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Yang Cao

Publications and source records attributed to Yang Cao.

At least 127 records · Page 7Linked to original sources

Differentially Private Federated Learning: A Systematic Review

In recent years, privacy and security concerns in machine learning have promoted trusted federated learning to the forefront of research. Differential privacy has emerged as the de facto standard for privacy protection in federated learning due to its rigorous mathematical foundation and provable guarantee. Despite extensive research on algorithms that incorporate differential privacy within federated learning, there remains an evident deficiency in systematic reviews that categorize and synthesize these studies. Our work presents a systematic overview of the differentially private federated learning. Existing taxonomies have not adequately considered objects and level of privacy protection provided by various differential privacy models in federated learning. To rectify this gap, we propose a new taxonomy of differentially private federated learning based on definition and guarantee of various differential privacy models and federated scenarios. Our classification allows for a clear delineation of the protected objects across various differential privacy models and their respective neighborhood levels within federated learning environments. Furthermore, we explore the applications of differential privacy in federated learning scenarios. Our work provide valuable insights into privacy-preserving federated learning and suggest practical directions for future research.

cs.CR↗

Adaptive Token-Weighted Differential Privacy for LLMs: Not All Tokens Require Equal Protection

Large language models (LLMs) frequently memorize sensitive or personal information, raising significant privacy concerns. Existing variants of differential privacy stochastic gradient descent (DPSGD) inject uniform noise into every gradient step, significantly extending training time and reducing model accuracy. We propose that concentrating noise primarily on gradients associated with sensitive tokens can substantially decrease DP training time, strengthen the protection of sensitive information, and simultaneously preserve the model's performance on non-sensitive data. We operationalize this insight through Adaptive Token-Weighted Differential Privacy (ATDP), a modification of vanilla DP-SGD that adaptively assigns different gradient weights to sensitive and non-sensitive tokens. By employing a larger noise scale at the early stage of training, ATDP rapidly disrupts memorization of sensitive content. As a result, ATDP only requires a few additional epochs of lightweight post-processing following standard fine-tuning, injecting targeted noise primarily on parameters corresponding to sensitive tokens, thus minimally affecting the model's general capabilities. ATDP can be seamlessly integrated into any existing DP-based fine-tuning pipeline or directly applied to non-private models as a fast privacy-enhancing measure. Additionally, combined with an initial redacted fine-tuning phase, ATDP forms a streamlined DP pipeline that achieves comparable canary protection to state-of-the-art DP-SGD methods, significantly reduces the computational overhead of DP fine-tuning, shortening training time by approximately 90 percent, while achieving comparable or superior privacy protection and minimal accuracy degradation.

cs.LG↗

Effective equidistribution, arithmetic purity of strong approximation, and geometric sieve for affine quadrics

Let $k$ be a number field. Let $q(x_1,\cdots,x_n)$ be a non-degenerate integral quadratic form in $n\geq 3$ variables with coefficients in $k$ and $m\in k^\times$. Let $X$ be the affine quadric defined by $q=m$ in $\mathbb{A}^n_k$. Based on results on effective equidistribution of $S$-integral points in symmetric spaces, we establish the following: (i) The arithmetic purity of strong approximation off any single place of $k$ for $X$; (ii) The geometric sieve for $p_0$-integral points on $X$ when $k=\mathbb{Q}$ and $p_0$ is a prime number.

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A Decade of Metric Differential Privacy: Advancements and Applications

Metric Differential Privacy (mDP) builds upon the core principles of Differential Privacy (DP) by incorporating various distance metrics, which offer adaptable and context-sensitive privacy guarantees for a wide range of applications, such as location-based services, text analysis, and image processing. Since its inception in 2013, mDP has garnered substantial research attention, advancing theoretical foundations, algorithm design, and practical implementations. Despite this progress, existing surveys mainly focus on traditional DP and local DP, and they provide limited coverage of mDP. This paper provides a comprehensive survey of mDP research from 2013 to 2024, tracing its development from the foundations of DP. We categorize essential mechanisms, including Laplace, Exponential, and optimization-based approaches, and assess their strengths, limitations, and application domains. Additionally, we highlight key challenges and outline future research directions to encourage innovation and real-world adoption of mDP. This survey is designed to be a valuable resource for researchers and practitioners aiming to deepen their understanding and drive progress in mDP within the broader privacy ecosystem.

