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Yao Lu

Publications and source records attributed to Yao Lu.

At least 73 records · Page 4Linked to original sources

Adversarial Arena: Crowdsourcing Data Generation through Interactive Competition

Post-training Large Language Models requires diverse, high-quality data which is rare and costly to obtain, especially in low resource domains and for multi-turn conversations. Common solutions are crowdsourcing or synthetic generation, but both often yield low-quality or low-diversity data. We introduce Adversarial Arena for building high quality conversational datasets by framing data generation as an adversarial task: attackers create prompts, and defenders generate responses. This interactive competition between multiple teams naturally produces diverse and complex data. We validated this approach by conducting a competition with 10 academic teams from top US and European universities, each building attacker or defender bots. The competition, focused on safety alignment of LLMs in cybersecurity, generated 19,683 multi-turn conversations. Fine-tuning an open-source model on this dataset produced an 18.47% improvement in secure code generation on CyberSecEval-Instruct and 29.42% improvement on CyberSecEval-MITRE.

cs.AI↗

AscendKernelGen: A Systematic Study of LLM-Based Kernel Generation for Neural Processing Units

To meet the ever-increasing demand for computational efficiency, Neural Processing Units (NPUs) have become critical in modern AI infrastructure. However, unlocking their full potential requires developing high-performance compute kernels using vendor-specific Domain-Specific Languages (DSLs), a task that demands deep hardware expertise and is labor-intensive. While Large Language Models (LLMs) have shown promise in general code generation, they struggle with the strict constraints and scarcity of training data in the NPU domain. Our preliminary study reveals that state-of-the-art general-purpose LLMs fail to generate functional complex kernels for Ascend NPUs, yielding a near-zero success rate. To address these challenges, we propose AscendKernelGen, a generation-evaluation integrated framework for NPU kernel development. We introduce Ascend-CoT, a high-quality dataset incorporating chain-of-thought reasoning derived from real-world kernel implementations, and KernelGen-LM, a domain-adaptive model trained via supervised fine-tuning and reinforcement learning with execution feedback. Furthermore, we design NPUKernelBench, a comprehensive benchmark for assessing compilation, correctness, and performance across varying complexity levels. Experimental results demonstrate that our approach significantly bridges the gap between general LLMs and hardware-specific coding. Specifically, the compilation success rate on complex Level-2 kernels improves from 0% to 95.5% (Pass@10), while functional correctness achieves 64.3% compared to the baseline's complete failure. These results highlight the critical role of domain-specific reasoning and rigorous evaluation in automating accelerator-aware code generation. AscendKernGen is available at https://huggingface.co/AscendKernelGen and https://github.com/weich97/NPUKernelBench.

cs.AI↗

When Missing Becomes Structure: Intent-Preserving Policy Completion from Financial KOL Discourse

Key Opinion Leader (KOL) discourse on social media is widely consumed as investment guidance, yet turning it into executable trading strategies without injecting assumptions about unspecified execution decisions remains an open problem. We observe that the gaps in KOL statements are not random deficiencies but a structured separation: KOLs express directional intent (what to buy or sell and why) while leaving execution decisions (when, how much, how long) systematically unspecified. Building on this observation, we propose an intent-preserving policy completion framework that treats KOL discourse as a partial trading policy and uses offline reinforcement learning to complete the missing execution decisions around the KOL-expressed intent. Experiments on multimodal KOL discourse from YouTube and X (2022-2025) show that KICL achieves the best return and Sharpe ratio on both platforms while maintaining zero unsupported entries and zero directional reversals, and ablations confirm that the full framework yields an 18.9% return improvement over the KOL-aligned baseline.

cs.LG↗

SpecBranch: Speculative Decoding via Hybrid Drafting and Rollback-Aware Branch Parallelism

