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Yang Yu

Publications and source records attributed to Yang Yu.

At least 73 records · Page 4Linked to original sources

Strategy-proof Market Segmentation against Price Discrimination

Data regulations increasingly enable consumers to switch among market segments, making segmentation an endogenous outcome of strategic interaction. We study a model in which consumers choose segments before a monopolist sets segment-specific prices, and define a segmentation as strategy-proof when no consumer with positive measure can profitably deviate. Our main result provides a complete welfare characterization: in every strategy-proof segmentation, producer surplus is pinned at the uniform monopoly profit, consumer surplus ranges from the uniform monopoly level to the buyer-optimal level, and every consumer is weakly better off. We construct strategy-proof segmentations attaining every feasible outcome in this range. A finite-consumer model microfounds our solution concept, with equilibrium outcomes converging to our characterization as the population grows large.

econ.TH↗

Breaking the scalability barrier via a vertical tunable coupler in 3D integrated transmon system

Scaling superconducting quantum processors beyond the constraints of monolithic planar architectures is essential for fault-tolerant quantum computation. Here we demonstrate a three-dimensional (3D) integrated superconducting quantum processor in which two qubit chips are vertically stacked on opposing sides of a carrier chip and galvanically connected via multilayer flip-chip bonding. Intrachip qubit coupling is mediated by planar tunable couplers, whereas interchip coupling is enabled by vertical tunable couplers embedded in the carrier chip. Randomized benchmarking reveals simultaneous single-qubit gate fidelities of 99.87 % with negligible crosstalk, and controlled-Z gates achieve an average fidelity of 97.5 % for both intrachip and interchip operations. We further demonstrate high-fidelity Bell-state preparation and coherent generation of a four-qubit $W$ state, confirming the architecture's capability for interchip entanglement distribution. These results establish vertical coupling as a promising pathway toward scalable quantum processors compatible with advanced quantum error-correcting codes.

quant-ph↗

Global approximations to correlation functions of strongly interacting quantum field theories

We introduce a method for constructing global approximations to correlation functions of strongly interacting quantum field theories, starting from perturbative results. The key idea is to employ interpolation method, such as the two-point Padé expansion, to interpolate the weak and strong coupling expansions of correlation function. We benchmark this many-body interpolation approach on two prototypical models: the lattice $ϕ^4$ field theory and the 2D Hubbard model. For the $ϕ^4$ theory, the resulting two point Padé approximants exhibit uniform and global convergence to the exact correlation function. For the Hubbard model, we show that even at second order, the Padé appproximant already provides reasonable characterization of the Matsubara Green's function for a wide range of parameters. Finally, we offer a heuristic explanation for these convergence properties based on analytic function theory.

cond-mat.str-el↗

MedHorizon: Towards Long-context Medical Video Understanding in the Wild

Medical multimodal large language models (MLLMs) have advanced image understanding and short-video analysis, but real clinical review often requires full-procedure video understanding. Unlike general long videos, medical procedures contain highly redundant anatomical views, while decisive evidence is temporally sparse, spatially subtle, and context dependent. Existing benchmarks often assume this evidence has already been localized through images, short clips, or pre-segmented videos, leaving the retrieval-before-reasoning problem under-tested. We introduce MedHorizon, an in-the-wild benchmark for long-context medical video understanding. MedHorizon preserves 759 hours of full-length clinical procedures and provides 1,253 evidence-grounded multiple-choice questionsthat jointly evaluate sparse evidence understanding and multi-hop clinical reasoning. Its evidence is extremely sparse, with only 0.166% evidence frames on average, requiring models to search noisy procedural streams before interpreting and aggregating findings. We evaluate representative general-domain, medical-domain, and long-video MLLMs. The best model reaches only 41.1% accuracy, showing that current systems remain far from robust full-procedure understanding. Further analysis yields four key findings: performance does not scale reliably with more frames, evidence retrieval and clinical interpretation remain primary bottlenecks; these bottlenecks are rooted in weak procedural reasoning and attention drift under redundancy, and generic sampling methods only partially balances local detail with global coverage. MedHorizon provides a rigorous testbed for MLLMs that retrieve sparse evidence and reason over complete clinical workflows.

cs.CV↗

Thermodynamics of stacking faults and phase stability in cobalt alloys: A combined computational and experimental study

