arXiv subjects
Publications and source records attributed to Yan Liu.
This paper provides an exploration of parking functions, a classical combinatorial object. We present two viewpoints on their structure and properties: through poset of noncrossing partitions and polytopes.
3D vision-language (VL) reasoning has gained significant attention due to its potential to bridge the 3D physical world with natural language descriptions. Existing approaches typically follow task-specific, highly specialized paradigms. Therefore, these methods focus on a limited range of reasoning sub-tasks and rely heavily on the hand-crafted modules and auxiliary losses. This highlights the need for a simpler, unified and general-purpose model. In this paper, we leverage the inherent connection between 3D scene graphs and natural language, proposing a 3D scene graph-guided vision-language pre-training (VLP) framework. Our approach utilizes modality encoders, graph convolutional layers and cross-attention layers to learn universal representations that adapt to a variety of 3D VL reasoning tasks, thereby eliminating the need for task-specific designs. The pre-training objectives include: 1) Scene graph-guided contrastive learning, which leverages the strong correlation between 3D scene graphs and natural language to align 3D objects with textual features at various fine-grained levels; and 2) Masked modality learning, which uses cross-modality information to reconstruct masked words and 3D objects. Instead of directly reconstructing the 3D point clouds of masked objects, we use position clues to predict their semantic categories. Extensive experiments demonstrate that our pre-training model, when fine-tuned on several downstream tasks, achieves performance comparable to or better than existing methods in tasks such as 3D visual grounding, 3D dense captioning, and 3D question answering.
We extend the single-mode Approximation (SMA) into quantum Monte Carlo simulations to provides an efficient and fast method to obtain the dynamical dispersion of quantum many-body systems. Based on stochastic series expansion (SSE) and its projector algorithms, the SMA + SSE method can simply extract the dispersion of the dynamical dispersion in the long wave-length limit and the upper bound of the dispersion elsewhere, without external calculations and high technique barriers. Meanwhile, numerical analytic continuation methods require the fine data of imaginary time correlations and complex programming. Therefore, our method can approach the excitation dispersion of large systems, e.g., we take the two-dimensional Heisenberg model on a $512 \times 512$ square lattice. We demonstrate the effectiveness and efficiency of our method with high precision via additional examples. We also demonstrate that SMA combined with SSE goes beyond spin-wave theory with numerical results. We further illustrate that SMA is able to extract useful information in strongly correlated systems with competing states.
On chip acousto-optic (AO) modulation represents a significant advancement in the development of highly integrated information processing systems. However, conventional photonic devices face substantial challenges in achieving efficient conversion due to the limited overlap between acoustic waves and optical waves. In this study, we address this limitation by demonstrating an enhanced conversion effect of photonic crystal nanobeam cavities (PCNBCs) in AO modulation on a polymer-loaded lithium niobate integrated platform. Attributed to the high ratio of quality factor (Q) to mode volume (V) and optimal light-sound overlap within the nanocavity, PCNBCs-based AO modulator exhibits a significantly enhanced extinction ratio of 38 dB with a threshold RF power below -50 dBm, which is two orders of magnitude lower than that based on micro-ring resonator (MRRs). In addition, robust digital amplitude shift keying modulations using selected RF and optical channels of the PCNBCs-enhanced AO modulators. These findings validate the compelling properties of the PCNBCs photonic platform, establishing it as a promising candidate for on-chip integrated microwave photonics, optical transceivers, and computing applications.
This article presents the design of an open-API-based explainable AI (XAI) service to provide feature contribution explanations for cloud AI services. Cloud AI services are widely used to develop domain-specific applications with precise learning metrics. However, the underlying cloud AI services remain opaque on how the model produces the prediction. We argue that XAI operations are accessible as open APIs to enable the consolidation of the XAI operations into the cloud AI services assessment. We propose a design using a microservice architecture that offers feature contribution explanations for cloud AI services without unfolding the network structure of the cloud models. We can also utilize this architecture to evaluate the model performance and XAI consistency metrics showing cloud AI services trustworthiness. We collect provenance data from operational pipelines to enable reproducibility within the XAI service. Furthermore, we present the discovery scenarios for the experimental tests regarding model performance and XAI consistency metrics for the leading cloud vision AI services. The results confirm that the architecture, based on open APIs, is cloud-agnostic. Additionally, data augmentations result in measurable improvements in XAI consistency metrics for cloud AI services.
