arXiv subjects

Yankai Lin

Publications and source records attributed to Yankai Lin.

At least 109 records · Page 6Linked to original sources

arXiv2023

Decouple knowledge from parameters for plug-and-play language modeling

Pre-trained language models(PLM) have made impressive results in various NLP tasks. It has been revealed that one of the key factors to their success is the parameters of these models implicitly learn all kinds of knowledge during pre-training. However, encoding knowledge implicitly in the model parameters has two fundamental drawbacks. First, the knowledge is neither editable nor scalable once the model is trained, which is especially problematic in that knowledge is consistently evolving. Second, it lacks interpretability and prevents humans from understanding which knowledge PLM requires for a certain problem. In this paper, we introduce PlugLM, a pre-training model with differentiable plug-in memory(DPM). The key intuition is to decouple the knowledge storage from model parameters with an editable and scalable key-value memory and leverage knowledge in an explainable manner by knowledge retrieval in the DPM. To justify this design choice, we conduct evaluations in three settings including: (1) domain adaptation. PlugLM obtains 3.95 F1 improvements across four domains on average without any in-domain pre-training. (2) knowledge update. PlugLM could absorb new knowledge in a training-free way after pre-training is done. (3) in-task knowledge learning. PlugLM could be further improved by incorporating training samples into DPM with knowledge prompting.

cs.CL↗

arXiv2023

Plug-and-Play Document Modules for Pre-trained Models

Large-scale pre-trained models (PTMs) have been widely used in document-oriented NLP tasks, such as question answering. However, the encoding-task coupling requirement results in the repeated encoding of the same documents for different tasks and queries, which is highly computationally inefficient. To this end, we target to decouple document encoding from downstream tasks, and propose to represent each document as a plug-and-play document module, i.e., a document plugin, for PTMs (PlugD). By inserting document plugins into the backbone PTM for downstream tasks, we can encode a document one time to handle multiple tasks, which is more efficient than conventional encoding-task coupling methods that simultaneously encode documents and input queries using task-specific encoders. Extensive experiments on 8 datasets of 4 typical NLP tasks show that PlugD enables models to encode documents once and for all across different scenarios. Especially, PlugD can save $69\%$ computational costs while achieving comparable performance to state-of-the-art encoding-task coupling methods. Additionally, we show that PlugD can serve as an effective post-processing way to inject knowledge into task-specific models, improving model performance without any additional model training.

cs.CL↗

arXiv2023

Stochastic Bridges as Effective Regularizers for Parameter-Efficient Tuning

Parameter-efficient tuning methods (PETs) have achieved promising results in tuning large pre-trained language models (PLMs). By formalizing frozen PLMs and additional tunable parameters as systems and controls respectively, PETs can be theoretically grounded to optimal control and further viewed as optimizing the terminal cost and running cost in the optimal control literature. Despite the elegance of this theoretical grounding, in practice, existing PETs often ignore the running cost and only optimize the terminal cost, i.e., focus on optimizing the loss function of the output state, regardless of the running cost that depends on the intermediate states. Since it is non-trivial to directly model the intermediate states and design a running cost function, we propose to use latent stochastic bridges to regularize the intermediate states and use the regularization as the running cost of PETs. As the first work to propose regularized PETs that use stochastic bridges as the regularizers (running costs) for the intermediate states, we show the effectiveness and generality of this regularization across different tasks, PLMs and PETs. In view of the great potential and capacity, we believe more sophisticated regularizers can be designed for PETs and better performance can be achieved in the future. The code is released at \url{https://github.com/thunlp/stochastic-bridge-pet/tree/main}.

cs.CL↗

arXiv2023

WebCPM: Interactive Web Search for Chinese Long-form Question Answering

Long-form question answering (LFQA) aims at answering complex, open-ended questions with detailed, paragraph-length responses. The de facto paradigm of LFQA necessitates two procedures: information retrieval, which searches for relevant supporting facts, and information synthesis, which integrates these facts into a coherent answer. In this paper, we introduce WebCPM, the first Chinese LFQA dataset. One unique feature of WebCPM is that its information retrieval is based on interactive web search, which engages with a search engine in real time. Following WebGPT, we develop a web search interface. We recruit annotators to search for relevant information using our interface and then answer questions. Meanwhile, the web search behaviors of our annotators would be recorded. In total, we collect 5,500 high-quality question-answer pairs, together with 14,315 supporting facts and 121,330 web search actions. We fine-tune pre-trained language models to imitate human behaviors for web search and to generate answers based on the collected facts. Our LFQA pipeline, built on these fine-tuned models, generates answers that are no worse than human-written ones in 32.5% and 47.5% of the cases on our dataset and DuReader, respectively.

