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Xueqi Cheng

Publications and source records attributed to Xueqi Cheng.

At least 163 records · Page 9Linked to original sources

Everything is Editable: Extend Knowledge Editing to Unstructured Data in Large Language Models

Recent knowledge editing methods have primarily focused on modifying structured knowledge in large language models. However, this task setting overlooks the fact that a significant portion of real-world knowledge is stored in an unstructured format, characterized by long-form content, noise, and a complex yet comprehensive nature. Techniques like "local layer key-value storage" and "term-driven optimization", as used in previous methods like MEMIT, are not effective for handling unstructured knowledge. To address these challenges, we propose a novel Unstructured Knowledge Editing method, namely UnKE, which extends previous assumptions in the layer dimension and token dimension. Firstly, in the layer dimension, we propose non-local block key-value storage to replace local layer key-value storage, increasing the representation ability of key-value pairs and incorporating attention layer knowledge. Secondly, in the token dimension, we replace "term-driven optimization" with "cause-driven optimization", which edits the last token directly while preserving context, avoiding the need to locate terms and preventing the loss of context information. Results on newly proposed unstructured knowledge editing dataset (UnKEBench) and traditional structured datasets demonstrate that UnKE achieves remarkable performance, surpassing strong baselines. In addition, UnKE has robust batch editing and sequential editing capabilities.

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CausalDiff: Causality-Inspired Disentanglement via Diffusion Model for Adversarial Defense

Despite ongoing efforts to defend neural classifiers from adversarial attacks, they remain vulnerable, especially to unseen attacks. In contrast, humans are difficult to be cheated by subtle manipulations, since we make judgments only based on essential factors. Inspired by this observation, we attempt to model label generation with essential label-causative factors and incorporate label-non-causative factors to assist data generation. For an adversarial example, we aim to discriminate the perturbations as non-causative factors and make predictions only based on the label-causative factors. Concretely, we propose a casual diffusion model (CausalDiff) that adapts diffusion models for conditional data generation and disentangles the two types of casual factors by learning towards a novel casual information bottleneck objective. Empirically, CausalDiff has significantly outperformed state-of-the-art defense methods on various unseen attacks, achieving an average robustness of 86.39% (+4.01%) on CIFAR-10, 56.25% (+3.13%) on CIFAR-100, and 82.62% (+4.93%) on GTSRB (German Traffic Sign Recognition Benchmark). The code is available at https://github.com/CAS-AISafetyBasicResearchGroup/CausalDiff.

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MVAM: Multi-View Attention Method for Fine-grained Image-Text Matching

Existing two-stream models, such as CLIP, encode images and text through independent representations, showing good performance while ensuring retrieval speed, have attracted attention from industry and academia. However, the single representation often struggles to capture complex content fully. Such models may ignore fine-grained information during matching, resulting in suboptimal retrieval results. To overcome this limitation and enhance the performance of two-stream models, we propose a Multi-view Attention Method (MVAM) for image-text matching. This approach leverages diverse attention heads with unique view codes to learn multiple representations for images and text, which are then concatenated for matching. We also incorporate a diversity objective to explicitly encourage attention heads to focus on distinct aspects of the input data, capturing complementary fine-grained details. This diversity enables the model to represent image-text pairs from multiple perspectives, ensuring a more comprehensive understanding and alignment of critical content. Our method allows models to encode images and text from different perspectives and focus on more critical details, leading to better matching performance. Our experiments on MSCOCO and Flickr30K demonstrate enhancements over existing models, and further case studies reveal that different attention heads can focus on distinct content, achieving more comprehensive representations.