Recently, speculative decoding (SD) has emerged as a promising technique to accelerate LLM inference by employing a small draft model to propose draft tokens in advance, and validating them in parallel with the large target model. However, the existing SD methods still remain fundamentally constrained by their serialized execution, which causes the mutual waiting bubbles between the draft and target models. To address this challenge, we draw inspiration from branch prediction in modern processors and propose a novel framework \textbf{SpecBranch} to unlock branch parallelism in SD. Specifically, we first take an in-depth analysis of the potential of branch parallelism in SD, and recognize that the key challenge lies in the trade-offs between parallelization and token rollback. Based on the analysis, we strategically introduce parallel speculative branches to preemptively hedge against likely rejections. Meanwhile, to enhance parallelism, we jointly orchestrate adaptive draft lengths with a hybrid combination of the implicit draft model confidence and explicit reusing of target model features. Extensive experiments across various models and benchmarks show that SpecBranch achieves over \textbf{1.8}$\times \sim$ \textbf{4.5}$\times$ speedups against the auto-regressive decoding and reduces rollback tokens by $\textbf{50}$\% for poorly aligned models, realizing its applicability for real-world deployments.

cs.DC↗

EGM: Efficient Visual Grounding Language Models

Visual grounding is an essential capability of Visual Language Models (VLMs) to understand the real physical world. Previous state-of-the-art grounding visual language models usually have large model sizes, making them heavy for deployment and slow for inference. However, we notice that the sizes of visual encoders are nearly the same for small and large VLMs and the major difference is the sizes of the language models. Small VLMs fall behind larger VLMs in grounding because of the difference in language understanding capability rather than visual information handling. To mitigate the gap, we introduce 'Efficient visual Grounding language Models' (EGM): generate many mid-quality tokens (from small models) to match the performance of large VLMs with few high-quality but expensive tokens. This method is deployment-friendly, and yields better end-to-end latency: On the RefCOCO benchmark, our EGM-Qwen3-VL-8B demonstrates 91.4 IoU with an average of 737ms (5.9x faster) latency while Qwen3-VL-235B demands 4,320ms to reach 90.5 IoU. To validate our approach's generality, we further set up a new amodal grounding setting that requires the model to predict both the visible and occluded parts of the objects. Experiments show our method consistently improves both vanilla and amodal grounding capabilities of small models to match or outperform larger models, thereby improving efficiency for visual grounding.

cs.CV↗

Neuropsychiatric Deviations From Normative Profiles: An MRI-Derived Marker for Early Alzheimer's Disease Detection

Neuropsychiatric symptoms (NPS) such as depression and apathy are common in Alzheimer's disease (AD) and often precede cognitive decline. NPS assessments hold promise as early detection markers due to their correlation with disease progression and their non-invasive nature. Yet current tools cannot distinguish whether NPS are part of aging or early signs of AD, limiting their utility. We present a deep learning-based normative modelling framework to identify atypical NPS burden from structural MRI. A 3D convolutional neural network was trained on cognitively stable participants from the Alzheimer's Disease Neuroimaging Initiative, learning the mapping between brain anatomy and Neuropsychiatric Inventory Questionnaire (NPIQ) scores. Deviations between predicted and observed scores defined the Divergence from NPIQ scores (DNPI). Higher DNPI was associated with future AD conversion (adjusted OR=2.5; p < 0.01) and achieved predictive accuracy comparable to cerebrospinal fluid AB42 (AUC=0.74 vs 0.75). Our approach supports scalable, non-invasive strategies for early AD detection.