cs.CL↗

arXiv2023

Recyclable Tuning for Continual Pre-training

Continual pre-training is the paradigm where pre-trained language models (PLMs) continually acquire fresh knowledge from growing data and gradually get upgraded. Before an upgraded PLM is released, we may have tuned the original PLM for various tasks and stored the adapted weights. However, when tuning the upgraded PLM, these outdated adapted weights will typically be ignored and discarded, causing a potential waste of resources. We bring this issue to the forefront and contend that proper algorithms for recycling outdated adapted weights should be developed. To this end, we formulate the task of recyclable tuning for continual pre-training. In pilot studies, we find that after continual pre-training, the upgraded PLM remains compatible with the outdated adapted weights to some extent. Motivated by this finding, we analyze the connection between continually pre-trained PLMs from two novel aspects, i.e., mode connectivity, and functional similarity. Based on the corresponding findings, we propose both an initialization-based method and a distillation-based method for our task. We demonstrate their feasibility in improving the convergence and performance for tuning the upgraded PLM. We also show that both methods can be combined to achieve better performance. The source codes are publicly available at https://github.com/thunlp/RecyclableTuning.

cs.CL↗

arXiv2023

UNTER: A Unified Knowledge Interface for Enhancing Pre-trained Language Models

Recent research demonstrates that external knowledge injection can advance pre-trained language models (PLMs) in a variety of downstream NLP tasks. However, existing knowledge injection methods are either applicable to structured knowledge or unstructured knowledge, lacking a unified usage. In this paper, we propose a UNified knowledge inTERface, UNTER, to provide a unified perspective to exploit both structured knowledge and unstructured knowledge. In UNTER, we adopt the decoder as a unified knowledge interface, aligning span representations obtained from the encoder with their corresponding knowledge. This approach enables the encoder to uniformly invoke span-related knowledge from its parameters for downstream applications. Experimental results show that, with both forms of knowledge injected, UNTER gains continuous improvements on a series of knowledge-driven NLP tasks, including entity typing, named entity recognition and relation extraction, especially in low-resource scenarios.

cs.CL↗

arXiv2023

Secondary Controller Design for the Safety of Nonlinear Systems via Sum-of-Squares Programming

We consider the problem of ensuring the safety of nonlinear control systems under adversarial signals. Using Lyapunov based reachability analysis, we first give sufficient conditions to assess safety, i.e., to guarantee that the states of the control system, when starting from a given initial set, always remain in a prescribed safe set. We consider polynomial systems with semi-algebraic safe sets. Using the S-procedure for polynomial functions, safety conditions can be formulated as a Sum-Of-Squares (SOS) programme, which can be solved efficiently. When safety cannot be guaranteed, we provide tools via SOS to synthesize polynomial controllers that enforce safety of the closed loop system. The theoretical results are illustrated through numerical simulations.

math.OC↗

arXiv2023

CokeBERT: Contextual Knowledge Selection and Embedding towards Enhanced Pre-Trained Language Models

Several recent efforts have been devoted to enhancing pre-trained language models (PLMs) by utilizing extra heterogeneous knowledge in knowledge graphs (KGs) and achieved consistent improvements on various knowledge-driven NLP tasks. However, most of these knowledge-enhanced PLMs embed static sub-graphs of KGs ("knowledge context"), regardless of that the knowledge required by PLMs may change dynamically according to specific text ("textual context"). In this paper, we propose a novel framework named Coke to dynamically select contextual knowledge and embed knowledge context according to textual context for PLMs, which can avoid the effect of redundant and ambiguous knowledge in KGs that cannot match the input text. Our experimental results show that Coke outperforms various baselines on typical knowledge-driven NLP tasks, indicating the effectiveness of utilizing dynamic knowledge context for language understanding. Besides the performance improvements, the dynamically selected knowledge in Coke can describe the semantics of text-related knowledge in a more interpretable form than the conventional PLMs. Our source code and datasets will be available to provide more details for Coke.

cs.CL↗

arXiv2023

When to Trust Aggregated Gradients: Addressing Negative Client Sampling in Federated Learning

Federated Learning has become a widely-used framework which allows learning a global model on decentralized local datasets under the condition of protecting local data privacy. However, federated learning faces severe optimization difficulty when training samples are not independently and identically distributed (non-i.i.d.). In this paper, we point out that the client sampling practice plays a decisive role in the aforementioned optimization difficulty. We find that the negative client sampling will cause the merged data distribution of currently sampled clients heavily inconsistent with that of all available clients, and further make the aggregated gradient unreliable. To address this issue, we propose a novel learning rate adaptation mechanism to adaptively adjust the server learning rate for the aggregated gradient in each round, according to the consistency between the merged data distribution of currently sampled clients and that of all available clients. Specifically, we make theoretical deductions to find a meaningful and robust indicator that is positively related to the optimal server learning rate and can effectively reflect the merged data distribution of sampled clients, and we utilize it for the server learning rate adaptation. Extensive experiments on multiple image and text classification tasks validate the great effectiveness of our method.