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Are Your LLM-based Text-to-SQL Models Secure? Exploring SQL Injection via Backdoor Attacks

Large language models (LLMs) have shown state-of-the-art results in translating natural language questions into SQL queries (Text-to-SQL), a long-standing challenge within the database community. However, security concerns remain largely unexplored, particularly the threat of backdoor attacks, which can introduce malicious behaviors into models through fine-tuning with poisoned datasets. In this work, we systematically investigate the vulnerabilities of LLM-based Text-to-SQL models and present ToxicSQL, a novel backdoor attack framework. Our approach leverages stealthy {semantic and character-level triggers} to make backdoors difficult to detect and remove, ensuring that malicious behaviors remain covert while maintaining high model accuracy on benign inputs. Furthermore, we propose leveraging SQL injection payloads as backdoor targets, enabling the generation of malicious yet executable SQL queries, which pose severe security and privacy risks in language model-based SQL development. We demonstrate that injecting only 0.44% of poisoned data can result in an attack success rate of 79.41%, posing a significant risk to database security. Additionally, we propose detection and mitigation strategies to enhance model reliability. Our findings highlight the urgent need for security-aware Text-to-SQL development, emphasizing the importance of robust defenses against backdoor threats.

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Robust Bandwidth Estimation for Real-Time Communication with Offline Reinforcement Learning

Accurate bandwidth estimation (BWE) is critical for real-time communication (RTC) systems. Traditional heuristic approaches offer limited adaptability under dynamic networks, while online reinforcement learning (RL) suffers from high exploration costs and potential service disruptions. Offline RL, which leverages high-quality data collected from real-world environments, offers a promising alternative. However, challenges such as out-of-distribution (OOD) actions, policy extraction from behaviorally diverse datasets, and reliable deployment in production systems remain unsolved. We propose RBWE, a robust bandwidth estimation framework based on offline RL that integrates Q-ensemble (an ensemble of Q-functions) with a Gaussian mixture policy to mitigate OOD risks and enhance policy learning. A fallback mechanism ensures deployment stability by switching to heuristic methods under high uncertainty. Experimental results show that RBWE reduces overestimation errors by 18% and improves the 10th percentile Quality of Experience (QoE) by 18.6%, demonstrating its practical effectiveness in real-world RTC applications. The implementation is publicly available at https://github.com/jiu2021/RBWE_offline.

eess.SY↗

Gold after Randomized Sand: Model-X Split Knockoffs for Controlled Transformation Selection

Controlling the False Discovery Rate (FDR) is critical for reproducible variable selection, especially given the prevalence of complex predictive modeling. The recent Split Knockoff method, an extension of the canonical Knockoffs framework, offers finite-sample FDR control for selecting sparse transformations but is limited to linear models with fixed designs. Extending this framework to random designs, which would accommodate a much broader range of models, is challenged by the fundamental difficulty of reconciling a random covariate design with a deterministic linear transformation. To bridge this gap, we introduce Model-X Split Knockoffs. Our method achieves robust FDR control for transformation selection in random designs by introducing a novel auxiliary randomized design. This key innovation effectively mediates the interaction between the random design and the deterministic transformation, enabling the construction of valid knockoffs. Like the classical Model-X framework, our approach provides provable, finite-sample FDR control under known or accurately estimated covariate distributions, regardless of the response's conditional distribution. Importantly, it guarantees at least the same, and often superior, selection power as standard Model-X Knockoffs when both are applicable. Empirical studies, including simulations and real-world applications to Alzheimer's disease imaging and university ranking analysis, demonstrate robust FDR control and improved statistical power.

stat.ME↗

Membership Inference Attacks on Large-Scale Models: A Survey

As large-scale models such as Large Language Models (LLMs) and Large Multimodal Models (LMMs) see increasing deployment, their privacy risks remain underexplored. Membership Inference Attacks (MIAs), which reveal whether a data point was used in training the target model, are an important technique for exposing or assessing privacy risks and have been shown to be effective across diverse machine learning algorithms. However, despite extensive studies on MIAs in classic models, there remains a lack of systematic surveys addressing their effectiveness and limitations in large-scale models. To address this gap, we provide the first comprehensive review of MIAs targeting LLMs and LMMs, analyzing attacks by model type, adversarial knowledge, and strategy. Unlike prior surveys, we further examine MIAs across multiple stages of the model pipeline, including pre-training, fine-tuning, alignment, and Retrieval-Augmented Generation (RAG). Finally, we identify open challenges and propose future research directions for strengthening privacy resilience in large-scale models.