Stacking fault energy dictates phase stability and deformation behavior in Co alloys and WC-Co cemented carbides, yet a quantitative assessment of alloying effects at finite temperatures remains poorly established. By integrating first-principles thermodynamics with microstructural characterization, we provide a rigorous evaluation of these influences across atomic and macroscopic scales. We show that stacking fault energetics at 0K for transition metal solutes are primarily governed by atomic misfit volume. While 4d and 5d elements follow a consistent linear trend, specific 3d solutes exhibit significant deviations due to non-negligible magnetic contributions. By incorporating phonon, electronic, longitudinal spin-fluctuation, and magnetic free-energy contributions, the model accurately captures the fcc-hcp transformation and quantifies how diverse solutes modulate the phase landscape. We demonstrate that V, Ni, Fe, Mo, and W lower the transformation temperature by stabilizing fcc phase, while Cr and C exhibit the opposite effect, consistent with experimental phase diagrams. Furthermore, microscopic analysis confirms that higher W content dissolved in the Co suppresses stacking-fault formation by elevating the stacking fault energy at finite temperatures. This work clarifies the physical mechanisms by which alloying regulates stacking fault energy and phase stability in Co-based systems, providing guidance for the design of Co-based alloys and WC-Co cemented carbides.

cond-mat.mtrl-sci↗

Validity and Limits of Low Order Hybridization Expansion Approaches for Multi-Orbital Systems

Low-order hybridization expansion methods such as the non-crossing approximation (NCA) and the one-crossing approximation (OCA) are widely used impurity solvers in the study of strongly correlated systems, yet their accuracy in genuine multi-orbital settings remains poorly understood. Using the decoupled orbital limit as a controlled reference point, we derive analytic results connecting multi-orbital restricted propagators and Green's functions to their single-orbital counterparts, identify the diagrammatic mechanisms responsible for the breakdown of low-order methods in multi-orbital settings, and determine their regimes of applicability. Our central finding is that the accuracy of these methods is governed by the least correlated orbital: i.e., the orbital with the most rapidly decaying retarded Green's function. That orbital's properties are transferred to all other orbitals through a spurious coupling generated by the truncated expansion, thereby suppressing correlation-induced features such as the Kondo resonance. This occurs even in orbitals that are themselves strongly correlated within single-orbital calculations using the same approximation scheme. We confirm this numerically across representative two-orbital model systems in the steady-state, systematically identifying the parameter regimes in which low-order methods succeed or fail. Our results provide a practical guide for assessing when insights from single-orbital calculations carry over to multi-orbital settings, and serve as a benchmark for the development and validation of higher-order multi-orbital impurity solvers.

cond-mat.str-el↗

Understanding Adversarial Imitation Learning in Small Sample Regime: A Stage-coupled Analysis

Imitation learning learns a policy from expert trajectories. While the expert data is believed to be crucial for imitation quality, it was found that a kind of imitation learning approach, adversarial imitation learning (AIL), can have exceptional performance. With as little as only one expert trajectory, AIL can match the expert performance even in a long horizon, on tasks such as locomotion control. There are two mysterious points in this phenomenon. First, why can AIL perform well with only a few expert trajectories? Second, why does AIL maintain good performance despite the length of the planning horizon? In this paper, we theoretically explore these two questions. For a total-variation-distance-based AIL (called TV-AIL), our analysis shows a horizon-free imitation gap $\mathcal O(\{\min\{1, \sqrt{|\mathcal S|/N} \})$ on a class of instances abstracted from locomotion control tasks. Here $|\mathcal S|$ is the state space size for a tabular Markov decision process, and $N$ is the number of expert trajectories. We emphasize two important features of our bound. First, this bound is meaningful in both small and large sample regimes. Second, this bound suggests that the imitation gap of TV-AIL is at most 1 regardless of the planning horizon. Therefore, this bound can explain the empirical observation. Technically, we leverage the structure of multi-stage policy optimization in TV-AIL and present a new stage-coupled analysis via dynamic programming

cs.LG↗

Anticipation-VLA: Solving Long-Horizon Embodied Tasks via Anticipation-based Subgoal Generation