Transformer-based models have achieved state-of-the-art performance in various computer vision tasks, including image and video analysis. However, Transformer's complex architecture and black-box nature pose challenges for explainability, a crucial aspect for real-world applications and scientific inquiry. Current Explainable AI (XAI) methods can only provide one-dimensional feature importance, either spatial or temporal explanation, with significant computational complexity. This paper introduces STAA (Spatio-Temporal Attention Attribution), an XAI method for interpreting video Transformer models. Differ from traditional methods that separately apply image XAI techniques for spatial features or segment contribution analysis for temporal aspects, STAA offers both spatial and temporal information simultaneously from attention values in Transformers. The study utilizes the Kinetics-400 dataset, a benchmark collection of 400 human action classes used for action recognition research. We introduce metrics to quantify explanations. We also apply optimization to enhance STAA's raw output. By implementing dynamic thresholding and attention focusing mechanisms, we improve the signal-to-noise ratio in our explanations, resulting in more precise visualizations and better evaluation results. In terms of computational overhead, our method requires less than 3\% of the computational resources of traditional XAI methods, making it suitable for real-time video XAI analysis applications. STAA contributes to the growing field of XAI by offering a method for researchers and practitioners to analyze Transformer models.
The Mixture of Experts (MoE) is an advanced model architecture in the industry that combines multiple specialized expert models from various domains into a single supermodel. This approach enables the model to scale without significantly increasing the computational costs of training and inference, while maximizing model performance. However, current distributed training frameworks do not consider the ultimate optimization of communication, especially for large base models. This paper proposes a network-traffic-aware parallel optimization method that selects the optimal parallel strategy based on the communication volume, and the training cluster's inter-node and intra-node network topologies. Compared to the DeepSpeed, MoNTA achieves an 8x increase in AllToAll communication performance under 8-card tensor parallelism. Compared to the baseline, training a 2x70B model using 16 A800 cards, with an 8K sequence, results in a 13% overall latency performance improvement. Project Page: https://github.com/EnflameTechnology/DeepSpeed.
The risk of harmful content generated by large language models (LLMs) becomes a critical concern. This paper presents a systematic study on assessing and improving LLMs' capability to perform the task of \textbf{course-correction}, \ie, the model can steer away from generating harmful content autonomously. To start with, we introduce the \textsc{C$^2$-Eval} benchmark for quantitative assessment and analyze 10 popular LLMs, revealing varying proficiency of current safety-tuned LLMs in course-correction. To improve, we propose fine-tuning LLMs with preference learning, emphasizing the preference for timely course-correction. Using an automated pipeline, we create \textsc{C$^2$-Syn}, a synthetic dataset with 750K pairwise preferences, to teach models the concept of timely course-correction through data-driven preference learning. Experiments on 2 LLMs, \textsc{Llama2-Chat 7B} and \textsc{Qwen2 7B}, show that our method effectively enhances course-correction skills without affecting general performance. Additionally, it effectively improves LLMs' safety, particularly in resisting jailbreak attacks.
Multi-modality (MM) semi-supervised learning (SSL) based medical image segmentation has recently gained increasing attention for its ability to utilize MM data and reduce reliance on labeled images. However, current methods face several challenges: (1) Complex network designs hinder scalability to scenarios with more than two modalities. (2) Focusing solely on modality-invariant representation while neglecting modality-specific features, leads to incomplete MM learning. (3) Leveraging unlabeled data with generative methods can be unreliable for SSL. To address these problems, we propose Double Bank Dual Consistency (DBDC), a novel MM-SSL approach for medical image segmentation. To address challenge (1), we propose a modality all-in-one segmentation network that accommodates data from any number of modalities, removing the limitation on modality count. To address challenge (2), we design two learnable plug-in banks, Modality-Level Modulation bank (MLMB) and Modality-Level Prototype (MLPB) bank, to capture both modality-invariant and modality-specific knowledge. These banks are updated using our proposed Modality Prototype Contrastive Learning (MPCL). Additionally, we design Modality Adaptive Weighting (MAW) to dynamically adjust learning weights for each modality, ensuring balanced MM learning as different modalities learn at different rates. Finally, to address challenge (3), we introduce a Dual Consistency (DC) strategy that enforces consistency at both the image and feature levels without relying on generative methods. We evaluate our method on a 2-to-4 modality segmentation task using three open-source datasets, and extensive experiments show that our method outperforms state-of-the-art approaches.