cs.LG↗

Scale-Disentangled spatiotemporal Modeling for Long-term Traffic Emission Forecasting

Long-term traffic emission forecasting is crucial for the comprehensive management of urban air pollution. Traditional forecasting methods typically construct spatiotemporal graph models by mining spatiotemporal dependencies to predict emissions. However, due to the multi-scale entanglement of traffic emissions across time and space, these spatiotemporal graph modeling method tend to suffer from cascading error amplification during long-term inference. To address this issue, we propose a Scale-Disentangled Spatio-Temporal Modeling (SDSTM) framework for long-term traffic emission forecasting. It leverages the predictability differences across multiple scales to decompose and fuse features at different scales, while constraining them to remain independent yet complementary. Specifically, the model first introduces a dual-stream feature decomposition strategy based on the Koopman lifting operator. It lifts the scale-coupled spatiotemporal dynamical system into an infinite-dimensional linear space via Koopman operator, and delineates the predictability boundary using gated wavelet decomposition. Then a novel fusion mechanism is constructed, incorporating a dual-stream independence constraint based on cross-term loss to dynamically refine the dual-stream prediction results, suppress mutual interference, and enhance the accuracy of long-term traffic emission prediction. Extensive experiments conducted on a road-level traffic emission dataset within Xi'an's Second Ring Road demonstrate that the proposed model achieves state-of-the-art performance.

cs.LG↗

Set-Valued Transformer Network for High-Emission Mobile Source Identification

Identifying high-emission vehicles is a crucial step in regulating urban pollution levels and formulating traffic emission reduction strategies. However, in practical monitoring data, the proportion of high-emission state data is significantly lower compared to normal emission states. This characteristic long-tailed distribution severely impedes the extraction of discriminative features for emission state identification during data mining. Furthermore, the highly nonlinear nature of vehicle emission states and the lack of relevant prior knowledge also pose significant challenges to the construction of identification models.To address the aforementioned issues, we propose a Set-Valued Transformer Network (SVTN) to achieve comprehensive learning of discriminative features from high-emission samples, thereby enhancing detection accuracy. Specifically, this model first employs the transformer to measure the temporal similarity of micro-trip condition variations, thus constructing a mapping rule that projects the original high-dimensional emission data into a low-dimensional feature space. Next, a set-valued identification algorithm is used to probabilistically model the relationship between the generated feature vectors and their labels, providing an accurate metric criterion for the classification algorithm. To validate the effectiveness of our proposed approach, we conducted extensive experiments on the diesel vehicle monitoring data of Hefei city in 2020. The results demonstrate that our method achieves a 9.5\% reduction in the missed detection rate for high-emission vehicles compared to the transformer-based baseline, highlighting its superior capability in accurately identifying high-emission mobile pollution sources.

cs.LG↗

Towards High-Order Mean Flow Generative Models: Feasibility, Expressivity, and Provably Efficient Criteria

Generative modelling has seen significant advances through simulation-free paradigms such as Flow Matching, and in particular, the MeanFlow framework, which replaces instantaneous velocity fields with average velocities to enable efficient single-step sampling. In this work, we introduce a theoretical study on Second-Order MeanFlow, a novel extension that incorporates average acceleration fields into the MeanFlow objective. We first establish the feasibility of our approach by proving that the average acceleration satisfies a generalized consistency condition analogous to first-order MeanFlow, thereby supporting stable, one-step sampling and tractable loss functions. We then characterize its expressivity via circuit complexity analysis, showing that under mild assumptions, the Second-Order MeanFlow sampling process can be implemented by uniform threshold circuits within the $\mathsf{TC}^0$ class. Finally, we derive provably efficient criteria for scalable implementation by leveraging fast approximate attention computations: we prove that attention operations within the Second-Order MeanFlow architecture can be approximated to within $1/\mathrm{poly}(n)$ error in time $n^{2+o(1)}$. Together, these results lay the theoretical foundation for high-order flow matching models that combine rich dynamics with practical sampling efficiency.

