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Yangyang Xu

Publications and source records attributed to Yangyang Xu.

At least 19 recordsLinked to original sources

A SPIDER-type stochastic subgradient method for expectation-constrained nonconvex nonsmooth optimization

Many real-world problems, such as those with fairness constraints, involve complex expectation constraints and large datasets, necessitating the design of efficient stochastic methods to solve them. Most existing research focuses on cases with no {constraint} or easy-to-project constraints or deterministic constraints. In this paper, we consider nonconvex nonsmooth stochastic optimization problems with expectation constraints, for which we build a novel exact penalty model. We first show the relationship between the penalty model and the original problem. Then on solving the penalty problem, we present a single-loop SPIDER-type stochastic subgradient method, which utilizes the subgradients of both the objective and constraint functions, as well as the constraint function value at each iteration. Under certain regularity conditions (weaker than Slater-type constraint qualification or strong feasibility assumed in existing works), we establish an iteration complexity result of $O(ε^{-4})$ to reach a near-$ε$ stationary point of the penalized problem in expectation, matching the lower bound for such tasks. Building on the exact penalization, an $(ε,ε)$-KKT point of the original problem is obtained. For a few scenarios, our complexity of either the {objective} sample subgradient or the constraint sample function values can be lower than the state-of-the-art results by a factor of $ε^{-2}$. Moreover, on solving two fairness-constrained problems and a multi-class Neyman-Pearson classification problem, our method is significantly (up to 466 times) faster than the state-of-the-art algorithms, including switching subgradient method and inexact proximal point methods.

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GibbsLens: Training-Free Camera Control via Block-Conditional Gibbs Refinement

Training-free camera control for pretrained flow-matching video generators is a partial-observation inverse problem: a depth-warped guidance video supplies noisy evidence on a subset of latent sites, which the sampler must reconcile with the pretrained prior. Existing methods struggle to balance the trade-off between trajectory adherence and visual quality and the heuristic guidance-strength tuning lacks robustness. We propose GibbsLens, which resolves this dilemma through a structural change to the sampler: each outer hard-replacement guidance step is augmented with an inner-loop block-conditional pseudo-Gibbs refinement on the unobserved complement at the same noise level, with provable convergence to the partial-observation conditional data law. To accelerate convergence on high-dimensional video latents, we exploit their conditional locality, partitioning the unobserved complement into 3D patches, each tracked by a custom mixing indicator that adaptively freezes converged patches. On RealEstate10K and DAVIS, GibbsLens attains the best FVD against all seven training-free and training-based competitors, outperforming every training-free baseline on every reported metric. Project page: https://xiye20.github.io/projects/GibbsLens/.

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Constraint Qualifications and Regularity Conditions for Nonlinear Constraint Systems

Constraint qualifications (CQs) and regularity conditions (RCs) play a fundamental role in establishing global iteration and oracle complexity results for first-order methods on solving functional constrained optimization problems. Various conditions have been proposed and employed in the literature, with their validity established for different classes of applications. However, the use of different conditions across existing studies makes it difficult to directly compare their theoretical results and underlying assumptions. In this report, we systematically review several widely used CQs and RCs and investigate their relationships. In particular, we establish implications among these conditions and identify cases in which the implications are strict, thereby clarifying their relative strengths. Our results provide a unified perspective on existing regularity assumptions and offer guidance for selecting appropriate conditions in the complexity analysis of first-order methods.

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Variance-reduced accelerated methods for decentralized stochastic double-regularized nonconvex strongly-concave minimax problems