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MLaKE: Multilingual Knowledge Editing Benchmark for Large Language Models

The extensive utilization of large language models (LLMs) underscores the crucial necessity for precise and contemporary knowledge embedded within their intrinsic parameters. Existing research on knowledge editing primarily concentrates on monolingual scenarios, neglecting the complexities presented by multilingual contexts and multi-hop reasoning. To address these challenges, our study introduces MLaKE (Multilingual Language Knowledge Editing), a novel benchmark comprising 4072 multi-hop and 5360 single-hop questions designed to evaluate the adaptability of knowledge editing methods across five languages: English, Chinese, Japanese, French, and German. MLaKE aggregates fact chains from Wikipedia across languages and utilizes LLMs to generate questions in both free-form and multiple-choice. We evaluate the multilingual knowledge editing generalization capabilities of existing methods on MLaKE. Existing knowledge editing methods demonstrate higher success rates in English samples compared to other languages. However, their generalization capabilities are limited in multi-language experiments. Notably, existing knowledge editing methods often show relatively high generalization for languages within the same language family compared to languages from different language families. These results underscore the imperative need for advancements in multilingual knowledge editing and we hope MLaKE can serve as a valuable resource for benchmarking and solution development.

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TrustRAG: An Information Assistant with Retrieval Augmented Generation

\Ac{RAG} has emerged as a crucial technique for enhancing large models with real-time and domain-specific knowledge. While numerous improvements and open-source tools have been proposed to refine the \ac{RAG} framework for accuracy, relatively little attention has been given to improving the trustworthiness of generated results. To address this gap, we introduce TrustRAG, a novel framework that enhances \ac{RAG} from three perspectives: indexing, retrieval, and generation. Specifically, in the indexing stage, we propose a semantic-enhanced chunking strategy that incorporates hierarchical indexing to supplement each chunk with contextual information, ensuring semantic completeness. In the retrieval stage, we introduce a utility-based filtering mechanism to identify high-quality information, supporting answer generation while reducing input length. In the generation stage, we propose fine-grained citation enhancement, which detects opinion-bearing sentences in responses and infers citation relationships at the sentence-level, thereby improving citation accuracy. We open-source the TrustRAG framework and provide a demonstration studio designed for excerpt-based question answering tasks \footnote{https://huggingface.co/spaces/golaxy/TrustRAG}. Based on these, we aim to help researchers: 1) systematically enhancing the trustworthiness of \ac{RAG} systems and (2) developing their own \ac{RAG} systems with more reliable outputs.

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Unbiased Learning to Rank with Query-Level Click Propensity Estimation: Beyond Pointwise Observation and Relevance

Most existing unbiased learning-to-rank (ULTR) approaches are based on the user examination hypothesis, which assumes that users will click a result only if it is both relevant and observed (typically modeled by position). However, in real-world scenarios, users often click only one or two results after examining multiple relevant options, due to limited patience or because their information needs have already been satisfied. Motivated by this, we propose a query-level click propensity model to capture the probability that users will click on different result lists, allowing for non-zero probabilities that users may not click on an observed relevant result. We hypothesize that this propensity increases when more potentially relevant results are present, and refer to this user behavior as relevance saturation bias. Our method introduces a Dual Inverse Propensity Weighting (DualIPW) mechanism -- combining query-level and position-level IPW -- to address both relevance saturation and position bias. Through theoretical derivation, we prove that DualIPW can learn an unbiased ranking model. Experiments on the real-world Baidu-ULTR dataset demonstrate that our approach significantly outperforms state-of-the-art ULTR baselines. The code and dataset information can be found at https://github.com/Trustworthy-Information-Access/DualIPW.

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Related Knowledge Perturbation Matters: Rethinking Multiple Pieces of Knowledge Editing in Same-Subject

Knowledge editing has become a promising approach for efficiently and precisely updating knowledge embedded in large language models (LLMs). In this work, we focus on Same-Subject Editing, which involves modifying multiple attributes of a single entity to ensure comprehensive and consistent updates to entity-centric knowledge. Through preliminary observation, we identify a significant challenge: Current state-of-the-art editing methods struggle when tasked with editing multiple related knowledge pieces for the same subject. To address the lack of relevant editing data for identical subjects in traditional benchmarks, we introduce the $\text{S}^2\text{RKE}$(Same-Subject Related Knowledge Editing) benchmark. Our extensive experiments reveal that only mainstream locate-then-edit methods, such as ROME and MEMIT, exhibit "related knowledge perturbation," where subsequent edits interfere with earlier ones. Further analysis reveals that these methods over-rely on subject information, neglecting other critical factors, resulting in reduced editing effectiveness.