Automatic polyp segmentation is helpful to assist clinical diagnosis and treatment. In daily clinical practice, clinicians exhibit robustness in identifying polyps with both location and size variations. It is uncertain if deep segmentation models can achieve comparable robustness in automated colonoscopic analysis. To benchmark the model robustness, we focus on evaluating the robustness of segmentation models on the polyps with various attributes (e.g. location and size) and healthy samples. Based on the Latent Diffusion Model, we perform attribute editing on real polyps and build a new dataset named Polyp-E. Our synthetic dataset boasts exceptional realism, to the extent that clinical experts find it challenging to discern them from real data. We evaluate several existing polyp segmentation models on the proposed benchmark. The results reveal most of the models are highly sensitive to attribute variations. As a novel data augmentation technique, the proposed editing pipeline can improve both in-distribution and out-of-distribution generalization ability. The code and datasets will be released.
We exploit holographic duality to study the system of a one-dimensional interface contacting two semi-infinite two-dimensional CFTs. Central to our investigation is the introduction of a dynamical scalar field located on the bulk interface brane which breaks the scaling symmetry of the dual interface field theory, along with its consequential backreaction on the system. We define an interface entropy from holographic entanglement entropy. At zero temperature we construct several illustrative examples and observe that the $g$-theorem is always satisfied. These examples also reveal distinct features of the interface entropy that are intricately linked to the scalar potential profiles. At finite temperature we find that the dynamical scalar field enables the bulk theory to have new configurations which would be infeasible solely with a tension term on the interface brane.
The opacity of AI models necessitates both validation and evaluation before their integration into services. To investigate these models, explainable AI (XAI) employs methods that elucidate the relationship between input features and output predictions. The operations of XAI extend beyond the execution of a single algorithm, involving a series of activities that include preprocessing data, adjusting XAI to align with model parameters, invoking the model to generate predictions, and summarizing the XAI results. Adversarial attacks are well-known threats that aim to mislead AI models. The assessment complexity, especially for XAI, increases when open-source AI models are subject to adversarial attacks, due to various combinations. To automate the numerous entities and tasks involved in XAI-based assessments, we propose a cloud-based service framework that encapsulates computing components as microservices and organizes assessment tasks into pipelines. The current XAI tools are not inherently service-oriented. This framework also integrates open XAI tool libraries as part of the pipeline composition. We demonstrate the application of XAI services for assessing five quality attributes of AI models: (1) computational cost, (2) performance, (3) robustness, (4) explanation deviation, and (5) explanation resilience across computer vision and tabular cases. The service framework generates aggregated analysis that showcases the quality attributes for more than a hundred combination scenarios.
Large language models (LLMs), exemplified by ChatGPT, have gained considerable attention for their excellent natural language processing capabilities. Nonetheless, these LLMs present many challenges, particularly in the realm of trustworthiness. Therefore, ensuring the trustworthiness of LLMs emerges as an important topic. This paper introduces TrustLLM, a comprehensive study of trustworthiness in LLMs, including principles for different dimensions of trustworthiness, established benchmark, evaluation, and analysis of trustworthiness for mainstream LLMs, and discussion of open challenges and future directions. Specifically, we first propose a set of principles for trustworthy LLMs that span eight different dimensions. Based on these principles, we further establish a benchmark across six dimensions including truthfulness, safety, fairness, robustness, privacy, and machine ethics. We then present a study evaluating 16 mainstream LLMs in TrustLLM, consisting of over 30 datasets. Our findings firstly show that in general trustworthiness and utility (i.e., functional effectiveness) are positively related. Secondly, our observations reveal that proprietary LLMs generally outperform most open-source counterparts in terms of trustworthiness, raising concerns about the potential risks of widely accessible open-source LLMs. However, a few open-source LLMs come very close to proprietary ones. Thirdly, it is important to note that some LLMs may be overly calibrated towards exhibiting trustworthiness, to the extent that they compromise their utility by mistakenly treating benign prompts as harmful and consequently not responding. Finally, we emphasize the importance of ensuring transparency not only in the models themselves but also in the technologies that underpin trustworthiness. Knowing the specific trustworthy technologies that have been employed is crucial for analyzing their effectiveness.
Large language models (LLMs) have revolutionized the role of AI, yet pose potential social risks. To steer LLMs towards human preference, alignment technologies have been introduced and gained increasing attention. Nevertheless, existing methods heavily rely on high-quality positive-negative training pairs, suffering from noisy positive responses that are barely distinguishable from negative ones. Given recent LLMs' proficiency in generating helpful responses, this work pivots towards a new research question: can we achieve alignment using solely human-annotated negative samples, preserving helpfulness while reducing harmfulness? For this purpose, we propose Distributional Dispreference Optimization (D$^2$O), which maximizes the discrepancy between dispreferred responses and the generated non-negative ones. In this way, D$^2$O effectively eschews harmful information without incorporating noisy positive samples, while avoiding collapse using self-generated responses as anchors. We demonstrate that D$^2$O can be regarded as learning a distributional preference model reflecting human dispreference against negative responses, which is theoretically an upper bound of the instance-level DPO. Extensive experiments manifest that our method achieves comparable generation quality and surpasses the latest strong baselines in producing less harmful and more informative responses with better training stability and faster convergence.