In this paper, we consider the decentralized, stochastic nonconvex strongly-concave (NCSC) minimax problem with nonsmooth regularization terms on both primal and dual variables, wherein a network of $m$ computing agents collaborate via peer-to-peer communications. We consider when the coupling function is in expectation or finite-sum form and the double regularizers are convex functions, applied separately to the primal and dual variables. Our algorithmic framework introduces a Lagrangian multiplier to eliminate the consensus constraint on the dual variable. Coupling this with variance-reduction (VR) techniques, our proposed method, entitled VRLM, by a single neighbor communication per iteration, is able to achieve an $\mathcal{O}(κ^3\varepsilon^{-3})$ sample complexity under the general stochastic setting, with either a big-batch or small-batch VR option, where $κ$ is the condition number of the problem and $\varepsilon$ is the desired solution accuracy. With a big-batch VR, we can additionally achieve $\mathcal{O}(κ^2\varepsilon^{-2})$ communication complexity. Under the special finite-sum setting, our method with a big-batch VR can achieve an $\mathcal{O}(n + \sqrt{n} κ^2\varepsilon^{-2})$ sample complexity and $\mathcal{O}(κ^2\varepsilon^{-2})$ communication complexity, where $n$ is the number of components in the finite sum. All complexity results match the best-known results achieved by a few existing methods for solving special cases of the problem we consider. To the best of our knowledge, this is the first work which provides convergence guarantees for NCSC minimax problems with general convex nonsmooth regularizers applied to both the primal and dual variables in the decentralized stochastic setting. Numerical experiments are conducted on two machine learning problems. Our code is downloadable from https://github.com/RPI-OPT/VRLM.

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SymRegFlow: Symmetry-Regularized Flow Matching for Video World Models

Flow-matching-based multi-view world models generate realistic videos, but are commonly restricted to fixed camera rigs. Extending them to continuously varying camera poses requires paired pose--video observations with dense pose coverage, which are costly to acquire. We introduce \emph{SymRegFlow}, a symmetry-regularized flow-matching framework for multi-view-consistent video generation across continuous viewpoints without ground-truth novel-view RGB supervision. For each target pose, SymRegFlow geometrically warps source views into noisy anchors and combines masked dual-anchor supervision with cross-anchor denoising-output consistency to mitigate anchor-specific errors. Under an affine Gaussian surrogate, we prove that suitable consistency regularization recovers the clean-reference optimum at fixed noise levels, strictly outperforming single- and merged-anchor baselines. Experiments on Cosmos-Drive-Dreams and nuScenes demonstrate high-quality, multi-view-consistent autonomous-driving video generation: on nuScenes, SymRegFlow achieves the lowest FVD and FVMD among the evaluated baselines, reducing FVD by over 31\% relative to the best baseline, and source-conditioned inference also attains the best FID and instance preservation.

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A Basis-Aware Approach to Quantum Sampling of the Fermi-Hubbard Ladder

Sample-based quantum diagonalization can reduce the classical cost of many-body calculations by restricting diagonalization to configurations identified through quantum sampling, but its efficiency depends on how compactly the target state is represented in the sampled basis. We investigate this dependence for sample-based Krylov quantum diagonalization of the half-filled Fermi-Hubbard ladder using physically motivated one-body orbital rotations. Across position, momentum, bonding/antibonding, and leg-mode representations, the most compressible basis varies systematically with interaction strength and hopping anisotropy, with momentum sampling favored in the weakly interacting regime and geometry- or interaction-adapted representations becoming advantageous as the dominant energy scale changes. Near intermediate interaction and isotropic hopping, however, even the most favorable representation remains poorly compressible. Statevector SKQD calculations further show that basis choice strongly affects sampling efficiency. Hardware calculations on systems containing up to 120 qubits retain qualitative signatures of this basis dependence while revealing increasing particle-number leakage and reconstruction sensitivity with system size. These results show that scalable sample-based diagonalization requires co-design of the sampled representation, quantum circuit, and classical reconstruction procedure.

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Reconstructing Is Not Acting: Action-Centric Latent Dynamics Modeling

Latent action models (LAMs) learn action representations from unlabeled videos by inferring latent actions from visual transitions and reconstructing future states. However, we identify a fundamental $\textbf{reconstruction-action mismatch}$: lower reconstruction error does not necessarily yield better latent dynamics or downstream performance. We attribute this mismatch to two underconstrained aspects of reconstruction-based latent dynamics modeling: (i) the inverse dynamics model (IDM) is not explicitly encouraged to distinguish action-related transitions from nuisance appearance, and (ii) the forward dynamics model (FDM) can underutilize the inferred latent action by exploiting predictive shortcuts from the current state. To address both limitations, we propose $\textbf{ACT-LAM}$, a lightweight action-centric framework that strengthens both action extraction and action utilization. Specifically, its Action Query IDM (AQ-IDM) employs learnable action queries and gated aggregation to selectively extract rich action-related transition cues without strong information bottlenecks. And its Action Token FDM (AT-FDM) projects latent actions into action tokens that progressively interact with evolving state representations, enabling continuous state-aware action conditioning. ACT-LAM further streamlines feature processing to concentrate model capacity on latent dynamics modeling. Extensive experiments on several robotic datasets and the VP$^2$ benchmark demonstrate stronger latent action consistency, forward dynamics, and downstream visual planning performance with fewer trainable parameters and lower computational overhead. In particular, ACT-LAM surpasses the previous state of the art by $\textbf{7.6%}$ on the aggregated VP$^2$ success rate. Codes at $\href{https://github.com/DingjieFu/ACT-LAM}{url}$.