cs.LG↗

arXiv2022

CTRLEval: An Unsupervised Reference-Free Metric for Evaluating Controlled Text Generation

Existing reference-free metrics have obvious limitations for evaluating controlled text generation models. Unsupervised metrics can only provide a task-agnostic evaluation result which correlates weakly with human judgments, whereas supervised ones may overfit task-specific data with poor generalization ability to other datasets. In this paper, we propose an unsupervised reference-free metric called CTRLEval, which evaluates controlled text generation from different aspects by formulating each aspect into multiple text infilling tasks. On top of these tasks, the metric assembles the generation probabilities from a pre-trained language model without any model training. Experimental results show that our metric has higher correlations with human judgments than other baselines, while obtaining better generalization of evaluating generated texts from different models and with different qualities.

cs.CL↗

arXiv2022

Plug-and-Play Secondary Control for Safety of LTI Systems under Attacks

We consider the problem of controller design for linear time-invariant cyber-physical systems (CPSs) controlled via networks. Specifically, we adopt the set-up that a controller has already been designed to stabilize the plant. However, the closed loop system may be subject to actuator and sensor attacks. We first perform a reachability analysis to see the effect of potential attacks. To further ensure the safety of the states of the system, we choose a subset of sensors that can be locally secured and made free of attacks. Using these limited resources, an extra controller is designed to enhance the safety of the new closed loop. The safety of the system will be characterized by the notion of safe sets. Lyapunov based analysis will be used to derive sufficient conditions that ensure the states always stay in the safe set. The conditions will then be stated as convex optimization problems which can be solved efficiently. Lastly, our theoretical results are illustrated through numerical simulations.

eess.SY↗

arXiv2022

Exploring Universal Intrinsic Task Subspace via Prompt Tuning

Why can pre-trained language models (PLMs) learn universal representations and effectively adapt to broad NLP tasks differing a lot superficially? In this work, we empirically find evidence indicating that the adaptations of PLMs to various few-shot tasks can be reparameterized as optimizing only a few free parameters in a unified low-dimensional intrinsic task subspace, which may help us understand why PLMs could easily adapt to various NLP tasks with small-scale data. To find such a subspace and examine its universality, we propose an analysis pipeline called intrinsic prompt tuning (IPT). Specifically, we resort to the recent success of prompt tuning and decompose the soft prompts of multiple NLP tasks into the same low-dimensional nonlinear subspace, then we learn to adapt the PLM to unseen data or tasks by only tuning parameters in this subspace. In the experiments, we study diverse few-shot NLP tasks and surprisingly find that in a 250-dimensional subspace found with 100 tasks, by only tuning 250 free parameters, we can recover 97% and 83% of the full prompt tuning performance for 100 seen tasks (using different training data) and 20 unseen tasks, respectively, showing great generalization ability of the found intrinsic task subspace. Besides being an analysis tool, IPT could further help us improve the prompt tuning stability.

cs.CL↗

arXiv2022

MAVEN-ERE: A Unified Large-scale Dataset for Event Coreference, Temporal, Causal, and Subevent Relation Extraction

The diverse relationships among real-world events, including coreference, temporal, causal, and subevent relations, are fundamental to understanding natural languages. However, two drawbacks of existing datasets limit event relation extraction (ERE) tasks: (1) Small scale. Due to the annotation complexity, the data scale of existing datasets is limited, which cannot well train and evaluate data-hungry models. (2) Absence of unified annotation. Different types of event relations naturally interact with each other, but existing datasets only cover limited relation types at once, which prevents models from taking full advantage of relation interactions. To address these issues, we construct a unified large-scale human-annotated ERE dataset MAVEN-ERE with improved annotation schemes. It contains 103,193 event coreference chains, 1,216,217 temporal relations, 57,992 causal relations, and 15,841 subevent relations, which is larger than existing datasets of all the ERE tasks by at least an order of magnitude. Experiments show that ERE on MAVEN-ERE is quite challenging, and considering relation interactions with joint learning can improve performances. The dataset and source codes can be obtained from https://github.com/THU-KEG/MAVEN-ERE.