cs.CV↗

S$^{3}$G: Stock State Space Graph for Enhanced Stock Trend Prediction

Stock trend prediction has attracted considerable attention for its potential to generate tangible investment returns. With the advent of deep learning in quantitative finance, researchers have increasingly recognized the importance of synergies between stocks, such as sector membership or upstream-downstream relationships, in accurately capturing market dynamics. However, previous work often relies on static industry graphs or constructs graphs at each time step via similarity measures, overlooking the fluid evolution of stock relationships. We observe that as companies interact competitively and cooperatively, their interdependencies change in a fine-grained, time-varying manner that cannot be fully captured by coarse, static connections or simple similarity-based snapshots. To address these challenges, we introduce the Stock State Space Graph (S$^{3}$G) framework for enhanced stock trend prediction. First, we apply wavelet transforms to denoise the inherently low signal-to-noise financial series and extract salient patterns. After that, we construct data-dependent graphs at each time point and employ state space models to characterize the evolutionary dynamics of these graphs. Finally, we perform a graph aggregation operation to obtain the predicted return. Extensive experiments on historical CSI 500 data demonstrate the state-of-the-art performance of S$^{3}$G, with superior annualized returns and Sharpe ratios compared to other baselines.

cs.CE↗

Efficient LLM Serving for Agentic Workflows: A Data Systems Perspective

Agentic workflows are composed of sequences of interdependent Large Language Model (LLM) calls, and they have become a dominant workload in modern AI systems. These workflows exhibit extensive redundancy from overlapping prompts and intermediate results due to speculative and parallel exploration. Existing LLM serving systems, such as vLLM, focus on optimizing individual inference calls and overlook cross-call dependencies, leading to significant inefficiencies. This paper rethinks LLM and agent serving from a data systems perspective and introduces Helium, a workflow-aware serving framework that models agentic workloads as query plans and treats LLM invocations as first-class operators. Helium integrates proactive caching and cache-aware scheduling to maximize reuse across prompts, KV states, and workflows. Through these techniques, Helium bridges classic query optimization principles with LLM serving, achieving up to 1.56x speedup over state-of-the-art agent serving systems on various workloads. Our results demonstrate that end-to-end optimization across workflows is essential for scalable and efficient LLM-based agents.

cs.MA↗

Locality-aware Parallel Decoding for Efficient Autoregressive Image Generation

We present Locality-aware Parallel Decoding (LPD) to accelerate autoregressive image generation. Traditional autoregressive image generation relies on next-patch prediction, a memory-bound process that leads to high latency. Existing works have tried to parallelize next-patch prediction by shifting to multi-patch prediction to accelerate the process, but only achieved limited parallelization. To achieve high parallelization while maintaining generation quality, we introduce two key techniques: (1) Flexible Parallelized Autoregressive Modeling, a novel architecture that enables arbitrary generation ordering and degrees of parallelization. It uses learnable position query tokens to guide generation at target positions while ensuring mutual visibility among concurrently generated tokens for consistent parallel decoding. (2) Locality-aware Generation Ordering, a novel schedule that forms groups to minimize intra-group dependencies and maximize contextual support, enhancing generation quality. With these designs, we reduce the generation steps from 256 to 20 (256$\times$256 res.) and 1024 to 48 (512$\times$512 res.) without compromising quality on the ImageNet class-conditional generation, and achieving at least 3.4$\times$ lower latency than previous parallelized autoregressive models.

cs.CV↗

Beyond Flat Unknown Labels in Open-World Object Detection

Most object detectors operate under a closed-world assumption, recognizing only the classes annotated in the training dataset and failing when encountering novel objects. Open-World Object Detection (OWOD) relaxes this assumption by enabling unseen objects to be detected as "Unknown". However, collapsing all novel objects into a single undifferentiated label eliminates semantic granularity and limits informed decision-making. In this paper, we introduce BOUND, an open-world detector that advances OWOD by inferring coarse-grained categories of unknown objects rather than merely flagging their existence. This enriched representation offers semantic cues that may benefit real-world systems. For example, in autonomous driving, distinguishing between an "Unknown Animal" (requiring yielding) and an "Unknown Debris" (requiring rerouting) leads to fundamentally different planning behaviors. Technically, BOUND integrates a sparsemax-based head for modeling objectness, a hierarchy-guided relabeling component that provides auxiliary supervision, and a classification module that learns hierarchical relationships. Experiments on OWOD benchmarks demonstrate that BOUND achieves higher unknown recall than existing baselines without sacrificing known-class mAP, while additionally enabling structured hierarchical categorization of unknown instances. Furthermore, evaluations on the long-tail LVIS dataset demonstrate robust generalization. Code will be made available.