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Task-State Adaptation with Prototype Memory for Multi-Task Dense Prediction

Vision foundation backbones provide strong representations for dense prediction, yet a single shared feature still needs to support tasks with different, image-dependent adaptation requirements. We propose MemMTL, a multi-task dense prediction framework that estimates a compact task state from global visual context and refines it through a learnable task-state prototype memory. The refined state is converted into task-conditioned expert logits and combined with token-level logits before sparse top-$k$ selection over a local expert bank shared by all tasks. A separate task-agnostic residual bank provides a common adaptation path, and both paths are added once to the backbone feature before task-specific prediction. We specify a matched evaluation protocol on NYUD-v2 and PASCAL-Context with SAM 3 and ViT-L backbones to measure predictive quality, computational cost, and the contributions of task-state conditioning, prototype retrieval, and sparse routing. The numerical record in the present working draft predates this canonical implementation and must be regenerated before it can support empirical claims.

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Scalable Dynamic Optimal Transport via Distributed Linearized ADMM

In this paper, we address two fundamental challenges in the numerical solution of dynamic opti- mal transport (OT) problems. The first challenge arises when the initial and/or terminal densities approach zero and no positive lower bound is available. In this regime, conventional methods may become unstable or computationally inefficient, since the Lipschitz constant of the objective can scale like the reciprocal of the cube of the density. As a result, near-zero regions may lead to slow convergence or even divergence. The second challenge concerns the substantial memory cost of the dynamic formulation, whose discretization over fine spatial and temporal grids requires storing vari- ables across the entire space-time domain. This storage burden quickly becomes prohibitive as the grid is refined or the spatial dimension increases. To overcome the first difficulty, we reformulate the classical discretized dynamic OT problem so that the resulting objective admits an exact proximal mapping. When combined with a linearized alternating direction method of multipliers (LADMM), this reformulation yields an efficient and robust algorithm that remains stable even in challenging settings where the density may vanish. To reduce the memory burden, we further introduce a dis- tributed formulation in which the optimization variables are partitioned across multiple agents. This design substantially lowers the storage requirement for each agent and can also lead to computational acceleration. We validate the proposed framework through numerical experiments in one- and two- dimensional spatial settings under varying levels of difficulty. The results demonstrate the stability, robustness, and scalability of the proposed method in comparison with conventional approaches.

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A stochastic smoothing framework for nonconvex-nonconcave minEmax problems with applications to Wasserstein distributionally robust optimization

We study a class of stochastic nonsmooth optimization problems in which an outer variable minimizes the expectation of a pointwise maximum. This minimization--expectation--maximization (minEmax) problem arises in Wasserstein distributionally robust optimization and adversarially robust training, and it cannot in general be reformulated as a finite-dimensional minimax problem when the underlying distribution is not empirical. We propose a stochastic smoothing proximal gradient method based on log-mean-exp smoothing of the value function. Under compactness and Lipschitz-type assumptions, we present nonasymptotic analysis in terms of Goldstein stationarity and show that every almost-sure cluster point generated by our method is a Clarke stationary point; by Clarke regularity, such a point is also directional stationary for the original problem. Numerical experiments on newsvendor, robust regression, and adversarially robust learning problems show that the proposed method is competitive with existing baselines.