cs.LG↗

Collaborative Novel Object Discovery and Box-Guided Cross-Modal Alignment for Open-Vocabulary 3D Object Detection

Open-vocabulary 3D Object Detection (OV-3DDet) addresses the detection of objects from an arbitrary list of novel categories in 3D scenes, which remains a very challenging problem. In this work, we propose CoDAv2, a unified framework designed to innovatively tackle both the localization and classification of novel 3D objects, under the condition of limited base categories. For localization, the proposed 3D Novel Object Discovery (3D-NOD) strategy utilizes 3D geometries and 2D open-vocabulary semantic priors to discover pseudo labels for novel objects during training. 3D-NOD is further extended with an Enrichment strategy that significantly enriches the novel object distribution in the training scenes, and then enhances the model's ability to localize more novel objects. The 3D-NOD with Enrichment is termed 3D-NODE. For classification, the Discovery-driven Cross-modal Alignment (DCMA) module aligns features from 3D point clouds and 2D/textual modalities, employing both class-agnostic and class-specific alignments that are iteratively refined to handle the expanding vocabulary of objects. Besides, 2D box guidance boosts the classification accuracy against complex background noises, which is coined as Box-DCMA. Extensive evaluation demonstrates the superiority of CoDAv2. CoDAv2 outperforms the best-performing method by a large margin (AP_Novel of 9.17 vs. 3.61 on SUN-RGBD and 9.12 vs. 3.74 on ScanNetv2). Source code and pre-trained models are available at the GitHub project page.

cs.CV↗

MATE: Motion-Augmented Temporal Consistency for Event-based Point Tracking

Tracking Any Point (TAP) plays a crucial role in motion analysis. Video-based approaches rely on iterative local matching for tracking, but they assume linear motion during the blind time between frames, which leads to point loss under large displacements or nonlinear motion. The high temporal resolution and motion blur-free characteristics of event cameras provide continuous, fine-grained motion information, capturing subtle variations with microsecond precision. This paper presents an event-based framework for tracking any point, which tackles the challenges posed by spatial sparsity and motion sensitivity in events through two tailored modules. Specifically, to resolve ambiguities caused by event sparsity, a motion-guidance module incorporates kinematic vectors into the local matching process. Additionally, a variable motion aware module is integrated to ensure temporally consistent responses that are insensitive to varying velocities, thereby enhancing matching precision. To validate the effectiveness of the approach, two event dataset for tracking any point is constructed by simulation. The method improves the $Survival_{50}$ metric by 17.9% over event-only tracking of any point baseline. Moreover, on standard feature tracking benchmarks, it outperforms all existing methods, even those that combine events and video frames.

cs.CV↗

Debunking Optimization Myths in Federated Learning for Medical Image Classification

Federated Learning (FL) is a collaborative learning method that enables decentralized model training while preserving data privacy. Despite its promise in medical imaging, recent FL methods are often sensitive to local factors such as optimizers and learning rates, limiting their robustness in practical deployments. In this work, we revisit vanilla FL to clarify the impact of edge device configurations, benchmarking recent FL methods on colorectal pathology and blood cell classification task. We numerically show that the choice of local optimizer and learning rate has a greater effect on performance than the specific FL method. Moreover, we find that increasing local training epochs can either enhance or impair convergence, depending on the FL method. These findings indicate that appropriate edge-specific configuration is more crucial than algorithmic complexity for achieving effective FL.

cs.LG↗

UniMC: Taming Diffusion Transformer for Unified Keypoint-Guided Multi-Class Image Generation

