measure satisfying these two exact constraints can be approximated weakly* by uniquely ergodic measures with compact support satisfying the same constraints. Each approximating measure is the unique invariant measure on its minimal support, whose topological entropy equals the prescribed metric entropy. This result holds for three broad classes of systems: topologically expanding maps (including topologically Anosov systems), transitive countable Markov shifts, and symbolic systems with non-uniform structure. The proof uses a nested multi-horseshoe construction, with separate arguments addressing non-invertibility, non-compactness and non-uniformity.

math.DS

Complete realization of multifractal entropy spectra and pressure functions

We give a complete characterization of the multifractal entropy spectra arising from continuous vector-valued potentials on transitive two-sided shifts of finite type. We prove that, in every finite dimension, any nonnegative upper semicontinuous concave function on a compact convex set that attains the topological entropy as its maximum at a unique point is realized as the entropy spectrum of a potential whose rotation set is precisely that set. Every such spectrum moreover admits arbitrarily many pairwise non-cohomologous realizations. Via Legendre--Fenchel duality, this characterization yields complete pressure flexibility over the entire parameter space. In particular, it resolves the whole-space problem posed by Kucherenko and Quas \cite{KQ2022}. A separate construction based on entropy paths extends scalar spectrum and pressure realization to a substantially broader class of dynamical systems. Finally, with respect to the closed-graph Hausdorff metric, we prove that the spectrum map is lower semicontinuous in every finite dimension, whereas upper semicontinuity fails on a dense set for scalar potentials on transitive shifts of finite type.

math.DS

On the loss of upper semi-continuity of metric entropy for $C^{r}$ diffeomorphisms

In this article, we give an upper bound estimate for the quantitative loss of upper semicontinuity of metric entropy for $C^r\:(r>1)$ diffeomorphisms. Building on earlier entropy estimates and reparametrization methods, we optimize the upper bound estimate with respect to both dimension and asymptotic Lipschitz constant. Motivated by examples of Newhouse and Buzzi, we show that the estimate is sharp.

math.DS

Bohr chaoticity, semi-horseshoes and full-entropy abundance

Bohr chaoticity is a topological notion of dynamical complexity defined through non-orthogonality to all non-trivial weights. It is strictly stronger than positivity of topological entropy and also has strong consequences for the invariant-measure structure. In this paper, we show that every dynamical system having a semi-horseshoe, including every positive-entropy graph map and every $C^1$ partially hyperbolic diffeomorphism, is Bohr chaotic; furthermore, the set of points correlated with any given non-trivial weight has positive topological entropy. Moreover, for positive-entropy dynamical systems with either the shadowing property or the modified almost specification property, such set can has full topological entropy. Our results also yield applications in several classical algebraic and smooth settings, as well as in the $C^0$-generic setting of topological dynamics.

math.DS

Variations of topological theory and ergodic theory via gap function in non-uniform specification

In our previous work [43], we studied qualitative differences between specification and nonuniform specification. In this paper, we investigate quantitative variations governed by the gap function. We first obtain lower bounds for the Bowen topological entropy of irregular sets in terms of the lower linear growth of gap function. In contrast, we prove that every non-empty over-saturated set has full packing topological entropy under non-uniform specification. We also establish a quantitative lower bound for the Bowen topological entropy of transitive points under non-uniform specification, and a lower bound for the exponential growth of periodic orbits under its periodic version. Besides, we construct symbolic systems with a given gap growth which contain an arbitrary subshift. These systems show that the bounds concerning irregular sets and periodic orbits are optimal. They also show that positive linear gap growth may destroy full Bowen entropy of transitive points, the conditional variational principle, the intermediate entropy and pressure properties, and the genericity of continuous functions whose unique maximizing measure has zero entropy.

math.DS

Non-uniform Cocycles for Some Uniquely Ergodic Minimal Dynamical Systems on Connected Spaces

In this paper, we pay attention to a weaker version of Walters's question on the existence of non-uniform cocycles for uniquely ergodic minimal dynamical systems on non-degenerate connected spaces. We will classify such dynamical systems into three classes: not totally uniquely ergodic; totally uniquely ergodic but not topological weakly mixing; totally uniquely ergodic and topological weakly mixing. We will give an affirmative answer to such question for the first two classes. Also, we will show the existence of such dynamical systems in the first class with arbitrary topological entropy.

math.DS

Uniqueness Of Ergodic Optimization Of Top Lyapunov Exponent For Typical Matrix Cocycles

In this article, we consider the ergodic optimization of the top Lyapunov exponent. We prove that there is a unique maximising measure of top Lyapunov expoent for typical matrix cocyles. By using the results we obtain, we prove that in any non-uniquely ergodic minimal dynamical system, the Lyapunov-irregular points are typical for typical matrix cocyles.

math.DS

Ergodic Optimization Restricted On Certain Subsets Of Invariant Measures

In this article, we pay attention to transitive dynamical systems having the shadowing property and the entropy functions are upper semicontinuous. As for these dynamical systems, when we consider ergodic optimization restricted on the subset of invariant measures whose metric entropy are equal or greater than a given constant, we prove that for generic real continuous functions the ergodic optimization measure is unique, ergodic, full support and have metric entropy equal to the given constant. Similar results also hold for suspension flows over transitive subshift of finite type, Cr (r\geq 2)- generic geometric Lorenz attractors and C1-generic singular hyperbolic attractors.

math.DS

Ergodic Average Of Typical Orbits And Typical Functions

In this article we mainly aim to know what kind of asymptotic behavior of typical orbits can display. For example, we show in any transitive system, the emprical measures of a typical orbit can cover all emprical measures of dense orbits and can intersect some physical-like measures. In particular, if the union set of emprical measures of all dense orbits is not singleton, then the typical orbit will display historic behavior simultaneously for typical continuous functions and the limit set of ergodic average along every continuous function equals to a closed interval composed by the union of limit sets of ergodic average on all dense orbits. Moreover, if the union set of emprical measures of all dense orbits contains all ergodic measures, the above interval equals to the rotation set. These results are not only suitable for systems with specification-like properties or minimal systems, but also suitable for many other systems including all general (not assumed uniformly hyperbolic) nontrivial homoclinic classes and Bowen eyes. Moreover, we introduce a new property called m-g-product property weaker than classical specification property and minimal property and nontrivial examples are constructed.

math.DS

Different Statistical Behaviors of Orbits

In this paper, we will study the statistical behaviors of orbits. Firstly, we will show that for a dynamical systems have the shadowing property or almost specification property, the set of nonrecurrent points has full topological entropy. After that, we introduce a criteria for classification of dynamical orbits in order to study the complexity theory of dynamical systems. The criteria is to use upper and lower natural density, upper and lower Banach density to divide different statistical future of dynamical orbits into 56 cases, 28 cases for recurrent orbits and 28 cases for nonrecurrent orbits. We will show the existence of 50 cases and for topologically transitive topologically expanding or topologically transitive topologically Anosov dynamical systems, we will prove that 35 classes, including all the 28 cases for nonrecurrent orbits, can carry full topological entropy. Besides, we will prove that 9 cases can be observable in some differential dynamical systems. Finally, we will apply our results to $\b{eta}-$shifts, $C^{1+{\alpha}}$ surface diffeomorphisms and Ma$\~n\'$e diffeomorphisms.

math.DS