Vision-Language-Action (VLA) models have emerged as a powerful paradigm for embodied intelligence, enabling robots to perform tasks based on natural language instructions and current visual input. However, existing VLA models struggle with long-horizon tasks due to compounding errors. Prior methods decompose tasks into subtasks of fixed granularity, which cannot adapt to the varying complexity of execution states, limiting their robustness in long-horizon tasks. To overcome this, we introduce Anticipation Model, which adaptively and recursively generates future subgoals. This model continuously adapts as the task unfolds, adjusting future subgoals in response to evolving dynamics, facilitating more reliable planning paths. Building on this concept, we propose Anticipation-VLA, a hierarchical VLA model that leverages the anticipation model to generate actionable subgoals that guide VLA policy execution. We implement Anticipation-VLA with finetuning a Unified Multimodal Model (UMM) for high-level subgoal generation and a goal-conditioned VLA policy for low-level action execution. Experiments in both simulated and real-world robotic tasks demonstrate the effectiveness of Anticipation-VLA, highlighting the importance of adaptive and recursive subgoal generation for robust policy execution.

cs.RO↗

Adversarial Imitation Learning with General Function Approximation: Theoretical Analysis and Practical Algorithms

Adversarial imitation learning (AIL), a prominent approach in imitation learning, has achieved significant practical success powered by neural network approximation. However, existing theoretical analyses of AIL are primarily confined to simplified settings, such as tabular and linear function approximation, and involve complex algorithmic designs that impede practical implementation. This creates a substantial gap between theory and practice. This paper bridges this gap by exploring the theoretical underpinnings of online AIL with general function approximation. We introduce a novel framework called optimization-based AIL (OPT-AIL), which performs online optimization for reward learning coupled with optimism-regularized optimization for policy learning. Within this framework, we develop two concrete methods: model-free OPT-AIL and model-based OPT-AIL. Our theoretical analysis demonstrates that both variants achieve polynomial expert sample complexity and interaction complexity for learning near-expert policies. To the best of our knowledge, they represent the first provably efficient AIL methods under general function approximation. From a practical standpoint, OPT-AIL requires only the approximate optimization of two objectives, thereby facilitating practical implementation. Empirical studies demonstrate that OPT-AIL outperforms previous state-of-the-art deep AIL methods across several challenging tasks.

cs.LG↗

Model-Based Proactive Cost Generation for Learning Safe Policies Offline with Limited Violation Data

Learning constraint-satisfying policies from offline data without risky online interaction is crucial for safety-critical decision making. Conventional methods typically learn cost value functions from abundant unsafe samples to define safety boundaries and penalize violations. However, in high-stakes scenarios, risky trial-and-error is infeasible, yielding datasets with few or no unsafe samples. Under this limitation, existing approaches often treat all data as uniformly safe, overlooking safe-but-infeasible states - states that currently satisfy constraints but inevitably violate them within a few steps - leading to deployment failures. Drawing inspiration from the concept of knowledge-data integration, we leverage large language models (LLMs) to incorporate natural language knowledge into the policy to address this challenge. Specifically, we propose PROCO, a model-based offline safe reinforcement learning (RL) framework tailored to datasets largely free of violations. PROCO first learns a dynamics model from offline data and constructs a conservative cost function by grounding natural-language knowledge of unsafe states in LLMs, enabling risk estimation even without observed violations. Using the cost function and learned model, PROCO performs model-based rollouts to synthesize diverse counterfactual unsafe samples, supporting reliable feasibility identification and feasibility-guided policy learning. Across a range of Safety-Gymnasium tasks with exclusively safe or minimally risky training data, PROCO integrates seamlessly with a variety of offline safe RL algorithms and consistently demonstrates reduced constraint violations and improved safety performance compared to both the original methods and other behavior cloning baselines.

cs.LG↗

RIHA: Report-Image Hierarchical Alignment for Radiology Report Generation

Radiology report generation (RRG) has emerged as a promising approach to alleviate radiologists' workload and reduce human errors by automatically generating diagnostic reports from medical images. A key challenge in RRG is achieving fine-grained alignment between complex visual features and the hierarchical structure of long-form radiology reports. Although recent methods have improved image-text representation learning, they often treat reports as flat sequences, overlooking their structured sections and semantic hierarchies. This simplification hinders precise cross-modal alignment and weakens RRG accuracy. To address this challenge, we propose RIHA (Report-Image Hierarchical Alignment Transformer), a novel end-to-end framework that performs multi-level alignment between radiological images and their corresponding reports across paragraph, sentence, and word levels. This hierarchical alignment enables more precise cross-modal mapping, essential for capturing the nuanced semantics embedded in clinical narratives. Specifically, RIHA introduces a Visual Feature Pyramid (VFP) to extract multi-scale visual features and a Text Feature Pyramid (TFP) to represent multi-granularity textual structures. These components are integrated through a Cross-modal Hierarchical Alignment (CHA) module, leveraging optimal transport to effectively align visual and textual features across various levels. Furthermore, we incorporate Relative Positional Encoding (RPE) into the decoder to model spatial and semantic relationships among tokens, enhancing the token-level alignment between visual features and generated text. Extensive experiments on two benchmark chest X-ray datasets, IU-Xray and MIMIC-CXR, demonstrate that RIHA outperforms existing state-of-the-art models in both natural language generation and clinical efficacy metrics.