Although significant advancements have been achieved in the progress of keypoint-guided Text-to-Image diffusion models, existing mainstream keypoint-guided models encounter challenges in controlling the generation of more general non-rigid objects beyond humans (e.g., animals). Moreover, it is difficult to generate multiple overlapping humans and animals based on keypoint controls solely. These challenges arise from two main aspects: the inherent limitations of existing controllable methods and the lack of suitable datasets. First, we design a DiT-based framework, named UniMC, to explore unifying controllable multi-class image generation. UniMC integrates instance- and keypoint-level conditions into compact tokens, incorporating attributes such as class, bounding box, and keypoint coordinates. This approach overcomes the limitations of previous methods that struggled to distinguish instances and classes due to their reliance on skeleton images as conditions. Second, we propose HAIG-2.9M, a large-scale, high-quality, and diverse dataset designed for keypoint-guided human and animal image generation. HAIG-2.9M includes 786K images with 2.9M instances. This dataset features extensive annotations such as keypoints, bounding boxes, and fine-grained captions for both humans and animals, along with rigorous manual inspection to ensure annotation accuracy. Extensive experiments demonstrate the high quality of HAIG-2.9M and the effectiveness of UniMC, particularly in heavy occlusions and multi-class scenarios.

cs.CV↗

ViewPoint: Panoramic Video Generation with Pretrained Diffusion Models

Panoramic video generation aims to synthesize 360-degree immersive videos, holding significant importance in the fields of VR, world models, and spatial intelligence. Existing works fail to synthesize high-quality panoramic videos due to the inherent modality gap between panoramic data and perspective data, which constitutes the majority of the training data for modern diffusion models. In this paper, we propose a novel framework utilizing pretrained perspective video models for generating panoramic videos. Specifically, we design a novel panorama representation named ViewPoint map, which possesses global spatial continuity and fine-grained visual details simultaneously. With our proposed Pano-Perspective attention mechanism, the model benefits from pretrained perspective priors and captures the panoramic spatial correlations of the ViewPoint map effectively. Extensive experiments demonstrate that our method can synthesize highly dynamic and spatially consistent panoramic videos, achieving state-of-the-art performance and surpassing previous methods.

cs.CV↗

Directing Mamba to Complex Textures: An Efficient Texture-Aware State Space Model for Image Restoration

Image restoration aims to recover details and enhance contrast in degraded images. With the growing demand for high-quality imaging (\textit{e.g.}, 4K and 8K), achieving a balance between restoration quality and computational efficiency has become increasingly critical. Existing methods, primarily based on CNNs, Transformers, or their hybrid approaches, apply uniform deep representation extraction across the image. However, these methods often struggle to effectively model long-range dependencies and largely overlook the spatial characteristics of image degradation (regions with richer textures tend to suffer more severe damage), making it hard to achieve the best trade-off between restoration quality and efficiency. To address these issues, we propose a novel texture-aware image restoration method, TAMambaIR, which simultaneously perceives image textures and achieves a trade-off between performance and efficiency. Specifically, we introduce a novel Texture-Aware State Space Model, which enhances texture awareness and improves efficiency by modulating the transition matrix of the state-space equation and focusing on regions with complex textures. Additionally, we design a {Multi-Directional Perception Block} to improve multi-directional receptive fields while maintaining low computational overhead. Extensive experiments on benchmarks for image super-resolution, deraining, and low-light image enhancement demonstrate that TAMambaIR achieves state-of-the-art performance with significantly improved efficiency, establishing it as a robust and efficient framework for image restoration.

cs.CV↗

MMAR: Towards Lossless Multi-Modal Auto-Regressive Probabilistic Modeling

Recent advancements in multi-modal large language models have propelled the development of joint probabilistic models capable of both image understanding and generation. However, we have identified that recent methods suffer from loss of image information during understanding task, due to either image discretization or diffusion denoising steps. To address this issue, we propose a novel Multi-Modal Auto-Regressive (MMAR) probabilistic modeling framework. Unlike discretization line of method, MMAR takes in continuous-valued image tokens to avoid information loss in an efficient way. Differing from diffusion-based approaches, we disentangle the diffusion process from auto-regressive backbone model by employing a light-weight diffusion head on top each auto-regressed image patch embedding. In this way, when the model transits from image generation to understanding through text generation, the backbone model's hidden representation of the image is not limited to the last denoising step. To successfully train our method, we also propose a theoretically proven technique that addresses the numerical stability issue and a training strategy that balances the generation and understanding task goals. Extensive evaluations on 18 image understanding benchmarks show that MMAR significantly outperforms most of the existing joint multi-modal models, surpassing the method that employs pre-trained CLIP vision encoder. Meanwhile, MMAR is able to generate high quality images. We also show that our method is scalable with larger data and model size.

cs.CV↗