cs.CV↗

A Cascaded Random Access Quantum Memory

Dynamic random access memory (DRAM) is critical to classical computing but notably absent in current superconducting quantum processors. Integrating high-coherence memory units would enable resource-efficient control of logical qubits and allow the separate optimization of logic and storage subsystems. Here, we realize an 8-bit cascaded random access quantum memory (RAQM). By introducing a buffer layer between the processor and a multimode storage cavity, we leverage the control resources of a single transmon to address eight memory modes while isolating them from processor non-linearities. We demonstrate arbitrary random access with an average infidelity of $\lesssim 1.5\%$ per mode, characterizing the many-body interactions that dominate the error budget. This architecture enables a significant reduction in control lines per logical qubit and supports transversal operations within the memory module, establishing a scalable unit cell for fault-tolerant quantum architectures.

quant-ph↗

Huawei Cloud Model-as-a-Service on the CloudMatrix384 SuperPod

Scaled-out MoE LLMs and scaled-up SuperPods create new systems challenges for production Model-as-a-Service (MaaS), requiring disaggregation, low-latency communication, and decentralized serving. This report presents xDeepServe, the production serving system behind Huawei Cloud's MaaS offering on CloudMatrix384, a 48-server SuperPod with 384 Ascend 910C chips connected by a high-bandwidth UB fabric and global shared memory. It serves models including DeepSeek, Kimi, GLM, Qwen, and MiniMax, among others. xDeepServe is built around Transformerless, a disaggregated execution architecture that decomposes transformer inference into modular units -- attention, feedforward, and MoE -- and supports disaggregated Prefill-Decode and MoE-Attention deployments. To enable disaggregation, we develop XCCL, a memory-semantic communication layer providing microsecond-level point-to-point and scalable all-to-all primitives, and we extend FlowServe with decentralized DP groups and techniques to mitigate stragglers and synchronization variance. In a peak decoding configuration, xDeepServe reaches 2400 tokens/s per Ascend 910C chip at ~50ms time-per-output-token (TPOT).

cs.DC↗

Portfolio Reinforcement Learning with Scenario-Context Rollout

Market regime shifts induce distribution shifts that can degrade the performance of portfolio rebalancing policies. We propose macro-conditioned scenario-context rollout (SCR) that generates plausible next-day multivariate return scenarios under stress events. However, doing so faces new challenges, as history will never tell what would have happened differently. As a result, incorporating scenario-based rewards from rollouts introduces a reward--transition mismatch in temporal-difference learning, destabilizing RL critic training. We analyze this inconsistency and show it leads to a mixed evaluation target. Guided by this analysis, we construct a counterfactual next state using the rollout-implied continuations and augment the critic agent's bootstrap target. Doing so stabilizes the learning and provides a viable bias-variance tradeoff. In out-of-sample evaluations across 31 distinct universes of U.S. equity and ETF portfolios, our method improves Sharpe ratio by up to 76% and reduces maximum drawdown by up to 53% compared with classic and RL-based portfolio rebalancing baselines.

cs.AI↗

Towards Autonomous Memory Agents

Recent memory agents improve LLMs by extracting experiences and conversation history into an external storage. This enables low-overhead context assembly and online memory update without expensive LLM training. However, existing solutions remain passive and reactive; memory growth is bounded by information that happens to be available, while memory agents seldom seek external inputs in uncertainties. We propose autonomous memory agents that actively acquire, validate, and curate knowledge at a minimum cost. U-Mem materializes this idea via (i) a cost-aware knowledge-extraction cascade that escalates from cheap self/teacher signals to tool-verified research and, only when needed, expert feedback, and (ii) semantic-aware Thompson sampling to balance exploration and exploitation over memories and mitigate cold-start bias. On both verifiable and non-verifiable benchmarks, U-Mem consistently beats prior memory baselines and can surpass RL-based optimization, improving HotpotQA (Qwen2.5-7B) by 14.6 points and AIME25 (Gemini-2.5-flash) by 7.33 points.