cs.CV↗

Poster: ClawdGo: Endogenous Security Awareness Training for Autonomous AI Agents

Autonomous AI agents deployed on platforms such as OpenClaw face prompt injection, memory poisoning, supply-chain attacks, and social engineering, yet existing defences address only the platform perimeter, leaving the agent's own threat judgement entirely untrained. We present ClawdGo, a framework for endogenous security awareness training: we teach the agent to recognise and reason about threats from the inside, at inference time, with no model modification. Four contributions are introduced: TLDT (Three-Layer Domain Taxonomy) organises 12 trainable dimensions across Self-Defence, Owner-Protection, and Enterprise-Security layers; ASAT (Autonomous Security Awareness Training) is a self-play loop where the agent alternates attacker, defender, and evaluator roles under weakest-first curriculum scheduling; CSMA (Cross-Session Memory Accumulation) compounds skill gains via a four-layer persistent memory architecture and Axiom Crystallisation Promotion (ACP); and SACP (Security Awareness Calibration Problem) formalises the precision-recall tradeoff introduced by endogenous training. Live experiments show weakest-first ASAT raises average TLDT score from 80.9 to 96.9 over 16 sessions, outperforming uniform-random scheduling by 6.5 points and covering 11 of 12 dimensions. CSMA retains the full gain across sessions; cold-start ablation recovers only 2.4 points, leaving a 13.6-point gap. E-mode generates 32 TLDT-conformant scenarios covering all 12 dimensions. SACP is observed when a heavily trained agent classifies a legitimate capability assessment as prompt injection (30/160).

cs.CR↗

Mono2Sls: Automated Monolith-to-Serverless Migration via Multi-Stage Pipeline with Static Analysis

Cloud computing platforms offer elastic scaling, managed infrastructure, and pay-per-use pricing, but moving existing monolithic backends to them remains a difficult software engineering task. In practice, the migration requires coordinated changes to program structure, source code, infrastructure configuration, and cloud-specific design decisions, and these changes are still largely carried out by hand. In this paper, we present Mono2Sls, an automated pipeline that converts monolithic web backends into deployable AWS SAM applications. The pipeline combines lightweight static analysis of entry points, call graphs, and asynchronous behavior with four sequential tool-using LLM agents: Architect, Code Developer, SAM Engineer, and Consistency Validator. These agents communicate through explicit intermediate artifacts and consult a curated SAM knowledge base. Evaluated on six benchmark applications totaling more than 10K lines of code and 76 business endpoints, Mono2Sls achieves 100% deployment success without manual fixes. It also reaches 66.1% end-to-end correctness and 98.7% API-coverage F1, whereas the commercial baselines achieve 53.7--61.2% and 88.4%, respectively. The migrated systems show more consistent use of AWS-native authentication and asynchronous patterns, and an ablation study indicates that static-analysis-guided architecture planning contributes 23.4 percentage points to end-to-end correctness.

cs.SE↗

SIGMA: A Semantic-Grounded Instruction-Driven Generative Multi-Task Recommender at AliExpress

With the rapid evolution of Large Language Models (LLMs), generative recommendation is gradually reshaping the paradigm of recommender systems. However, most existing methods remain confined to the interaction-driven next-item prediction paradigm, struggling to keep pace with the latest evolving trends or address the diverse recommendation tasks along with business-specific requirements in real-world scenarios. To this end, we present SIGMA, a Semantic-Grounded Instruction-Driven Generative Multi-Task Recommender deployed at AliExpress. Specifically, we first ground item entities in a unified latent space capturing both general semantics and collaborative signals. Building upon this, we introduce a hybrid item tokenization method for both precise modeling and efficient generation. Moreover, we construct a large-scale multi-task supervised fine-tuning dataset empowering SIGMA to fulfill various recommendation demands via instruction-following. Finally, we design a three-step item generation procedure integrated with an adaptive probabilistic fusion mechanism to calibrate the output distributions based on task-specific requirements for recommendation accuracy and diversity. Extensive offline experiments and online A/B tests demonstrate the effectiveness of SIGMA across various real-world recommendation tasks.