cs.CL↗

arXiv2022

Exploring Mode Connectivity for Pre-trained Language Models

Recent years have witnessed the prevalent application of pre-trained language models (PLMs) in NLP. From the perspective of parameter space, PLMs provide generic initialization, starting from which high-performance minima could be found. Although plenty of works have studied how to effectively and efficiently adapt PLMs to high-performance minima, little is known about the connection of various minima reached under different adaptation configurations. In this paper, we investigate the geometric connections of different minima through the lens of mode connectivity, which measures whether two minima can be connected with a low-loss path. We conduct empirical analyses to investigate three questions: (1) how could hyperparameters, specific tuning methods, and training data affect PLM's mode connectivity? (2) How does mode connectivity change during pre-training? (3) How does the PLM's task knowledge change along the path connecting two minima? In general, exploring the mode connectivity of PLMs conduces to understanding the geometric connection of different minima, which may help us fathom the inner workings of PLM downstream adaptation.

cs.CL↗

arXiv2022

Different Tunes Played with Equal Skill: Exploring a Unified Optimization Subspace for Delta Tuning

Delta tuning (DET, also known as parameter-efficient tuning) is deemed as the new paradigm for using pre-trained language models (PLMs). Up to now, various DETs with distinct design elements have been proposed, achieving performance on par with fine-tuning. However, the mechanisms behind the above success are still under-explored, especially the connections among various DETs. To fathom the mystery, we hypothesize that the adaptations of different DETs could all be reparameterized as low-dimensional optimizations in a unified optimization subspace, which could be found by jointly decomposing independent solutions of different DETs. Then we explore the connections among different DETs by conducting optimization within the subspace. In experiments, we find that, for a certain DET, conducting optimization simply in the subspace could achieve comparable performance to its original space, and the found solution in the subspace could be transferred to another DET and achieve non-trivial performance. We also visualize the performance landscape of the subspace and find that there exists a substantial region where different DETs all perform well. Finally, we extend our analysis and show the strong connections between fine-tuning and DETs.

cs.CL↗

arXiv2022

ROSE: Robust Selective Fine-tuning for Pre-trained Language Models

Even though the large-scale language models have achieved excellent performances, they suffer from various adversarial attacks. A large body of defense methods has been proposed. However, they are still limited due to redundant attack search spaces and the inability to defend against various types of attacks. In this work, we present a novel fine-tuning approach called \textbf{RO}bust \textbf{SE}letive fine-tuning (\textbf{ROSE}) to address this issue. ROSE conducts selective updates when adapting pre-trained models to downstream tasks, filtering out invaluable and unrobust updates of parameters. Specifically, we propose two strategies: the first-order and second-order ROSE for selecting target robust parameters. The experimental results show that ROSE achieves significant improvements in adversarial robustness on various downstream NLP tasks, and the ensemble method even surpasses both variants above. Furthermore, ROSE can be easily incorporated into existing fine-tuning methods to improve their adversarial robustness further. The empirical analysis confirms that ROSE eliminates unrobust spurious updates during fine-tuning, leading to solutions corresponding to flatter and wider optima than the conventional method. Code is available at \url{https://github.com/jiangllan/ROSE}.

cs.CL↗

arXiv2022

Step out of KG: Knowledge Graph Completion via Knowledgeable Retrieval and Reading Comprehension

Knowledge graphs, as the cornerstone of many AI applications, usually face serious incompleteness problems. In recent years, there have been many efforts to study automatic knowledge graph completion (KGC), most of which use existing knowledge to infer new knowledge. However, in our experiments, we find that not all relations can be obtained by inference, which constrains the performance of existing models. To alleviate this problem, we propose a new model based on information retrieval and reading comprehension, namely IR4KGC. Specifically, we pre-train a knowledge-based information retrieval module that can retrieve documents related to the triples to be completed. Then, the retrieved documents are handed over to the reading comprehension module to generate the predicted answers. In experiments, we find that our model can well solve relations that cannot be inferred from existing knowledge, and achieve good results on KGC datasets.

cs.CL↗

arXiv2022

From Mimicking to Integrating: Knowledge Integration for Pre-Trained Language Models

Investigating better ways to reuse the released pre-trained language models (PLMs) can significantly reduce the computational cost and the potential environmental side-effects. This paper explores a novel PLM reuse paradigm, Knowledge Integration (KI). Without human annotations available, KI aims to merge the knowledge from different teacher-PLMs, each of which specializes in a different classification problem, into a versatile student model. To achieve this, we first derive the correlation between virtual golden supervision and teacher predictions. We then design a Model Uncertainty--aware Knowledge Integration (MUKI) framework to recover the golden supervision for the student. Specifically, MUKI adopts Monte-Carlo Dropout to estimate model uncertainty for the supervision integration. An instance-wise re-weighting mechanism based on the margin of uncertainty scores is further incorporated, to deal with the potential conflicting supervision from teachers. Experimental results demonstrate that MUKI achieves substantial improvements over baselines on benchmark datasets. Further analysis shows that MUKI can generalize well for merging teacher models with heterogeneous architectures, and even teachers major in cross-lingual datasets.

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