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Towards Trustworthy Retrieval Augmented Generation for Large Language Models: A Survey

Retrieval-Augmented Generation (RAG) is an advanced technique designed to address the challenges of Artificial Intelligence-Generated Content (AIGC). By integrating context retrieval into content generation, RAG provides reliable and up-to-date external knowledge, reduces hallucinations, and ensures relevant context across a wide range of tasks. However, despite RAG's success and potential, recent studies have shown that the RAG paradigm also introduces new risks, including robustness issues, privacy concerns, adversarial attacks, and accountability issues. Addressing these risks is critical for future applications of RAG systems, as they directly impact their trustworthiness. Although various methods have been developed to improve the trustworthiness of RAG methods, there is a lack of a unified perspective and framework for research in this topic. Thus, in this paper, we aim to address this gap by providing a comprehensive roadmap for developing trustworthy RAG systems. We place our discussion around five key perspectives: reliability, privacy, safety, fairness, explainability, and accountability. For each perspective, we present a general framework and taxonomy, offering a structured approach to understanding the current challenges, evaluating existing solutions, and identifying promising future research directions. To encourage broader adoption and innovation, we also highlight the downstream applications where trustworthy RAG systems have a significant impact.

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"Not Aligned" is Not "Malicious": Being Careful about Hallucinations of Large Language Models' Jailbreak

"Jailbreak" is a major safety concern of Large Language Models (LLMs), which occurs when malicious prompts lead LLMs to produce harmful outputs, raising issues about the reliability and safety of LLMs. Therefore, an effective evaluation of jailbreaks is very crucial to develop its mitigation strategies. However, our research reveals that many jailbreaks identified by current evaluations may actually be hallucinations-erroneous outputs that are mistaken for genuine safety breaches. This finding suggests that some perceived vulnerabilities might not represent actual threats, indicating a need for more precise red teaming benchmarks. To address this problem, we propose the $\textbf{B}$enchmark for reli$\textbf{AB}$ilit$\textbf{Y}$ and jail$\textbf{B}$reak ha$\textbf{L}$l$\textbf{U}$cination $\textbf{E}$valuation (BabyBLUE). BabyBLUE introduces a specialized validation framework including various evaluators to enhance existing jailbreak benchmarks, ensuring outputs are useful malicious instructions. Additionally, BabyBLUE presents a new dataset as an augmentation to the existing red teaming benchmarks, specifically addressing hallucinations in jailbreaks, aiming to evaluate the true potential of jailbroken LLM outputs to cause harm to human society.

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Personalized Denoising Implicit Feedback for Robust Recommender System

While implicit feedback is foundational to modern recommender systems, factors such as human error, uncertainty, and ambiguity in user behavior inevitably introduce significant noise into this feedback, adversely affecting the accuracy and robustness of recommendations. To address this issue, existing methods typically aim to reduce the training weight of noisy feedback or discard it entirely, based on the observation that noisy interactions often exhibit higher losses in the overall loss distribution. However, we identify two key issues: (1) there is a significant overlap between normal and noisy interactions in the overall loss distribution, and (2) this overlap becomes even more pronounced when transitioning from pointwise loss functions (e.g., BCE loss) to pairwise loss functions (e.g., BPR loss). This overlap leads traditional methods to misclassify noisy interactions as normal, and vice versa. To tackle these challenges, we further investigate the loss overlap and find that for a given user, there is a clear distinction between normal and noisy interactions in the user's personal loss distribution. Based on this insight, we propose a resampling strategy to Denoise using the user's Personal Loss distribution, named PLD, which reduces the probability of noisy interactions being optimized. Specifically, during each optimization iteration, we create a candidate item pool for each user and resample the items from this pool based on the user's personal loss distribution, prioritizing normal interactions. Additionally, we conduct a theoretical analysis to validate PLD's effectiveness and suggest ways to further enhance its performance. Extensive experiments conducted on three datasets with varying noise ratios demonstrate PLD's efficacy and robustness.

