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Xuejun Cheng

Publications and source records attributed to Xuejun Cheng.

11 recordsLinked to original sources

Hierarchical Beam Training and Codebook Design for Movable Antenna-Assisted Near-Field Systems

As sixth-generation (6G) communication systems evolve toward higher frequency bands and larger array apertures, the near-field range expands rapidly, making near-field channel estimation increasingly important and challenging. Beam training has been recognized as an effective approach for channel state information (CSI) acquisition. However, because of the propagation characteristics of spherical waves, beam training needs to perform a joint search in the angle and distance domains, which results in unaffordable beam training overhead. By flexibly reconfiguring antenna positions, movable antenna (MA) technology can fully exploit the spatial variations of wireless channels and achieve more accurate beam focusing, thereby providing additional flexibility for efficient beam training design. Therefore, based on MA-assisted near-field systems, we develop a hierarchical beam training strategy that combines reduced training overhead with high beam gain and design a corresponding hierarchical codebook. This codebook forms focused beams over the joint angle-distance domain, maximizing beam gain within the target region while suppressing energy leakage into non-target regions. Simulation results confirm substantial performance gains of the method over the conventional fixed-position antenna (FPA) system and the far-field beam training method.

cs.IT

Joint Beamforming and Phase Shifts Design for RIS-Enabled RSMA-ISAC Systems

This paper investigates the sensing-centric design of reconfigurable intelligent surface (RIS)-enabled rate-splitting multiple access-integrated sensing and communication (RSMA-ISAC) systems. Specifically, we propose a new beam-gain approximation method to enhance the sensing beam gain while satisfying communication quality-of-service (QoS) constraints.Since the joint optimization of the beamforming vectors and RIS phase shifts is highly coupled and non-convex, existing methods typically rely on generic optimization solvers involving substantial computational complexity. To address this issue, we propose an efficient constraints-separation-based alternating optimization algorithm (CS-AO). Our proposed algorithm effectively decouples the optimization variables and yields closed-form solutions for all subproblems, thereby significantly reducing the computational burden. Simulation results show that the proposed algorithm achieves sensing beam-gain performance comparable to successive convex approximation (SCA) and semidefinite relaxation (SDR) benchmarks, while achieving more than 120-fold and 50-fold runtime reductions. In addition, compared with conventional space-division multiple access (SDMA) schemes, the proposed design exhibits substantial sensing beam gain.

cs.IT

Joint Power Allocation and Phase-Shift Design for Beyond-Diagonal Stacked Intelligent Metasurfaces-Aided ISAC Systems

Stacked intelligent metasurfaces (SIM) provide an efficient architecture for integrated sensing and communication (ISAC) with few radio-frequency (RF) chains. However, diagonal SIM provide only element-wise phase control, so balancing multiuser communication and sensing performance may require additional layers. In this letter, we propose a beyond-diagonal SIM (BD-SIM) architecture for ISAC, enabling controllable intra-layer coupling through reconfigurable impedance networks, thereby enhancing wave-domain processing flexibility. We develop a unified alternating optimization framework applicable to fully-connected, group-connected, and diagonal SIM architectures. Within this framework, we derive a closed-form power allocation rule and propose an effective variable separation algorithm for multi-layer phase-shift design. Simulation results show that the proposed BD-SIM achieve a better communication-sensing trade-off and require fewer layers to attain performance comparable to conventional SIM.

cs.IT

DRL-Based Joint Beamforming and Surface Shape Optimization for Flexible Intelligent Metasurface-Aided ISAC Systems

Integrated sensing and communication (ISAC) unifies high-precision sensing and wireless data transmission. In this paper, we investigate the design of ISAC systems enabled by flexible intelligent metasurface (FIM) and aim to minimize the Cram\'er-Rao bound (CRB) with quality of service (QoS) constraints using deep reinforcement learning (DRL). Specifically, we formulate the joint design of beamforming matrix and FIMs surface shape to reduce the CRB subject to transmit power, QoS and the FIMs surface shape constraints. However, the non-convex formulation makes optimization problem difficult to solve. To tackle this issue, we develop a deep deterministic policy gradient (DDPG) actor critic DRL scheme for the joint design, guided by a constraint aware reward to progressively improve sensing performance. Numerical results demonstrate that jointly optimizing the beamforming matrix and the FIMs surface shape substantially decreases CRB while ensuring communication quality compared with existing rigid arrays.