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SHIFT: Motion Alignment in Video Diffusion Models with Adversarial Hybrid Fine-Tuning

Image-conditioned video diffusion models achieve impressive visual realism but often suffer from weakened motion fidelity, e.g., reduced motion dynamics or degraded long-term temporal coherence, especially after fine-tuning. We study motion alignment in video diffusion models post-training. To address this, we introduce pixel-motion rewards based on pixel flux dynamics, capturing both instantaneous and long-term motion consistency. We further propose \underline{S}mooth \underline{H}ybr\underline{i}d \underline{F}ine-\underline{t}uning (SHIFT), a scalable reward-driven framework that unifies supervised fine-tuning and advantage-weighted fine-tuning. Benefiting from novel adversarial advantages, SHIFT improves convergence speed and mitigates reward hacking. Experiments show that our approach efficiently resolves dynamic-degree collapse in modern video diffusion models supervised fine-tuning. Project page: https://xiye20.github.io/projects/SHIFT/.

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GateMem: Benchmarking Memory Governance in Multi-Principal Shared-Memory Agents

Memory benchmarks for LLM agents largely assume single-user settings, leaving shared assistants for hospitals, workplaces, campuses, and households understudied. In these deployments, multiple principals write to a common memory pool and query it under different roles, scopes, and relationships, so memory quality requires governance as well as recall. We introduce GateMem, a benchmark for multi-principal shared-memory agents. GateMem jointly evaluates utility for legitimate long-horizon requests with state updates, access control across contextual authorization boundaries, and agent-facing active forgetting after explicit deletion requests. It spans medical, office, education, and household domains, with long-form multi-party episodes, incremental memory injection, hidden checkpoints, structured judging, and leak-target annotations. Across diverse baselines and backbone models, no method simultaneously achieves strong utility, robust access control, and reliable forgetting. Long-context prompting often yields the best governance score at high token cost, while retrieval-based and external-memory methods reduce cost yet still leak unauthorized or deleted information. These results show current memory agents remain far from reliable shared institutional deployment.

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First-Order Methods for Solving Convex (Strongly) Concave Minimax Problems with Functional Constraints

Minimax problems arise in many applications, including robust learning and Stackelberg models. Most existing methods for minimax problems address unconstrained or projection-friendly settings, while functional constrained minimax problems remain far less explored. We study a class of convex-(strongly-)concave minimax problems with functional constraints. By exploiting strong duality, we incorporate the inner-maximization functional constraints into the objective. This allows us to efficiently obtain inexact gradients of the primal function of the reformulation and to design a proximal augmented Lagrangian method (PALM). Each PALM subproblem is solved by an inexact accelerated proximal gradient scheme to handle inexact gradients arising from approximately solving an auxiliary maximization subproblem. We show that the proposed method returns an $\varepsilon$-KKT point and a primal $\varepsilon$-optimal solution, with $\tilde{\mathcal{O}}(\varepsilon^{-1})$ first-order oracle and iteration complexity in the convex-strongly-concave case. For the convex-concave case, the complexity remains the same for the primal gradient evaluation but increases to $\tilde{\mathcal{O}}(\varepsilon^{-\frac{3}{2}})$ for the dual part.

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MemSlides: A Hierarchical Memory Driven Agent Framework for Personalized Slide Generation with Multi-turn Local Revision

Personalized presentation generation requires more than conditioning on a current prompt or template: agents must preserve stable user preferences across tasks, retain newly introduced preferences and constraints during multi-turn revision, and carry out local edits reliably. We propose MemSlides, a hierarchical memory framework for personalized presentation agents that separates long-term memory from working memory and further divides long-term memory into user profile memory and tool memory. User profile memory stores intent-conditioned profiles for round-0 personalization, working memory carries active preferences and session constraints across revision rounds, and tool memory stores reusable execution experience for reliable localized editing. MemSlides pairs this memory design with scoped slide-local revision, so targeted updates act on the smallest affected region instead of repeatedly regenerating the full deck. In controlled experiments, user profile memory improves persona-alignment judgments on a multi-persona, multi-intent profile bank, tool-memory injection improves closed-loop modify behavior in diagnostic matched-pair settings, and qualitative cases illustrate working memory's ability to carryover preferences. Taken together, these results suggest that effective personalization in presentation authoring depends on separating persistent user profiles, session-level working memory, and reusable execution experience across generation and localized revision.