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Generative Retrieval for Book search

In book search, relevant book information should be returned in response to a query. Books contain complex, multi-faceted information such as metadata, outlines, and main text, where the outline provides hierarchical information between chapters and sections. Generative retrieval (GR) is a new retrieval paradigm that consolidates corpus information into a single model to generate identifiers of documents that are relevant to a given query. How can GR be applied to book search? Directly applying GR to book search is a challenge due to the unique characteristics of book search: The model needs to retain the complex, multi-faceted information of the book, which increases the demand for labeled data. Splitting book information and treating it as a collection of separate segments for learning might result in a loss of hierarchical information. We propose an effective Generative retrieval framework for Book Search (GBS) that features two main components: data augmentation and outline-oriented book encoding. For data augmentation, GBS constructs multiple query-book pairs for training; it constructs multiple book identifiers based on the outline, various forms of book contents, and simulates real book retrieval scenarios with varied pseudo-queries. This includes coverage-promoting book identifier augmentation, allowing the model to learn to index effectively, and diversity-enhanced query augmentation, allowing the model to learn to retrieve effectively. Outline-oriented book encoding improves length extrapolation through bi-level positional encoding and retentive attention mechanisms to maintain context over long sequences. Experiments on a proprietary Baidu dataset demonstrate that GBS outperforms strong baselines, achieving a 9.8\% improvement in terms of MRR@20, over the state-of-the-art RIPOR method...

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On the Robustness of Generative Information Retrieval Models

Generative information retrieval methods retrieve documents by directly generating their identifiers. Much effort has been devoted to developing effective generative IR models. Less attention has been paid to the robustness of these models. It is critical to assess the out-of-distribution (OOD) generalization of generative IR models, i.e., how would such models generalize to new distributions? To answer this question, we focus on OOD scenarios from four perspectives in retrieval problems: (i)query variations; (ii)unseen query types; (iii)unseen tasks; and (iv)corpus expansion. Based on this taxonomy, we conduct empirical studies to analyze the OOD robustness of representative generative IR models against dense retrieval models. Our empirical results indicate that the OOD robustness of generative IR models is in need of improvement. By inspecting the OOD robustness of generative IR models we aim to contribute to the development of more reliable IR models. The code is available at \url{https://github.com/Davion-Liu/GR_OOD}.

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Attack-in-the-Chain: Bootstrapping Large Language Models for Attacks Against Black-box Neural Ranking Models

Neural ranking models (NRMs) have been shown to be highly effective in terms of retrieval performance. Unfortunately, they have also displayed a higher degree of sensitivity to attacks than previous generation models. To help expose and address this lack of robustness, we introduce a novel ranking attack framework named Attack-in-the-Chain, which tracks interactions between large language models (LLMs) and NRMs based on chain-of-thought (CoT) prompting to generate adversarial examples under black-box settings. Our approach starts by identifying anchor documents with higher ranking positions than the target document as nodes in the reasoning chain. We then dynamically assign the number of perturbation words to each node and prompt LLMs to execute attacks. Finally, we verify the attack performance of all nodes at each reasoning step and proceed to generate the next reasoning step. Empirical results on two web search benchmarks show the effectiveness of our method.

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Do LLMs Play Dice? Exploring Probability Distribution Sampling in Large Language Models for Behavioral Simulation

With the rapid advancement of large language models (LLMs) for handling complex language tasks, an increasing number of studies are employing LLMs as agents to emulate the sequential decision-making processes of humans often represented as Markov decision-making processes (MDPs). The actions in MDPs adhere to specific probability distributions and require iterative sampling. This arouses curiosity regarding the capacity of LLM agents to comprehend probability distributions, thereby guiding the agent's behavioral decision-making through probabilistic sampling and generating behavioral sequences. To answer the above question, we divide the problem into two main aspects: sequence simulation with known probability distribution and sequence simulation with unknown probability distribution. Our analysis indicates that LLM agents can understand probabilities, but they struggle with probability sampling. Their ability to perform probabilistic sampling can be improved to some extent by integrating coding tools, but this level of sampling precision still makes it difficult to simulate human behavior as agents.