The demand for regulating potentially risky behaviors of large language models (LLMs) has ignited research on alignment methods. Since LLM alignment heavily relies on reward models for optimization or evaluation, neglecting the quality of reward models may cause unreliable results or even misalignment. Despite the vital role reward models play in alignment, previous works have consistently overlooked their performance and used off-the-shelf reward models arbitrarily without verification, rendering the reward model ``\emph{an elephant in the room}''. To this end, this work first investigates the quality of the widely-used preference dataset, HH-RLHF, and curates a clean version, CHH-RLHF. Based on CHH-RLHF, we benchmark the accuracy of a broad range of reward models used in previous alignment works, unveiling the unreliability of using them both for optimization and evaluation. Furthermore, we systematically study the impact of reward model quality on alignment performance in three reward utilization paradigms. Extensive experiments reveal that better reward models perform as better human preference proxies. This work aims to awaken people to notice this huge elephant in alignment research. We call attention to the following issues: (1) The reward model needs to be rigorously evaluated, whether for alignment optimization or evaluation. (2) Considering the role of reward models, research efforts should not only concentrate on alignment algorithm, but also on developing more reliable human proxy.
In this paper, a novel movable antenna (MA) empowered secure transmission scheme is designed for cell-free symbiotic radio (SR) systems in the presence of an eavesdropper (Eve). Specifically, multiple distributed access points (APs) equipped with MAs collaboratively transmit confidential information to the primary user (PU), in the meanwhile the backscatter device (BD) transmits its own information to the secondary user (SU) by reflecting incident signals from the APs. The MAs deployed at the APs can adjust their positions flexibly to improve channel conditions between the APs and the PU/SU/BD and suppress the eavesdropping from the Eve on confidential information at the PU. Under this setup, we maximize the secrecy rate of primary transmission through jointly optimizing the APs' transmission beamforming vectors and the positions of the MAs, while adhering to the quality of service constraints at the SU. To address the challenges caused by the non-convexity and find a near-optimal solution, an alternating optimization (AO) framework is proposed, utilizing the successive convex approximation method, the semi-definite relaxation technology and a genetic algorithm modified particle swarm optimization (GA-PSO) algorithm. Numerical results demonstrate the secrecy rate enhancement provided by utilizing the MAs and show the impact of the GA-PSO algorithm for improving the solving accuracy.
The mainstream automatic speech recognition (ASR) technology usually requires hundreds to thousands of hours of annotated speech data. Three approaches to low-resourced ASR are phoneme or subword based supervised pre-training, and self-supervised pre-training over multilingual data. The Iu Mien language is the main ethnic language of the Yao ethnic group in China and is low-resourced in the sense that the annotated speech is very limited. With less than 10 hours of transcribed Iu Mien language, this paper investigates and compares the three approaches for Iu Mien speech recognition. Our experiments are based on the recently released, three backbone models pretrained over the 10 languages from the CommonVoice dataset (CV-Lang10), which correspond to the three approaches for low-resourced ASR. It is found that phoneme supervision can achieve better results compared to subword supervision and self-supervision, thereby providing higher data-efficiency. Particularly, the Whistle models, i.e., obtained by the weakly-supervised phoneme-based multilingual pre-training, obtain the most competitive results.
Thermoelectric materials can be designed to support optical resonances across multiple spectral ranges to enable ultra-wide band photodetection. For instance, antimony telluride (Sb2Te3) chalcogenide exhibits interband plasmonic resonances in the visible range and Mie resonances in the mid-infrared (mid-IR) range, while simultaneously possessing large thermoelectric Seebeck coefficients. In this paper, we designed and fabricated Sb2Te3 metasurface devices to achieve resonant absorption for enabling photodetectors operating across an ultra-wideband spectrum, from visible to mid-IR. Furthermore, relying on asymmetric Sb2Te3 metasurface, we demonstrated the thermoelectric photodetectors with polarization-selectivity. This work provides a potential platform towards the portable ultrawide band spectrometers at room temperature, for environmental sensing applications.