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Xuyuan Xiong

Publications and source records attributed to Xuyuan Xiong.

5 recordsLinked to original sources

From Weak Data to Strong Policy: Q-Targets Enable Provable In-Context Reinforcement Learning

Existing in-context reinforcement learning methods mainly pretrain Transformers with supervised behavior-prediction objectives. This enables task inference from context, but makes the learned policy strongly depend on the quality of offline actions: when trajectories are weak or suboptimal, imitation itself becomes a biased learning signal. We propose Q-Target Pretrained Transformers (QTPT), which keeps the context-conditioned Transformer architecture but replaces behavior cloning with a Bellman-style Q-target objective. QTPT therefore learns to use rewards and transitions in the context to estimate action values, rather than simply imitating the behavior policy. We theoretically analyze QTPT in stochastic linear bandits and finite-horizon MDPs, showing stronger robustness to data quality than supervised pretraining. Empirically, QTPT improves over supervised behavior prediction on controlled RL benchmarks with random or suboptimal data, and we examine extensions to D4RL Kitchen and AntMaze. Supplementary experiments evaluate backbone robustness, meta-RL comparisons, task-coherent context, and unsupported-action value overestimation. These comparisons distinguish the benefits of Q-target pretraining from the remaining limitations of offline coverage.

cs.LG↗

LithoGRPO: Fast Inverse Lithography via GRPO Reinforced Flow Matching

In semiconductor manufacturing, lithography projects circuit layouts onto silicon wafers through an optical mask. As circuit features shrink below the wavelength of light, optical diffraction causes the printed patterns to deviate from their intended layouts. Inverse Lithography Technology (ILT) addresses this challenge by generating optimized masks that enhance the fidelity of pattern transfer onto wafers. While ILT resembles an image synthesis task, its reliance on explicit physical metrics for mask evaluation limits the applicability of existing generative models. We introduce LithoGRPO, an ILT framework that integrates the flow-matching paradigm with GRPO-based reinforcement learning (RL) fine-tuning, enabling efficient exploration of diverse masks for a given target layout. Unlike purely generative or optimization-based approaches, RL in LithoGRPO exploits the explicitly defined, physics-based reward function of ILT, enabling optimization under complex, process-aware constraints. To the best of our knowledge, this is the first framework that unifies flow matching and RL for mask optimization. To improve RL sampling efficiency, we propose a fast shot-counting algorithm for manufacturability evaluation, achieving over 130x speedup while preserving the mask ranking of the traditional shot-count metric. Extensive experiments demonstrate that LithoGRPO achieves state-of-the-art performance over both optimization-based and learning-based methods, while maintaining efficient mask generation.

cs.LG↗

SPOT: Scalable Policy Optimization with Trees for Markov Decision Processes

Interpretable reinforcement learning policies are essential for high-stakes decision-making, yet optimizing decision tree policies in Markov Decision Processes (MDPs) remains challenging. We propose SPOT, a novel method for computing decision tree policies, which formulates the optimization problem as a mixed-integer linear program (MILP). To enhance efficiency, we employ a reduced-space branch-and-bound approach that decouples the MDP dynamics from tree-structure constraints, enabling efficient parallel search. This significantly improves runtime and scalability compared to previous methods. Our approach ensures that each iteration yields the optimal decision tree. Experimental results on standard benchmarks demonstrate that SPOT achieves substantial speedup and scales to larger MDPs with a significantly higher number of states. The resulting decision tree policies are interpretable and compact, maintaining transparency without compromising performance. These results demonstrate that our approach simultaneously achieves interpretability and scalability, delivering high-quality policies an order of magnitude faster than existing approaches.

cs.LG↗

Taming Polysemanticity in LLMs: Provable Feature Recovery via Sparse Autoencoders

We study the challenge of achieving theoretically grounded feature recovery using Sparse Autoencoders (SAEs) for the interpretation of Large Language Models. Existing SAE training algorithms often lack rigorous mathematical guarantees and suffer from practical limitations such as hyperparameter sensitivity and instability. To address these issues, we first propose a novel statistical framework for the feature recovery problem, which includes a new notion of feature identifiability by modeling polysemantic features as sparse mixtures of underlying monosemantic concepts. Building on this framework, we introduce a new SAE training algorithm based on ``bias adaptation'', a technique that adaptively adjusts neural network bias parameters to ensure appropriate activation sparsity. We theoretically \highlight{prove that this algorithm correctly recovers all monosemantic features} when input data is sampled from our proposed statistical model. Furthermore, we develop an improved empirical variant, Group Bias Adaptation (GBA), and \highlight{demonstrate its superior performance against benchmark methods when applied to LLMs with up to 1.5 billion parameters}. This work represents a foundational step in demystifying SAE training by providing the first SAE algorithm with theoretical recovery guarantees, thereby advancing the development of more transparent and trustworthy AI systems through enhanced mechanistic interpretability.

cs.LG↗

HYBRIDMIND: Meta Selection of Natural Language and Symbolic Language for Enhanced LLM Reasoning

LLMs approach logical and mathematical reasoning through natural or symbolic languages. While natural language offers human-accessible flexibility but suffers from ambiguity, symbolic reasoning provides precise, machine-executable inferences at the cost of strict domain constraints. We introduce HYBRIDMIND, an adaptive strategy that selects the optimal reasoning approach for each reasoning problem. Through extensive experiments, we evaluate both prompting-based approaches with state-of-the-art LLMs and fine-tuned open-source models. We find that fine-tuning LLaMA-3.1-8B-Instruct as a meta-selector outperforms GPT-4o's natural language reasoning by 4.4\% on FOLIO and 1.3\% on MATH. More notably, using GPT-3.5-turbo as a prompted meta-selector yields a 10\% improvement on FOLIO's challenging subset compared to GPT-4o. We will release our code and data to support future research.

cs.CL↗