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Controlling Risk of Retrieval-augmented Generation: A Counterfactual Prompting Framework

Retrieval-augmented generation (RAG) has emerged as a popular solution to mitigate the hallucination issues of large language models. However, existing studies on RAG seldom address the issue of predictive uncertainty, i.e., how likely it is that a RAG model's prediction is incorrect, resulting in uncontrollable risks in real-world applications. In this work, we emphasize the importance of risk control, ensuring that RAG models proactively refuse to answer questions with low confidence. Our research identifies two critical latent factors affecting RAG's confidence in its predictions: the quality of the retrieved results and the manner in which these results are utilized. To guide RAG models in assessing their own confidence based on these two latent factors, we develop a counterfactual prompting framework that induces the models to alter these factors and analyzes the effect on their answers. We also introduce a benchmarking procedure to collect answers with the option to abstain, facilitating a series of experiments. For evaluation, we introduce several risk-related metrics and the experimental results demonstrate the effectiveness of our approach. Our code and benchmark dataset are available at https://github.com/ict-bigdatalab/RC-RAG.

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Fact-Level Confidence Calibration and Self-Correction

Confidence calibration in LLMs, i.e., aligning their self-assessed confidence with the actual accuracy of their responses, enabling them to self-evaluate the correctness of their outputs. However, current calibration methods for LLMs typically estimate two scalars to represent overall response confidence and correctness, which is inadequate for long-form generation where the response includes multiple atomic facts and may be partially confident and correct. These methods also overlook the relevance of each fact to the query. To address these challenges, we propose a Fact-Level Calibration framework that operates at a finer granularity, calibrating confidence to relevance-weighted correctness at the fact level. Furthermore, comprehensive analysis under the framework inspired the development of Confidence-Guided Fact-level Self-Correction ($\textbf{ConFix}$), which uses high-confidence facts within a response as additional knowledge to improve low-confidence ones. Extensive experiments across four datasets and six models demonstrate that ConFix effectively mitigates hallucinations without requiring external knowledge sources such as retrieval systems.

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Enhancing Training Data Attribution for Large Language Models with Fitting Error Consideration

The black-box nature of large language models (LLMs) poses challenges in interpreting results, impacting issues such as data intellectual property protection and hallucination tracing. Training data attribution (TDA) methods are considered effective solutions to address these challenges. Most recent TDA methods rely on influence functions, assuming the model achieves minimized empirical risk. However, achieving this criterion is difficult, and sourcing accuracy can be compromised by fitting errors during model training. In this paper, we introduce a novel TDA method called Debias and Denoise Attribution (DDA), which enhances influence functions by addressing fitting errors. Specifically, the debias strategy seeks to improve the performance of influence functions by eliminating the knowledge bias present in the base model before fine-tuning, while the denoise strategy aims to reduce discrepancies in influence scores arising from varying degrees of fitting during the training process through smoothing techniques. Experimental results demonstrate that our method significantly outperforms existing approaches, achieving an averaged AUC of 91.64%. Moreover, DDA exhibits strong generality and scalability across various sources and different-scale models like LLaMA2, QWEN2, and Mistral.

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SLANG: New Concept Comprehension of Large Language Models

The dynamic nature of language, particularly evident in the realm of slang and memes on the Internet, poses serious challenges to the adaptability of large language models (LLMs). Traditionally anchored to static datasets, these models often struggle to keep up with the rapid linguistic evolution characteristic of online communities. This research aims to bridge this gap by enhancing LLMs' comprehension of the evolving new concepts on the Internet, without the high cost of continual retraining. In pursuit of this goal, we introduce $\textbf{SLANG}$, a benchmark designed to autonomously integrate novel data and assess LLMs' ability to comprehend emerging concepts, alongside $\textbf{FOCUS}$, an approach uses causal inference to enhance LLMs to understand new phrases and their colloquial context. Our benchmark and approach involves understanding real-world instances of linguistic shifts, serving as contextual beacons, to form more precise and contextually relevant connections between newly emerging expressions and their meanings. The empirical analysis shows that our causal inference-based approach outperforms the baseline methods in terms of precision and relevance in the comprehension of Internet slang and memes.

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