cs.IT

DRL-Based Antenna Position Optimization For MA-Assisted OTFS System Under Imperfect CSI

In this paper, we introduce movable antenna (MA) technology into orthogonal time frequency space (OTFS) systems to enable wavelength-level antenna position optimization under imperfect channel state information (CSI), thereby mitigating deep fading. To accurately acquire CSI, we develop a sparse Bayesian learning method with variational inference (SBLVI) method. Based on estimated CSI, we formulate an MA position optimization problem with the objective of maximizing channel gain. Due to the highly non-convex character of the problem, we further develop a deep reinforcement learning (DRL) strategy to intelligently optimize MA positions. Simulation results show that the proposed SBLVI method significantly improves channel estimation accuracy over benchmark methods, and MA position optimization based on estimated CSI achieves substantially higher channel gains than the fixed-position antenna (FPA), demonstrating the effectiveness of the proposed MA-assisted OTFS system.

cs.IT

Robust Beamforming for Practical RIS-Aided RSMA Systems with Imperfect SIC under Transceiver Hardware Impairments

Reconfigurable intelligent surface (RIS)-aided rate-splitting multiple access (RSMA) systems have demonstrated remarkable potential in enhancing spectral efficiency. However, most existing works rely on ideal hardware, which is unrealistic.In practical deployments, RIS elements suffer from amplitude-phase coupling, where transceivers are subject to hardware impairments (HWI), and successive interference cancellation (SIC) in RSMA networks cannot achieve perfect interference elimination for decoded signals.To address these limitations, we investigate a robust beamforming design for RIS-aided RSMA systems under practical hardware imperfections. We first characterize the asymptotic signal-to-noise ratio (SNR) of practical RIS systems when the beamformer is designed based on ideal RIS model, thereby theoretically quantifying the resulting performance degradation. We then derive a closed-form expression for the distortion noise power induced by transceiver HWI, while also accounting for residual interference due to imperfect SIC. Building on these insights, we establish a comprehensive system model that jointly incorporates all hardware-induced impairments and formulate a multiuser sum rate maximization problem. To solve the resulting non-convex optimization problem, we develop an efficient block variable relaxation algorithm. Simulation results verify that the proposed scheme significantly outperforms conventional non-orthogonal multiple access (NOMA) approaches, and achieves superior robustness compared with benchmark schemes neglecting HWI, imperfect SIC, or amplitude-phase coupling.

cs.IT

Joint Precoding and Phase-Shift Optimization for Beyond-Diagonal RIS-Aided ISAC System

Beyond diagonal reconfigurable intelligent surfaces (BD-RIS) can realize the interconnection between reflecting elements through the impedance network, thereby providing a new approach for the performance improvement of integrated sensing and communication (ISAC) systems. This paper investigates the optimization problem of BD-RIS-aided multiuser ISAC system, aiming to achieve the flexible design of trade-offs between communication and sensing performance. Specifically, we propose an optimization framework jointly combining the multiuser interference management and sensing beam gain approximation method. By jointly optimizing the precoding vector and RIS phase-shift matrix, improving the multiuser communication sum rate through the proposed interference management method, and enhancing the system sensing performance through the beam gain approximation method. For the resulting non-convex weighted optimization problem, we employ the alternating optimization (AO) algorithm to decouple it into two subproblems of precoding vector and phase-shift matrix optimization, with each step admitting closed-form solutions.Simulation results demonstrate that the proposed BD-RIS-aided ISAC system can achieve significant improvement in the trade-offs between communication and sensing performance than the traditional diagonal RIS, verifying the effectiveness of the proposed optimization framework.

cs.IT

Beamforming Optimization for Extremely Large-Scale RIS-Aided Near-Field Secure Communications