cs.AI↗

ForeAct: Steering Your VLA with Efficient Visual Foresight Planning

Vision-Language-Action (VLA) models convert high-level language instructions into concrete, executable actions, a task that is especially challenging in open-world environments. We present Visual Foresight Planning (ForeAct), a general and efficient planner that guides a VLA step-by-step using imagined future observations and subtask descriptions. With an imagined future observation, the VLA can focus on visuo-motor inference rather than high-level semantic reasoning, leading to improved accuracy and generalization. Our planner comprises a highly efficient foresight image generation module that predicts a high-quality 640$\times$480 future observation from the current visual input and language instruction within only 0.33s on an H100 GPU, together with a vision-language model that reasons over the task and produces subtask descriptions for both the generator and the VLA. Importantly, state-of-the-art VLAs can integrate our planner seamlessly by simply augmenting their visual inputs, without any architectural modification. The foresight generator is pretrained on over 1 million multi-task, cross-embodiment episodes, enabling it to learn robust embodied dynamics. We evaluate our framework on a benchmark that consists of 11 diverse, multi-step real-world tasks. It achieves an average success rate of 87.4%, demonstrating a +40.9% absolute improvement over the $π_0$ baseline (46.5%) and a +30.3% absolute improvement over $π_0$ augmented with textual subtask guidance (57.1%).

cs.RO↗

New rigidity theorem of Einstein manifolds and curvature operator of the second kind

Using Bochner techniques, we prove that a compact Einstein manifold of dimension $n \ge 4$ has constant curvature provided that the curvature operator of the second kind satisfies a cone condition that is strictly weaker than nonnegativity. Furthermore, employing a result of Li \cite{Li5}, we establish that any closed Einstein manifold of dimension $n \ge 4$ satisfying \[k^{-1}({λ}_1+\cdots +{λ}_k)\ge -θ(n,k) \bar{λ},\quad \text{for some} \quad k \le [\frac{n+2}{4}]\] must be either flat or a spherical space form. Here, ${λ}_1\le {λ}_2\le \cdots \le {λ}_{\frac{(n-1)(n+2)}{2}}$ are the eigenvalues of $\mathring{R}\,$, $\bar{λ}$ is their average, and $θ(n,k)$ is a positive constant. This result generalizes the work of Dai-Fu \cite{DF} and Chen-Wang \cite{CW1,CW}.We also classify four-dimensional Einstein manifolds satisfying a cone condition.

math.DG↗

Manifolds with harmonic curvature and curvature operator of the second kind

We prove that complete Riemannian manifolds of dimension $n\ge3$ with harmonic curvature and $\frac{n(n+2)}{2(n+1)}$-nonnegative curvature operator of the second kind must be Einstein. In particular, We show that complete Einstein manifolds of dimension $n\ge4$ with $\frac{3n(n-1)^2(n+2)}{2(5n^3+3n^2-30n+16)}$-nonnegative curvature operator of the second kind must be of constant curvature, which generalizes the work of Dai-Fu \cite{DF}.

math.DG↗

Manifolds with harmonic Weyl curvature and curvature operator of the second kind

We prove that a compact Riemannian manifold of dimension $n\ge 8$ with harmonic Weyl curvature and $\frac{3(n-1)(n+2)}{4(3n-1)}$-nonnegative curvature operator of the second kind is either globally conformally equivalent to a space of positive constant curvature or is isometric to a flat manifold. In particular, We also give a classification of four-dimensional manifolds with harmonic Weyl curvature satisfying a cone condition. This result generalizes the work in \cite{DFY24,FLD,Li22}.

math.DG↗