cs.IR↗

Spatially covariant gravity with two degrees of freedom: A perturbative analysis up to cubic order

There has been considerable interest in constructing modified gravity theories that propagate only two degrees of freedom (DOFs), corresponding to the tensorial gravitational waves of general relativity. Within the framework of spatially covariant gravity (SCG), the conditions for obtaining 2-DOF theories can be derived from Hamiltonian constraint analysis, but it is generally difficult to translate those conditions into explicit SCG Lagrangians, especially when the Lagrangian depends nonlinearly on the extrinsic curvature. In this work, we adopt an alternative perturbative approach. We consider polynomial-type SCG Lagrangians up to $d=3$, where $d$ denotes the total number of derivatives in each monomial, and expand them around a cosmological background. By requiring the scalar mode to be eliminated up to cubic order in perturbations, we derive the corresponding conditions on the coefficient functions in the Lagrangian. We find five explicit Lagrangians that propagate only 2 DOFs up to cubic order in perturbations around a cosmological background. These theories therefore provide concrete candidate 2-DOF SCG models, at least at the perturbative level up to cubic order.

gr-qc↗

Adapting 2D Multi-Modal Large Language Model for 3D CT Image Analysis

3D medical image analysis is of great importance in disease diagnosis and treatment. Recently, multimodal large language models (MLLMs) have exhibited robust perceptual capacity, strong cross-modal alignment, and promising generalizability. Therefore, they have great potential to improve the performance of medical report generation (MRG) and medical visual question answering (MVQA), which serve as two important tasks in clinical scenarios. However, due to the scarcity of 3D medical images, existing 3D medical MLLMs suffer from insufficiently pretrained vision encoder and inability to extract customized image features for different kinds of tasks. In this paper, we propose to first transfer a 2D MLLM, which is well trained with 2D natural images, to support 3D medical volumetric inputs while reusing all of its pre-trained parameters. To enable the vision encoder to extract tailored image features for various tasks, we then design a Text-Guided Hierarchical MoE (TGH-MoE) framework, which can distinguish tasks under the guidance of the text prompt. Furthermore, we propose a two-stage training strategy to learn both task-shared and task-specific image features. As demonstrated empirically, our method outperforms existing 3D medical MLLMs in both MRG and MVQA tasks. Our code will be released once this paper is accepted.

cs.CV↗

ReinVBC: A Model-based Reinforcement Learning Approach to Vehicle Braking Controller

Braking system, the key module to ensure the safety and steer-ability of current vehicles, relies on extensive manual calibration during production. Reducing labor and time consumption while maintaining the Vehicle Braking Controller (VBC) performance greatly benefits the vehicle industry. Model-based methods in offline reinforcement learning, which facilitate policy exploration within a data-driven dynamics model, offer a promising solution for addressing real-world control tasks. This work proposes ReinVBC, which applies an offline model-based reinforcement learning approach to deal with the vehicle braking control problem. We introduce useful engineering designs into the paradigm of model learning and utilization to obtain a reliable vehicle dynamics model and a capable braking policy. Several results demonstrate the capability of our method in real-world vehicle braking and its potential to replace the production-grade anti-lock braking system.

cs.RO↗

Tensor Manifold-Based Graph-Vector Fusion for AI-Native Academic Literature Retrieval

The rapid development of large language models and AI agents has triggered a paradigm shift in academic literature retrieval, putting forward new demands for fine-grained, time-aware, and programmable retrieval. Existing graph-vector fusion methods still face bottlenecks such as matrix dependence, storage explosion, semantic dilution, and lack of AI-native support. This paper proposes a geometry-unified graph-vector fusion framework based on tensor manifold theory, which formally proves that an academic literature graph is a discrete projection of a tensor manifold, realizing the native unification of graph topology and vector geometric embedding. Based on this theoretical conclusion, we design four core modules: matrix-independent temporal diffusion signature update, hierarchical temporal manifold encoding, temporal Riemannian manifold indexing, and AI-agent programmable retrieval. Theoretical analysis and complexity proof show that all core algorithms have linear time and space complexity, which can adapt to large-scale dynamic academic literature graphs. This research provides a new theoretical framework and engineering solution for AI-native academic literature retrieval, promoting the industrial application of graph-vector fusion technology in the academic field.

cs.IR↗