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Projected gradient methods for nonconvex and stochastic smooth optimization: new complexities and auto-conditioned stepsizes

We present a novel class of projected gradient (PG) methods for minimizing a smooth but not necessarily convex function over a convex compact set. We first provide a novel analysis of the constant-stepsize PG method, achieving the best-known iteration complexity for finding an approximate stationary point of the problem. We then develop an "auto-conditioned" projected gradient (AC-PG) variant that achieves the same iteration complexity without requiring the input of the Lipschitz constant of the gradient or any line search procedure. The key idea is to estimate the Lipschitz constant using first-order information gathered from the previous iterations, and to show that the error caused by underestimating the Lipschitz constant can be properly controlled. We then generalize the PG methods to the stochastic setting, by proposing a stochastic projected gradient (SPG) method and a variance-reduced stochastic gradient (VR-SPG) method, achieving new complexity bounds in different oracle settings. We also present auto-conditioned stepsize policies for both stochastic PG methods and establish comparable convergence guarantees.

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Semantic Embeddings of Chemical Elements for Enhanced Materials Inference and Discovery

We present a framework for generating universal semantic embeddings of chemical elements to advance materials inference and discovery. This framework leverages ElementBERT, a domain-specific BERT-based natural language processing model trained on 1.29 million abstracts of alloy-related scientific papers, to capture latent knowledge and contextual relationships specific to alloys. These semantic embeddings serve as robust elemental descriptors, consistently outperforming traditional empirical descriptors with significant improvements across multiple downstream tasks. These include predicting mechanical and transformation properties, classifying phase structures, and optimizing materials properties via Bayesian optimization. Applications to titanium alloys, high-entropy alloys, and shape memory alloys demonstrate up to 23% gains in prediction accuracy. Our results show that ElementBERT surpasses general-purpose BERT variants by encoding specialized alloy knowledge. By bridging contextual insights from scientific literature with quantitative inference, our framework accelerates the discovery and optimization of advanced materials, with potential applications extending beyond alloys to other material classes.

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SAT: Sequential Agent Tuning for Coordinator Free Plug and Play Multi-LLM Training with Monotonic Improvement Guarantees

Large language models (LLMs) with a large number of parameters achieve strong performance but are often prohibitively expensive to deploy. Recent work explores using teams of smaller, more efficient LLMs that collectively match or even outperform a single large model. However, jointly updating multiple agents introduces compounding distribution shifts, making coordination and stability during training difficult. We address this by introducing Sequential Agent Tuning (SAT), a coordinator-free training paradigm. SAT represents the team as a factorized policy and employs block-coordinate updates over agents, enabling scalable, decentralized training without a central controller. Specifically, we develop a sequence-aware, on-policy advantage estimator that conditions on the evolving team policy, coupled with per-agent KL trust regions that isolate occupancy drift. Theoretically, this framework provides two critical guarantees. First, it ensures monotonic improvement, stabilizing the training process. Second, it establishes provable plug-and-play invariance: any agent can be upgraded to a stronger model without retraining the rest of the team, with a formal guarantee that the performance bound improves. Empirically, a team of three 4B agents (12B total) trained with SAT surpasses the much larger Qwen3-32B on AIME24/25 benchmarks by 3.9\% on average. We validate our plug-and-play theory by swapping in two 8B agents, which boosts the composite score by 10.4\%. We provide code and appendix of proof at https://github.com/Yydc/SAT-AAMAS

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LoDAdaC: a unified local training-based decentralized framework with adaptive gradients and compressed communication

In the decentralized distributed learning, achieving fast convergence and low communication cost is essential for scalability and high efficiency. Adaptive gradient methods, such as Adam, have demonstrated strong practical performance in deep learning and centralized distributed settings. However, their convergence properties remain largely unexplored in decentralized settings involving multiple local training steps, such as federated learning. To address this limitation, we propose LoDAdaC, a unified multiple Local Training (MLT) Decentralized framework with Adam-type updates and Compressed communication (CC). LoDAdaC accommodates a broad class of optimizers for its local adaptive updates, including AMSGrad, Adam, and AdaGrad; it is compatible with standard (possibly biased) compressors such as low-bit quantization and sparsification. MLT and CC enable LoDAdaC to achieve multiplied reduction of communication cost, while the technique of adaptive updates enables fast convergence. We rigorously prove the combined advantage through complexity analysis. In addition, experiments on image classification and GPT-style language model training validate our theoretical findings and show that LoDAdaC significantly outperforms existing decentralized algorithms in terms of convergence speed and communication efficiency.

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