This paper studies an extremely large-scale reconfigurable intelligent surface (XL-RIS)-aided near-field physical layer security (PLS) communication system, aiming to maximize the secrecy rate by jointly optimizing precoding vector at the BS and the reflection coefficient matrix at the XL-RIS. Artifi-cial jamming was introduced to further enhance communication security. To solve the non-convex secrecy rate problem, an alternate optimization-based algorithm is adopted to decompose it into two sub-problems. Specifically, when optimizing the transmit beamformer at the BS, the non-convex prob-lem is transformed into a convex one through the weighted minimum mean-square error and the successive convex approximation-based algorithms. For the optimization problem of the XL-RIS phase-shifting matrix, a low-complexity alternating direction method of multipliers-based algorithm is employed to enhance the flexibility of the design. The proposed algorithm is capable of accommodating discrete phase optimization for the XL-RIS, thus better aligning with practical system requirements. Simulation results demonstrate that when the eavesdropper reside in the same direction as the legitimate user and is located closer to the XL-RIS, the proposed scheme in this paper can still ensure the secure communication.

cs.IT

Secure Transmission for Fluid Antenna-Aided ISAC Systems

Fluid antenna (FA) has become a highly promising technology and has recently been used to enhance the integrated sensing and communication (ISAC) system. However, the scenario where sensing targets act as eavesdroppers in ISAC and how to maximize the sum secrecy rate has not been addressed. This letter investigates secure transmission in FA-aided ISAC systems, where the spatial agility of FAs enables enhanced physical layer security. We jointly optimize antenna position vector (APV) and beamforming to maximize the multiuser sum secrecy rate, which complicates the solution process. To solve the resulting non-convex problem, we use a block successive upper-bound minimization (BSUM) algorithm, which incorporates the proximal distance algorithm (PDA) for closed-form beamformer updates and extrapolated projected gradient (EPG) for APV optimization. Simulation results show that the proposed FA-ISAC scheme achieves over 20$\%$ sum secrecy rate gain compared to fixed-position antenna (FPA) systems.

cs.IT

Optimality Analysis of RSMA Degenerating to SDMA Under Imperfect SIC

This document serves as supplementary material for our journal submission, providing detailed mathematical proofs and derivations that support the results presented in the main manuscript. Specifically, under a modeling framework that jointly considers transceiver hardware impairments and imperfect successive interference cancellation (SIC), we systematically derive and prove from an optimality perspective that: when the residual interference coefficient approaches 1 (i.e., SIC becomes severely ineffective), there exists an optimal solution such that the common stream beamformer satisfies $\bm w_c^\star=\bm 0$, and hence the optimal rate-splitting multiple access (RSMA) transmission structure degenerates into space division multiple access (SDMA). This conclusion provides a verifiable theoretical justification for the convergence phenomenon observed in simulations, namely that "the RSMA performance gradually approaches that of SDMA as SIC degrades", and can also serve as a reference for multiple-access selection and system design in SIC-limited scenarios.

cs.IT

Efficient Beamforming for Discrete SIM-Aided Multiuser Systems Under Statistical CSI

Stacked Intelligent Metasurfaces (SIM) have emerged as a revolutionary architecture for next-generation wireless communications, offering wave-domain signal processing capabilities with significantly reduced hardware complexity compared to conventional systems. However, most existing SIM research assumes continuous phase shifts and perfect instantaneous channel state information (CSI), which are impractical due to hardware discrete phase shift constraints and prohibitive pilot overhead. This paper presents a joint power allocation and discrete phase shift optimization framework for SIM-aided multiuser multiple-input single-output(MISO) downlink systems under statistical CSI. We formulate the achievable sum rate maximization problem considering practical discrete phase constraints and derive a closed-form expression for the average achievable rate under statistical CSI. To tackle the resulting non-convex optimization problem, we decouple the problem by using the weighted minimum mean square error (WMMSE) algorithm and alternating optimization (AO). Subsequently, we utilize the Lagrangian multiplier method and alternating direction method of multipliers (ADMM) to obtain closed-form iterative solutions. Our simulations demonstrate that the proposed algorithm reduces computational complexity by a factor of 50 compared to semi-definite relaxation (SDR) methods, , while maintaining over 85% of the continuous phase shift performance with only 1-bit quantization, highlighting its feasibility for low-cost hardware systems.

cs.IT